Regulatory Compliance Officer - California, United States - Phaxis

Compliance Officer

1 week ago

Position Overview: · JCW is partnering with an Industrial Bank who is looking for a Compliance Officer to join their team. The Compliance Officer will play a critical role in ensuring that operations align with all relevant regulatory requirements, particularly in the context of ...

Regulatory Compliance Officer

4 weeks ago

A fintech firm located in Orange County, CA who's looking to bring on board a "Regulatory Compliance Officer" to their team. They are currently growing at a rapid pace and looking for superstars. You do not need fintech experience for this role although it is a plus. They are in ...

Compliance Officer

2 weeks ago

Compliance Officer - AVP (Los Angeles, California): Our client, a $30B+ alternative asset manager, is seeking a Compliance Officer to join their lean team of 4. This new hire will work closely with the CCO as a true compliance generalist. · Highlights: · Opportunity to work with ...

General Counsel/Chief Compliance Officer

3 weeks ago

Our client is a prominent investment management firm searching for a GC/CCO to manage, grow, and implement an SEC regulatory program and manage internal legal operations. · Responsible for the ongoing development, implementation, and refinement of a comprehensive compliance progr ...

Vice President, Chief Compliance Officer of Broker-Dealer and RIA

4 weeks ago

The Role: · We are looking for a VP, CCO, for our Broker-Dealer and Registered Investment Advisor located in the Soho, NY area. This is a critical role overseeing compliance for core parts of Forge's business, reporting directly to the Head of Compliance. You'll effectively mana ...

Chief Compliance Officer/Counsel

3 weeks ago

Targeting 10+yrs exp. · MNPI exp, new marketing rules, fund formation, fund structuring. · Has completed an SEC exam. · Comfortable working on a small team and with outside consultants. · Office located in Orange County, California · ...

Safety/Purchasing Administrator

3 weeks ago

Job Title: Safety/Purchasing Administrator · Location: Orange, CA · Overview: · We are looking for a motivated Safety/Purchasing Administrator to join our team in Orange, CA. This role combines the critical functions of safety compliance and purchasing administration, offering a ...

Legal Office Manager

1 week ago

Reputable boutique civil litigation firm in DTLA are looking for an experienced Office Manager to join their team. The Office Manager will oversee the LA Office, which consists of about 15 individuals. The Office Manager will assist with recruiting, onboarding, compliance, HR, an ...

Chief Financial Officer

2 weeks ago

Title: Chief Financial Officer · Location: Los Angeles County, CA Area · Work Environment: On-Site · The ideal candidate will be an experienced and strategic Chief Financial Officer, with proven experience driving growth and consistently delivering results. · Compensation: · High ...

Regulatory & Legal Compliance Intern

2 weeks ago

THE ROLE · : · As the Regulatory & Legal Compliance intern for the Global Ethics & Compliance department, a successful candidate for this role will be responsible for assisting in research, tracking, and mapping against current operations for regulations, laws, and compliance ma ...

Loan Officer/Underwriter

1 week ago

The Loan Officer/Underwriter is responsible for negotiating, underwriting, and closing consumer/commercial loans while ensuring compliance with the Bank's policies. They cultivate business relationships, provide financial guidance to clients, and support the bank's business plan. ...

Dental Director

3 weeks ago

Under the direction of the Chief Medical Officer, The Director of Dental Services is responsible for the daily operations of the Dental Department. The incumbent in this position shall review medical records and procedures of the Dental Department for compliance with acceptable q ...

Private Wealth Paralegal

1 day ago

Job Title: Private Wealth Planning Paralegal · Location: Los Angeles, CA · Job Type: Full-Time Hybrid (3 days in office) · Salary: $80,000 - $100,000 per year, based on experience · Job Summary: · We are seeking an experienced Private Wealth Planning Paralegal to join our client' ...

Contracts Administrator

3 weeks ago

At Career Group Companies, we are all about recruiting. CGC was started to set a higher standard for recruiting, with a hands-on approach. Based in Los Angeles and founded in 1981, we created a family of brands to better serve our clients, talent, and the wide array of industries ...

Sr. CEQA/NEPA Project Manager

3 weeks ago

Join Yorke Engineering, LLC, an Environmental Consulting leader in California that implements Environmental Engineering and Compliance solutions for our clients throughout California. Our mission is to solve environmental compliance problems for industrial and governmental/infras ...

Program Analyst Senior

5 days ago

Description · SAIC has an immediate need for a Program Analyst supporting CANES and NMS Projects. This position is a Hybrid/Remote position with expectations of 60% in office / customer site. This position is in San Diego, CA. · JOB DUTIES: · Supporting the Tactical Networks (TAC ...

Sr. Treasury Management Officer

2 weeks ago

Sr. Treasury Management Officer - Beverly Hills, CA · Generate deposit growth and fee income by assisting in the development of new business relationships and expansion of existing relationships through a professional and consultative sales approach. Attain the highest level of ...

Chief Financial Officer

1 day ago

Associate Capital is looking for a Chief Financial Officer. Our flagship project Power Station is rapidly advancing through economic headwinds, and our firm is actively recruiting top performers to meet the demands of a large scale development project. · About Us: Associate Capi ...

Environmental Coordinator

2 weeks ago

At AES, we raise the quality of life around the world by changing the way energy works. Everyone makes an impact every day in our small, global teams. Apply here to start an extraordinary career today. · AES Huntington Beach - Environmental Coordinator · AES Southland is a subs ...

Hybrid Senior Financial Analyst

2 weeks ago

The Senior Financial Analyst will be responsible for conducting and providing quantitative analyses of information affecting budgets, expenses, and other financial projects for the company and in support of key business decisions and executive management and senior Finance staff. ...