Jobs
>
Dallas

    Global Banking - Dallas, United States - Goldman Sachs Group, Inc.

    Goldman Sachs Group, Inc.
    Goldman Sachs Group, Inc. Dallas, United States

    1 week ago

    Default job background
    Description

    OPERATIONS


    Operations division is a dynamic, multi-faceted organization that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world.

    In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation.

    For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls that enable business flow.


    YOUR IMPACT


    We're looking for a professional individual who wants to apply their financial market knowledge and further develop their understanding of a growing sector of the financial markets at the heart of regulatory reform.


    With the continued high rate of change in the regulatory reporting space, Regulatory Operations professionals have the platform to significantly impact their environment and the wider business.


    Our team is seeking a professional who is looking to collaborate with multiple stakeholders to improve the firm's compliance rates across various obligations.

    OUR IMPACT - REGULATORY
    OPERATIONS


    Our team of critical thinkers partner with groups in all areas of the firm to perform financial analytics and reporting as well as data analytics and engineering.

    Our division also provides critical operations design and handles capital markets operations to ensure business flows smoothly across our global offices.

    From day one, team members play a vital role in upholding the three Operations principles of client focus, process innovation and risk management.


    We are a globally located team that exists to ensure that the firm fulfills a wide range of non-financial regulatory reporting obligations.

    Regulatory Operations team is responsible for reporting to external stakeholders in the North America region, including the reporting and monitoring of trade, transaction and position information across a wide range of traded financial products and business lines

    for the CFTC (Commodity Futures Trading Commission), SEC (Securities and Exchange Commission), and CSA (Canadian Standards Association) obligations

    .

    The team plays an integral role in ensuring that the Firm meets its regulatory reporting obligations.

    The Team consists of talented and highly motivated individuals who are extensively involved in the preparation of the mandated reports, as well as the implementation of effective control processes, efficiency initiatives, new compliance and industry change initiatives, BCP, and other department initiatives.


    The characteristics of the team have to marry the firm's culture of teamwork and diligence with the nature of regulatory obligations: ever changing with a need for precision and fast turnaround.


    HOW YOU WILL FULFILL YOUR POTENTIAL

    Responsibilities include the following:
    Contribute to the execution of non-financial regulatory reporting obligations and develop subject matter expertise (eg. CFTC, CSA, and SEC obligations)

    Perform analysis to detect anomalies in the reporting data, investigate reporting issues demonstrating aptitude to work with range of data sets from big data to samples

    Advise on regulatory risk and requirements to facilitate commercial activity

    Analysis of internal client and external regulatory inquiries

    Identifying solution to correct system issues, documenting requirements to high quality, performing tests to identify an accurate resolution

    Perform verification, validations and testing of the data provided by Engineering prior to submission,

    Actively participating in the development of the strategic control framework for Regulatory Operations

    Work collaboratively across multiple business lines and stakeholder groups in strategic initiatives across the global Regulatory Operations department

    Develop strong working relationships both internally including the Front Office and Middle Office Technology, Legal, Compliance and externally to support various reporting functions

    Cultivating a strong working knowledge of the rules underlying CFTC Part 45 (P45), CFTC Part 43 (P43), CFTC Part 23 Material Terms Reconciliation (P23 MET Rec), SEC Securities Based Swap (SBS) reporting, and Ontario Securities Commission (OSC) rule

    SKILLS & EXPERIENCE WE ARE LOOKING FOR

    BASIC QUALIFICATIONS
    Minimum of 1 year of professional experience in the financial services sector, ideally in a Global Banking and Markets business

    Strong analytical skills with an ability to understand complex workflows paired with meticulous attention to detail

    Strong communication skills to clearly articulate issues and ideas and provide timely escalation,

    Good interpersonal skills to build strong relationships with key stakeholders within and outside of Operations

    Good influencing skills to work with the Operations team in challenging the status quo and continuously enhancing the control environment required

    Self-motivated and proactive team player, who takes ownership and accountability of projects, has strong organizational skills as well as the ability to effectively manage competing priorities within deadlines

    Flexible and able to work well under pressure in a team environment

    Proficiency in Microsoft Office applications

    , particularly Excel (formulas, vlookups, pivots, macros)

    Active interest in understanding and learning about the global financial markets


    PREFERRED QUALIFICATIONS
    Experience in an Operations Control Environment

    Working knowledge about financial markets, regulatory landscape and associated processes, including the lifecycle of a trade

    Experience with regulatory reporting, in particular CFTC, SEC, CSA, or similar derivatives reporting obligations.

    Experience handling, managing, or contributing toward responses to regulatory enquiries from the CFTC, SEC, Canadian Regulators, or National Futures Association (NFA)

    Working knowledge of financial products, in particular facility executed derivatives, OTC derivatives, and clearing activity

    Experience participating in discussions and influencing outcomes in industry groups

    Working knowledge of project management and business analysis


    Working experience with operating on large data sets and BI tools such as Tableau, Alteryx, or Bloomberg Regulatory Reporting Services.


    Working experience utilizing and navigating reporting and reconciliation platforms such as DTCC Derivative Repository (DDR), TriOptima TriResolve, or other such SDR or matching platforms.

    Familiarity with coding languages such as SQL

    Familiarity with or working knowledge of key post execution operational flows of the OTC derivatives business such as valuation, margining, portfolio reconciliation, or confirmation


    ABOUT GOLDMAN SACHS


    At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow.

    Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

    We believe who you are makes you better at what you do.

    We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs.

    Learn more about our culture, benefits, and people at

    We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process


    Learn more:

    The Goldman Sachs Group, Inc., 2021. All rights reserved.

    Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity

    #J-18808-Ljbffr
  • Goldman Sachs

    Global Banking

    1 week ago

    Goldman Sachs Dallas, United States

    The Loan Management team is a business unit within the Global Markets Division, primarily supporting the Mortgage Loan Trading and Structured Finance desks. The team is a multi-faceted diligence and asset management platform specializing in whole loan acquisition, sales, securiti ...

  • Goldman Sachs Group, Inc.

    Global Banking

    1 week ago

    Goldman Sachs Group, Inc. Dallas, United States

    GLOBAL BANKING AND MARKETS · Our core value is building strong relationships with our institutional clients, which include corporations, financial service providers, and fund managers. We help them buy and sell financial products on exchanges around the world, raise funding, and ...

  • Goldman Sachs Group, Inc.

    Global Banking

    1 week ago

    Goldman Sachs Group, Inc. Dallas, United States

    GLOBAL MARKETS · Our core value is building strong relationships with our institutional clients, which include corporations, financial service providers, and fund managers. We help them buy and sell financial products on exchanges around the world, raise funding, and manage risk ...

  • Noor Staffing Group

    Global Banking

    2 weeks ago

    Noor Staffing Group Dallas, United States

    Job Description · Job Description · Job Description: · Actively seeking a talented and motivated individual to join our Global Banking & Markets - FICC Ops team as an Operations Analyst. In this role, you will be responsible for supporting the firm's FICC trading activities by ...

  • Goldman Sachs

    Global Banking

    1 week ago

    Goldman Sachs Dallas, United States

    GLOBAL BANKING & MARKETS FICC AND EQUITIES · Our core value is building strong relationships with our institutional clients, which include corporations, financial service providers, and fund managers. We help them buy and sell financial products on exchanges around the world, ra ...

  • Goldman Sachs

    Global Banking

    1 week ago

    Goldman Sachs Dallas, United States

    GLOBAL BANKING AND MARKETS · Our core value is building strong relationships with our institutional clients, which include corporations, financial service providers, and fund managers. We help them buy and sell financial products on exchanges around the world, raise funding, and ...

  • Noor Staffing Group

    Global Banking

    3 days ago

    Noor Staffing Group Dallas, United States

    Job Description · Job DescriptionJob Description: · Actively seeking a talented and motivated individual to join our Global Banking & Markets - FICC Ops team as an Operations Analyst. In this role, you will be responsible for supporting the firm's FICC trading activities by ensur ...

  • Noor Staffing Group

    Global Banking Markets Analyst

    1 week ago

    Noor Staffing Group Dallas, United States

    Job Description: · Actively seeking a talented and motivated individual to join our Global Banking & Markets - FICC Ops team as an Operations Analyst. In this role, you will be responsible for supporting the firm's FICC trading activities by ensuring accurate and timely processin ...

  • Noor Staffing Group

    Global Banking Markets Analyst

    5 days ago

    Noor Staffing Group Dallas, United States Full time

    Job Description: · Actively seeking a talented and motivated individual to join our Global Banking & Markets - FICC Ops team as an Operations Analyst. In this role, you will be responsible for supporting the firm's FICC trading activities by ensuring accurate and timely processin ...

  • NCR Atleos

    Project Manager

    4 days ago

    NCR Atleos Frisco, United States

    About NCR Atleos · NCR Atleos, headquartered in Atlanta, is a leader in expanding financial access. Our dedicated 20,000 employees optimize the branch, improve operational efficiency and maximize self-service availability for financial institutions and retailers across the globe. ...

  • Beal Bank

    Vp, Investment Counsel

    4 days ago

    Beal Bank Plano, United States

    **Summary**: · CSG Investments, Inc. (CSG) is a global buy-and-hold institution headquartered in Plano, TX. CSG provides flexible and creative capital solutions for all types of commercial and industrial customers. CSG is an affiliate of Beal Bank and Beal Bank USA, both multi-bi ...

  • BEAL NEVADA SERVICE CORPORATION

    Vp, Investment Counsel

    4 days ago

    BEAL NEVADA SERVICE CORPORATION Plano, United States

    **Summary**: · CSG Investments, Inc. (CSG) is a global buy-and-hold institution headquartered in Plano, TX. CSG provides flexible and creative capital solutions for all types of commercial and industrial customers. CSG is an affiliate of Beal Bank and Beal Bank USA, both multi-bi ...

  • HUB International Limited

    Associate Advisor

    1 week ago

    HUB International Limited Dallas, United States

    About Us:HUB is the 5th largest global insurance and employee benefits broker, providing a broad array of property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. With over 18,00 Advisor, Associate, Financial ...

  • Analytic Recruiting Inc.

    Risk Manager

    2 days ago

    Analytic Recruiting Inc. Dallas, United States

    A rapidly growing financial institution is seeking a Capital Manager to expand their capital management team. The goal is to meet growth initiatives, aiming for $100 billion in assets under management (AUM). The selected candidate will be responsible for overseeing the bank's Cap ...

  • Houlihan Lokey

    Associate, Dispute Resolution Consulting

    1 week ago

    Houlihan Lokey Dallas, United States

    Business Unit: · Financial and Valuation Advisory · Industry: · DR - Dispute Resolution · Houlihan Lokey, Inc. (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital markets, financial restructuring, and financial and valuation advisory. Houlih ...

  • Analytic Recruiting Inc.

    Bank Capital Manager

    15 hours ago

    Analytic Recruiting Inc. Dallas, United States

    Dallas Area Bank is seeking an experienced hands-on manager to join its growing capital management team. The bank is anticipating growth to $100B and is expanding its capital management team to meet its growth initiatives. · The candidate will be responsible for the bank's Capita ...

  • Goldman Sachs

    Tax, Transfer Pricing Associate

    1 week ago

    Goldman Sachs Dallas, United States

    ABOUT GOLDMAN SACHS · The Goldman Sachs Group is a bank holding company and a leading global investment banking, securities and investment management firm. Goldman Sachs provides a wide range of services worldwide to a substantial and diversified client base that includes corpor ...

  • Selby Jennings

    Investment Banking Associate

    1 day ago

    Selby Jennings Dallas, United States

    Title: Investment Banking Associate - Middle Market · Location: Dallas, TX · Investment Banking Associate - Middle Market Summary: · Our client continues to grow as a leader primarily focused on providing financial and real estate services to institutional and corporate clients e ...

  • Houlihan Lokey

    Investment Banking Associate, Healthcare

    6 days ago

    Houlihan Lokey Dallas, United States

    Overview · Houlihan Lokey, Inc. (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital markets, financial restructuring, and financial and valuation advisory. Houlihan Lokey serves corporations, institutions, and governments worldwide with offi ...

  • BNY Mellon

    Associate, Client Service I

    1 week ago

    BNY Mellon Dallas, United States

    Bring your ideas. Make history. · BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or ...