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    Regulatory Compliance Officer - Irvine, United States - Finfare Inc.

    Finfare Inc.
    Finfare Inc. Irvine, United States

    3 weeks ago

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    Description

    Job Description

    Job Description

    About Finfare

    Finfare is dedicated to empowering SMBs, by providing the ultimate expense management solution for growing businesses seeking to streamline their financial operations and maximize cash back rewards. Finfare offers easy expense tracking, personalized spend controls, seamless accounting integration, powerful analytics, and reliable charge card services.

    About the Role

    Finfare is seeking a highly motivated Compliance Officer to join our dynamic team in Irvine, CA. As a key member of the compliance department, the Compliance Officer will be responsible for helping ensure
    ongoing compliance with all relevant laws, regulations, and internal policies. The Compliance Officer will work closely with the Director of Compliance and internal partners in an advisory role, and will serve as the primary point of contact with our bank partners.

    What You'll Do

    • Monitor and test compliance with all relevant laws, regulations, internal policies, and bank
      requirements
    • Conduct ongoing analysis and reporting of customer complaints, including handling escalated
      customer complaints
    • Oversee vendor management, including initial due diligence review and monitoring vendor
      performance to ensure compliance with all regulations
    • Handle issues management, including identifying and resolving compliance issues in a timely
      manner
    • Implement and maintain change control procedures to ensure that all changes are compliant
      with all relevant regulations
    • Work closely with internal partners in an advisory role to ensure compliance with all regulations
      and laws
    • Serve as the primary point of contact with our bank partners, ensuring that all compliance
      regulations are met and all questions are answered in a timely manner

    What You'll Need

    • Bachelor's degree or higher in a related field
    • Experience with laws and regulations including but not limited to BSA/AML, OFAC, Reg D, Reg DD, Reg CC, Reg E, Reg Z, FCRA, FTC Act, GLBA, CCPA, GDPR, and others
    • Prior experience working for a fintech or a partner bank is highly desirable
    • Strong attention to detail and ability to work independently
    • Excellent communication and problem-solving skills

    Nice to Haves

    • Professional certifications such as CIPP or CRCM are highly desired

    Compensation

    The compensation for this role is 120k-140k+ (depending on experience).

    Benefits at Finfare

    • Competitive health, vision, and dental benefits (covering 100% premium for employee and all dependent(s))
    • Unlimited PTO
    • 401K (with employer matching)
    • Catered lunches three times a week
    • Employee stock purchase plan (if applicable)
    • Hybrid or on-site, depending on the role.
    • Work sponsorship (if applicable)
    • Parental leave
    • Other employee perks

    As part of our dedication to the diversity of our workforce, Finfare is committed to a policy of Equal Employment Opportunity and will not discriminate against an applicant or employee on the basis of race, color, religion, creed, national origin or ancestry, sex, gender, gender identity, gender expression, sexual orientation, age, physical or mental disability, medical condition, marital/domestic partner status, military and veteran status, genetic information or any other legally-recognized protected basis under federal, state or local laws, regulations or ordinances.

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