Compliance Specialist - Baltimore, United States - Phyton Talent Advisors

Description

Our client, a Global Investment Bank, is seeking a Compliance specialist in their Baltimore, MD location:


Responsibilities:
Develop, maintain or enhance securities licensing processes and procedures
Respond to regulatory and registration requests
Support process workflows and the systems utilized to associate registered individual's
Handle resolution of escalated matters
Assist with targeted projects and support strategic initiatives

Qualifications

Education level:
Bachelor's Degree or higher
Legal and/or Compliance experience preferred
Familiar with Microsoft platform tools (Outlook, Excel, PowerPoint, etc.)
Must be highly organized, detailed oriented, and comfortable working both independently and within a team environment
Must be self-motivated, driven, proactive, and possess strong communication and analytical skills
Must be able to manage multiple tasks and prioritize workflow with minimal supervision
Strong project management skills including critical ability to coordinate and balance multiple projects in a time-sensitive environment, under pressure, and meeting deadlines

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