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    Manager - KYC Compliance Advisor - McLean, United States - Capital One

    Capital One
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    Description

    Position: Manager - KYC Compliance Advisor

    Job Description:

    The **Know Your Customer (KYC) Compliance Manager** ensures that business lines deliver KYC strategies compliant with anti-money laundering laws and regulations. This role collaborates across multiple teams to deliver KYC requirements, monitor compliance, and continuously improve KYC soundness. Responsibilities include establishing a risk control environment, addressing regulatory requirements, providing compliance advice, and participating in risk management processes.

    Responsibilities:

    • Maintain expertise in anti-money laundering laws
    • Assist in establishing KYC standards
    • Ensure consistent application of KYC standards
    • Identify and address KYC gaps
    • Assess operational breakdowns
    • Recommend and lead remediation efforts
    • Implement KYC controls and monitoring programs
    • Provide guidance on compliance risks
    • Review training materials
    • Evaluate compliance impacts
    • Monitor compliance environment
    • Analyze root causes of compliance issues

    Basic Qualifications:

    • Bachelor's Degree or military experience
    • At least 6 years of KYC AML regulations experience
    • At least 6 years of KYC compliance experience
    • At least 6 years of experience in controls, risk, or operations

    Preferred Qualifications:

    • Master's Degree
    • At least 8 years of experience in financial services
    • Certified Regulatory Compliance Manager (CRCM) certification
    • Certified Anti-money laundering Compliance Specialist (CAMS)
    • At least 8 years of experience in KYC compliance, AML regulations, controls, risk, or operations

    Benefits:

    Capital One offers a competitive set of health, financial, and other benefits supporting well-being. Eligibility varies based on role and management level.

    About:

    Capital One is an equal opportunity employer promoting diversity and inclusion. The company does not sponsor employment authorization for this position.


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