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    Registered Client Service Associate - San Jose, United States - Stifel

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    Description

    Summary

    The Registered Client Services Associate assists Financial Advisors by maintaining client accounts, providing administrative support, and ensuring customer service.

    Essential Duties & Responsibilities

    • Handle clerical functions for opening client accounts and maintaining records
    • Assist in obtaining required documents from clients
    • Provide clients with quotes and account-related information
    • Organize and maintain client account records
    • Perform operational functions for client requests
    • Provide reports to Financial Advisor
    • Accept and enter client orders
    • Identify situations requiring attention
    • Perform various administrative duties

    Qualifications

    • Administrative Knowledge
    • Industry Knowledge
    • Time Management
    • Critical Thinking
    • Customer and Interpersonal Skills
    • Communication Skills

    Education & Experience

    • High School Diploma or equivalent
    • 2+ years clerical/related industry experience
    • Series 7 and 63 or 66 certifications

    Systems & Technology

    Proficient in Microsoft Excel, Word, PowerPoint, Outlook

    Base salary annualized range: $41,800 - $62,700

    About Stifel: A global wealth management and investment banking firm emphasizing innovation and client success, with offices worldwide and a commitment to employee growth and development.

    Stifel offers an entrepreneurial environment, comprehensive benefits package, and is an Equal Opportunity Employer.



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