Deputy, Chief Compliance Officer - Newport Beach, United States - Pacific Investment Management Company, LLC

Compliance Officer

3 weeks ago

Job Summary: · **Responsibilities**: · - Develop and implement compliance policies and procedures to ensure adherence to applicable laws and regulations · - Conduct regular audits and assessments to identify areas of non-compliance and develop corrective action plans · - Monitor ...

Compliance Officer Ii

17 hours ago

The Compliance Officer II is primarily responsible for supporting the Bank's Compliance Management Program by acting in a senior compliance officer role in the day to day administrative, advisory, monitoring and testing duties related to the company's lending, deposit and other f ...

Compliance Officer

3 weeks ago

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capita ...

Compliance Officers

4 weeks ago

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capita ...

Compliance Officer

4 weeks ago

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capita ...

Compliance Officers

2 weeks ago

Title: Code of Ethics Compliance Consultant · Duration: 6+ months contract · We are a preeminent leader across fixed income strategies, including registered 40 Act funds, and are expanding our capabilities across a broad range of opportunistic and alternative strategies in the pr ...

Deputy, Chief Compliance Officer

2 weeks ago

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capita ...

Deputy, Chief Compliance Officer

3 weeks ago

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capita ...

Compliance Officer II

1 week ago

The Compliance Officer II is primarily responsible for supporting the Bank's Compliance Management Program by acting in a senior compliance officer role in the day to day administrative, advisory, monitoring and testing duties related to the company's lending, deposit and other f ...

Compliance Officer II

3 weeks ago

The Compliance Officer II is primarily responsible for supporting the Bank's Compliance Management Program by acting in a senior compliance officer role in the day to day administrative, advisory, monitoring and testing duties related to the company' Compliance Officer, Officer, ...

Sr Compliance Officer

3 weeks ago

The Senior Compliance Officer - Testing is primarily responsible for the independent execution of all assigned responsibilities in support of the Bank's Compliance Management Program by acting in a senior compliance testing role; performs duties as t Compliance Officer, Officer, ...

ISO Compliance Officer

1 week ago

ISO Compliance Officer · The HORIBA Group of worldwide companies provides an extensive array of instruments and systems for applications ranging from automotive R&D, process and environmental monitoring, in-vitro medical diagnostics, semiconductor manufacturing and metrology, to ...

Sr Compliance Officer

1 week ago

The Senior Compliance Officer - Testing is primarily responsible for the independent execution of all assigned responsibilities in support of the Bank's Compliance Management Program by acting in a senior compliance testing role; performs duties as the senior compliance officer; ...

Regulatory Compliance Officer

2 weeks ago

Our client is actively seeking a motivated Compliance Officer to join our dynamic team located in Irvine, CA. This pivotal role within the compliance department entails ensuring continuous adherence to pertinent laws, regulations, and internal protocols. Reporting directly to the ...

Regulatory Compliance Officer

3 weeks ago

Our client is actively seeking a motivated Compliance Officer to join our dynamic team located in Irvine, CA. This pivotal role within the compliance department entails ensuring continuous adherence to pertinent laws, regulations, and internal protocols. Reporting directly to the ...

Sr Compliance Officer

1 week ago

The Senior Compliance Officer - Testing is primarily responsible for the independent execution of all assigned responsibilities in support of the Bank's Compliance Management Program by acting in a senior compliance testing role; performs duties as the senior compliance officer; ...

Human Resources Compliance Officer

3 weeks ago

Job Description · Job Description · About Us · Karman Space & Defense is the market leading suppliers of metallic and composite flight hardware and sub-assemblies for the space, missile, and hypersonic markets. Karman offers an unprecedented capability set to customers, creati ...

Compliance Officer II

1 week ago

The Compliance Officer II is primarily responsible for supporting the Bank's Compliance Management Program by acting in a senior compliance officer role in the day to day administrative, advisory, monitoring and testing duties related to the company's lending, deposit and other f ...

Regulatory Compliance Officer

3 weeks ago

About Finfare · Finfare is dedicated to empowering SMBs, by providing the ultimate expense management solution for growing businesses seeking to streamline their financial operations and maximize cash back rewards. Finfare offers easy expense tracking, personalized spend control ...

ISO Compliance Officer

6 days ago

ISO Compliance Officer · The HORIBA Group of worldwide companies provides an extensive array of instruments and systems for applications ranging from automotive R&D, process and environmental monitoring, in-vitro medical diagnostics, semiconductor manufacturing and metrology, to ...