Chief Compliance Officer/Counsel - California, United States - JW Michaels & Co.

General Counsel/Chief Compliance Officer

1 week ago

Our client is a prominent investment management firm searching for a GC/CCO to manage, grow, and implement an SEC regulatory program and manage internal legal operations. · Responsible for the ongoing development, implementation, and refinement of a comprehensive compliance progr ...

Compliance Officer

2 weeks ago

Compliance Officer - AVP (Los Angeles, California): Our client, a $30B+ alternative asset manager, is seeking a Compliance Officer to join their lean team of 4. This new hire will work closely with the CCO as a true compliance generalist. · Highlights: · Opportunity to work with ...

Office of General Counsel

1 week ago

Job Posting:Office of General Counsel (OGC) Analyst · Department of Justice · JC · JC Office of General Counsel (OGC) Analyst · ASSOCIATE GOVERNMENTAL PROGRAM ANALYST · Final Filing Date: 4/25/2024 · Application Methods: Electronic (Using your CalCareer Account) By Mail Dr ...

Regulatory Compliance Officer

1 week ago

A fintech firm located in Orange County, CA who's looking to bring on board a "Regulatory Compliance Officer" to their team. They are currently growing at a rapid pace and looking for superstars. You do not need fintech experience for this role although it is a plus. They are in ...

Regulatory Compliance Officer

3 days ago

Day-to-Day Responsibilities: · Oversee and test compliance with relevant laws, regulations, internal protocols, and bank standards · Perform continuous evaluation and documentation of customer grievances, including managing escalated issues from customers · Supervise vendor relat ...

Senior Compliance Associate/Officer

2 weeks ago

The candidate should have at least 3-5+ years of experience, preferably at a private fund or major consulting firm. The individual must be very attentive to details, have strong writing skills, be able to craft compliance policies and procedures, and excel at project management. ...

Vice President, Chief Compliance Officer of Broker-Dealer and RIA

1 week ago

The Role: · We are looking for a VP, CCO, for our Broker-Dealer and Registered Investment Advisor located in the Soho, NY area. This is a critical role overseeing compliance for core parts of Forge's business, reporting directly to the Head of Compliance. You'll effectively mana ...

Office Assistant

1 week ago

**Responsibilities**: · - Organize office and assist associates in ways that optimize procedures · - Sort and distribute communications in a timely manner · - Create and update records ensuring accuracy and validity of information · - Monitor level of supplies and handle shortage ...

Financial Accountant

1 week ago

Job Title: Financial Accountant · Reports to: CFO/Financial Controller · Classification: Exempt · Time Commitment: Full-time · **Primary Responsibilities** · - Prepare monthly journal entries and balance sheet reconciliations. · - Assist in the preparation of the Company's financ ...

Customer Service Representative

4 days ago

At Lendmark Financial Services, we believe the success of our company is specifically attributable to the quality of our employees and their commitment to our customers. We value each customer and understand that people want to do business with people who care. That's one way we ...

Program Analyst Associate

1 week ago

Type of Requisition: · Regular · Clearance Level Must Currently Possess: · None · Clearance Level Must Be Able to Obtain: · None · Suitability: · Public Trust/Other Required: · Job Family: · Program Management · Job Qualifications: · **Skills**:Finance, Invoices, Payment Handling ...

Independent Logistics Assessments

5 days ago

**The Organization: Sierra Management and Technologies, Inc.** · Sierra is a small, disadvantaged, minority-owned business that values its employees who provide superior services and solutions to our customers. Sierra has a proud history of hiring veterans and encourages those wh ...

Employee for operational project and order support

1 week ago

For our department "Customer and Product Management" we are looking for an employee for operational project and order support (m/f/d). The deployment can take place at our offices in Gießen, Darmstadt or Kassel. This position is a full-time position, which can also be divided. Th ...

Deputy Director Program Management

4 days ago

· GENERAL · The Deputy Director of Program Management and Environmental Compliance will report to the Director, Caltrain Design and Construction-Program Management. Responsibilities will include overseeing all levels of environmental compliance for all phases of Caltrain's capit ...

Compliance & Legal Associate

6 days ago

Dynamic alternative asset manager in Menlo Park is on the market for an Associate in Legal & Compliance to work closely with the firm's Managing Partner, General Counsel and Chief Compliance Officer. We are seeking a dedicated professional with a keen interest in compliance and l ...

General Counsel

6 days ago

Our client is an emerging Credit Union looking to add an Associate General Counsel to their growing legal department sitting out of their Orange County office. This is an exciting opportunity to get exposure across various levels of the business and work closely with the General ...

Senior Counsel, Physician Contracting

5 days ago

Adventist Health is ranked #10 in Becker's list of the largest nonprofit hospital systems in the U.S. We are the largest company headquartered and sixth largest employer in Roseville, California. Our corporate headquarters have been located at a desirable location on Douglas Boul ...

Associate Attorney

6 days ago

Position Overview: · BakerHostetler's Los Angeles office is seeking a mid-level associate (3-6 years' experience) to join its national Government Contracts Team. This is a unique opportunity to join a top AmLaw 100 law firm and work closely with a Chambers-USA nationally-rated go ...

Contracts Paralegal, Medical Device

5 days ago

We are actively seeking a Commercial Contracts Paralegal This is a near-term hybrid opportunity with our Life Sciences client · Introduction · Epiq Counsel is an innovative legal services talent provider that offers meaningful work and flexibility to sophisticated and credential ...

Legal Assistant for In-House Opportunity

2 weeks ago

Adams & Martin Group has partnered with a real estate management company that is seeking to hire an experienced Legal Assistant to join the company's legal team. · The Legal Assistant supports the Legal Team administratively, primarily drafting transactional documents like commer ...