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    Legal and Compliance Analyst - New York, United States - Glocap

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    Accounting / Finance
    Description

    COMPANY: Hedge Fund

    POSITION: Legal and Compliance Analyst

    LOCATION: Midtown, Manhattan (HYBRID 3 Days In Office/2 Days Work from Home)

    HOURS: 8:00am – 5:00pm (with flexibility to work earlier and later, as needed)

    COMPENSATION: Up to $85K DOE* + excellent benefits and 401K plan

    BACHELORS DEGREE REQUIRED: PREFERRED

    Our client, a top hedge fund in Midtown, is seeking a Legal and Compliance Analyst. This position is for an intelligent and detail-oriented candidate whom possesses a flexible attitude. The role is integral to the success of the firm and requires a high-energy candidate that is comfortable operating in a fast-paced environment.

    Responsibilities of the Legal and Compliance Analyst:

    Conduct periodic compliance testing and oversight

    Maintain the Firm's legal and compliance records and documentation

    Organize compliance related committee meetings

    Assist with the compliance training program for the Firm's employees

    Assist with the ongoing diligence of third-party vendors and interfacing with different internal operations teams and external service providers in connection with legal and compliance related matters

    Monitor developments in the compliance area and assist in new compliance initiatives as the business, law, compliance and technology evolve, as required

    Ad hoc project and administrative requests as needed

    Requirements of the Legal and Compliance Analyst:

    Undergraduate degree with excellent academic performance

    1-2 years relevant work experience either in a compliance, paralegal, accounting or operations role in a financial services company

    Strong interpersonal, communication and presentation skills

    Extremely detail oriented and organized, with strong follow-up and willingness to go above and beyond

    Committed, mature and hard-working

    Collaborative team player

    Ability to be resourceful

    Excellent communication skills

    Proficient in MS Outlook and Microsoft Office Suite

    Verification of identity, education, prior employment, and references may be required

    *The hourly rate range posted for this New York City-based position is a good faith estimate. Actual rate may vary based on several factors, including but not limited to, level, experience, and qualifications for the role.


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