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    Compliance Specialist - Baltimore, United States - Phyton Talent Advisors

    Phyton Talent Advisors
    Phyton Talent Advisors Baltimore, United States

    4 weeks ago

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    Description

    Our client, a Global Investment Bank, is seeking a Compliance specialist in their Baltimore, MD location:

    Responsibilities:

    • Develop, maintain or enhance securities licensing processes and procedures
    • Respond to regulatory and registration requests
    • Support process workflows and the systems utilized to associate registered individual's
    • Handle resolution of escalated matters
    • Assist with targeted projects and support strategic initiatives

    Qualifications

    • Education level: Bachelor's Degree or higher
    • Legal and/or Compliance experience preferred
    • Familiar with Microsoft platform tools (Outlook, Excel, PowerPoint, etc.)
    • Must be highly organized, detailed oriented, and comfortable working both independently and within a team environment
    • Must be self-motivated, driven, proactive, and possess strong communication and analytical skills
    • Must be able to manage multiple tasks and prioritize workflow with minimal supervision
    • Strong project management skills including critical ability to coordinate and balance multiple projects in a time-sensitive environment, under pressure, and meeting deadlines
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