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    Compliance Specialist - Baltimore, United States - Phyton Talent Advisors

    Phyton Talent Advisors
    Phyton Talent Advisors Baltimore, United States

    2 weeks ago

    Default job background
    Description
    Our client, a Global Investment Bank, is seeking a Compliance specialist in their Baltimore, MD location:Responsibilities:Develop, maintain or enhance securities licensing processes and proceduresRespond to regulatory and registration requestsSupport process workflows and the systems utilized to associate registered individual'sHandle resolution of escalated mattersAssist with targeted projects and support strategic initiativesQualificationsEducation level: Bachelor's Degree or higherLegal and/or Compliance experience preferredFamiliar with Microsoft platform tools (Outlook, Excel, PowerPoint, etc.)Must be highly organized, detailed oriented, and comfortable working both independently and within a team environmentMust be self-motivated, driven, proactive, and possess strong communication and analytical skillsMust be able to manage multiple tasks and prioritize workflow with minimal supervisionStrong project management skills including critical ability to coordinate and balance multiple projects in a time-sensitive environment, under pressure, and meeting deadlines#J-18808-Ljbffr
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