Regulatory Compliance Officer - Irvine, United States - Larson Maddox

Description

Our client is actively seeking a motivated Compliance Officer to join our dynamic team located in Irvine, CA. This pivotal role within the compliance department entails ensuring continuous adherence to pertinent laws, regulations, and internal protocols. Reporting directly to the Director of Compliance, the Compliance Officer will collaborate closely with internal stakeholders in an advisory capacity and act as the primary liaison with our banking partners.

Key Responsibilities:

• Conduct monitoring and testing to ensure compliance with applicable laws, regulations, internal policies, and banking standards.
• Perform ongoing analysis and reporting of customer complaints, including the management of escalated cases.
• Supervise vendor relations, encompassing initial due diligence reviews and ongoing monitoring to ensure regulatory compliance.
• Manage issues by promptly identifying and resolving compliance-related matters.
• Establish and uphold change control procedures to guarantee regulatory compliance for all modifications.
• Collaborate closely with internal stakeholders in an advisory capacity to ensure adherence to regulatory requirements.
• Serve as the primary contact for our banking partners, ensuring compliance with regulations and addressing inquiries promptly.

Qualifications:

• Bachelor's degree or higher in a related field.
• Proficiency in laws and regulations such as BSA/AML, OFAC, Reg D, Reg DD, Reg CC, Reg E, Reg Z, FCRA, FTC Act, GLBA, CCPA, GDPR, among others.
• Previous experience in fintech or with a partner bank is highly advantageous.
• Strong attention to detail and ability to work autonomously.
• Excellent communication and problem-solving abilities.

If you are interested, apply below