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    Registered Client Associate - Doral, United States - Leeds Professional Resources

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    Description

    Exciting opportunity to join an established and growing financial services firm with significant operations in Miami. This role will support a top producing team and have strong opportunities for career growth.

    Responsibilities:

    • Assist the team with all non-sales related functions: Opening new accounts, ACATs, money movement, etc.
    • Prepare meeting documents and other materials.
    • Schedule meetings for team utilizing our groups various applications
    • Respond to client questions regarding accounts, policies, and procedures.
    • Review daily activity and reconcile current client activity, fund transfers and previous days activity to ensure accuracy.
    • Process client requests (wires, checks, journals, etc.).
    • Process client paperwork (including communicating directly with clients to obtain all information needed)
    • Assist with establishing online access for statements, confirms, proxy materials and other services.
    • Attend compliance and continuing education training sessions as required by regulatory agencies and the firm.
    • Various related duties

    Requirements:

    • Bachelors degree
    • 3+ years of relevant experience
    • Active Series 7
    • Bilingual (English/Spanish)


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