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compliance analyst
1 week ago
Compass Charlotte, United StatesAre you a recent college graduate or have 1 - 3 years of business experience? Do you have a passion for data? Then we want to hear from you We have an exciting opportunity to join a great company that offers tons of career growth, high visibility, t Compliance Analyst, Compliance ...
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Compliance Analyst
2 weeks ago
Strategic Staffing Solutions Charlotte, United StatesJob Title: · Compliance Analyst - Hiring FAST Location: · Charlotte, NC | Raleigh, NC | Chandler, AZ · Pay Rate: $55/HR · on · W2 Only · - · NO C2C · Setting: · Hybrid Required · (Remote is NOT an Option) · Duration: · 12+ months. · ***WE DO VISA TRANSFERS*** · Requ ...
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Compliance Analyst
1 week ago
Riverstone Logistics Charlotte, United StatesPosition Summary · The Compliance Analyst is responsible for auditing motor carrier contractor documentation and processes. To be successful in this role, you must show deep understanding and expertise of compliance auditing procedures related to the final mile logistics industry ...
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Compliance Analyst
1 week ago
Riverstone Logistics Charlotte, United StatesPosition Summary · The Compliance Analyst is responsible for auditing motor carrier contractor documentation and processes. To be successful in this role, you must show deep understanding and expertise of compliance auditing procedures related to the final mile logistics industry ...
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IT Compliance Analyst
4 weeks ago
Babcock and Wilcox Company Charlotte, United States Full timeJob ID X) Description · The IT Compliance Analyst will be responsible for ensuring that our organization complies with all relevant regulatory requirements and internal policies related to IT systems and controls. This role involves working closely with auditors, stakeholders, an ...
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Senior Compliance Analyst
1 week ago
LEGAL Charlotte, United Statesis working with a leading consumer finance/financial services company looking to retain a Senior Compliance Analyst on a contract basis, full-time (40 hours/wk), for an initial 3-month term. · The Senior Compliance Analyst will be responsible for managing audits and testing of v ...
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Regulatory Compliance Analyst
1 week ago
SearchTower Charlotte, United StatesSearchTower is conducting a search for a Regulatory Compliance Analyst for one of the Industry's leading Independent Broker Dealers for successful and experienced, Financial Advisors. The Regulatory Analyst will support the Firms efforts to respond to regulatory requests, custome ...
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Sr. Compliance Analyst
1 week ago
Duke Energy Charlotte, United StatesResponsible for portfolio adherence to legal and regulatory compliance of Residential Solutions non- regulated products and services. This role is responsible for supporting and implementing strategies, objectives, initiatives, and measures to ensure Compliance Analyst, Complianc ...
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Sr. Compliance Analyst
3 days ago
Duke Energy Charlotte, United StatesMore than a career - a chance to make a difference in people's lives. · Build an exciting, rewarding career with us - help us make a difference for millions of people every day. Consider joining the Duke Energy team, where you'll find a friendly work environment, opportunities f ...
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Lead Systems Compliance Analyst
1 day ago
Global Channel Management Charlotte, United StatesLead Systems Compliance Analyst needs Minimum of 2-3 years experience managing Electronic Communications data integrations · Lead Systems Compliance Analyst requires: · Iselin, NJ; Charlotte, NC · Hybrid role · Experience with Compliance technology systems related to Electron ...
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Lead Systems Compliance Analyst
1 week ago
Global Channel Management Charlotte, United StatesAbout the job Lead Systems Compliance Analyst · Lead Systems Compliance Analyst needs Minimum of 2-3 years experience managing Electronic Communications data integrations · Lead Systems Compliance Analyst requires: · Iselin, NJ; Charlotte, NC · Hybrid role · Experience with ...
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Business Analyst, Compliance Technology
1 week ago
SMBC Charlotte, United StatesABOUT THE ORGANIZATION · SMBC MANUBANK was formed by a group of banking entrepreneurs in June 1962. Our scope is to serve the specialized needs of California middle-market businesses, manufacturers, wholesalers, distributors, importers, exporters, and service companies, including ...
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Business Analyst, Compliance Technology
5 days ago
Sumitomo Mitsui Banking Corp Charlotte, United StatesABOUT THE ORGANIZATION · SMBC MANUBANK was formed by a group of banking entrepreneurs in June 1962. Our scope is to serve the specialized needs of California middle-market businesses, manufacturers, wholesalers, distributors, importers, exporters, and service companies, includin ...
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SAP Security and Compliance Business Analyst
1 week ago
INSPYR Solutions Charlotte, United StatesTitle: SAP Security and Compliance Business Analyst · Location: Charlotte, NC-Hybrid · Duration: 6 month contract to hire · Compensation: $45-53/hour · Work Requirements: US Citizen, GC Holders or Authorized to Work in the U.S. · We are seeking a highly skilled and motivated ind ...
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Senior Analyst, Compliance Marketing Review
12 hours ago
PMA Companies Charlotte, United StatesJob Description: · As a member of our Claims management team supervise claims staff to ensure appropriate claim outcomes through consistent execution of best claims practice. In this role utilize your prior claims and management experience to achieve business plan goals and to e ...
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Sr. QC AML Compliance Analyst
2 weeks ago
TEKsystems Charlotte, United States: · Supports the business internally as a specialist of a given area in AML/ATF, Sanctions/ABAC matters · Conducts sound investigations and provides AML/ATF, Sanctions/ABAC, support and recommendations on AML/BSA, Sanctions and ABAC investigations · Supports and understands risk ...
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Remote Retirement Plan Compliance Analyst
1 week ago
Ascensus Charlotte, United StatesFuturePlan is the nations largest third-party administrator (TPA) of retirement plans, partnering with advisors in all 50 states. FuturePlan delivers the best of both worlds: high-touch personalized service from local TPAs backed by the strength and security of a large national f ...
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United Services Automobile Association Charlotte, United StatesWhy USAA? Lets do something that really matters. At USAA, we have an important mission: facilitating the financial security of millions of U.S. military members and their families. Not all of our employees served in our nations military, but we all Risk, Compliance, Analyst, Oper ...
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United Services Automobile Association - USAA Charlotte, United StatesWhat you'll do:Serves as a subject matter expert in a specific subject/business area and provides guidance to team members on complex issues. Perform quality oversight of Enterprise Testing deliverables and Enterprise Testing Program Office controls, Risk, Compliance, Analyst, Op ...
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Analytical Development Product Owner Senior
2 days ago
USAA Charlotte, United States Full timeWhy USAA? · Let's do something that really matters. · At USAA, we have an important mission: facilitating the financial security of millions of U.S. military members and their families. Not all of our employees served in our nation's military, but we all share in the mission to g ...
Regulatory Compliance Analyst - Charlotte, United States - SearchTower
Description
SearchTower is conducting a search for a Regulatory Compliance Analyst for one of the Industry's leading Independent Broker Dealers for successful and experienced, Financial Advisors. The Regulatory Analyst will support the Firm's efforts to respond to regulatory requests, customer complaints, and external requests. As a member of the Compliance team, the successful candidate will work to support the Firm in meeting regulatory deadlines and serve as a point of contact for the regulatory department to assist with mitigating risk and achieving a high level of compliance with applicable laws, industry regulations, and company policy. The candidate will support the Regulatory Compliance team and help set the tone and culture of the team.
Requirements:
2+ years of Compliance Experience in Financial Services
Series 7 is mandatory with the requirement of obtaining the Series 24 in 6 months.
This is an on site position and relocation to the South West will be required (some relocation assistance is available).