Jobs
>
San Francisco

    Regulatory Compliance Analyst - San Francisco, United States - Dodge & Cox

    Dodge & Cox
    Dodge & Cox San Francisco, United States

    1 week ago

    Default job background
    Description

    Dodge & Cox is seeking to hire a Regulatory Compliance Analyst. The successful candidate will be required to perform a wide range of compliance functions that may include, but are not limited to:

    • Assist in the administration of the Code of Ethics
    • Assist with the ongoing administration of the Compliance Program for the Adviser and the Dodge & Cox Funds
    • Foreign and domestic substantial shareholder reporting
    • Assist with regulatory examinations and new regulatory requirements in the US and in our non-US offices
    • Other analytical and administrative tasks and/or projects related to the Compliance function
    Qualifications:
    • Four year college degree with an excellent academic record
    • 1-3 years of Investment Adviser/Investment Company compliance experience or Internal Audit experience
    • Strong analytical and problem-solving skills as well as excellent written and verbal communication skills
    • Detail-oriented with strong project management skills
    • The ability to exercise sound judgment on prioritizing responsibilities to meet deadlines
    • The ability to work independently on assigned responsibilities, as well as to accept direction on assignments
    • Willing to assist the Compliance Department in performing other analytical and administrative tasks
    • An ability to work effectively as part of a team and foster a strong culture of compliance
    • High proficiency with Word, Excel, PowerPoint, Outlook, SharePoint , Adobe Acrobat, and the ability to learn and use an in-house database software is required
    • Growth mindset and enthusiasm for learning
    Requirements:
    • Dodge & Cox has a 3/2 hybrid work model, and all Dodge & Cox employees are required to be in their assigned office as noted in the job posting Tuesday - Thursday each week, with the option to work remotely on Monday and Friday.
    The salary range for this position is $110k - $130k.

    The listed pay scale denotes only the pay range of the base salary and does not include discretionary bonus compensation, which may make up an important portion of the total remuneration. Dodge & Cox encourages applicants to consider the value of the many competitive benefits it offers, including coverage of 100% of all healthcare premiums for employees and their families and fully funding a retirement plan at 25% of the total compensation to the IRS limit. Dodge & Cox also provides additional benefits such as commuter, health & wellness, backup care, matching gift, employee assistance, and life and disability insurance. The listed pay scale reflects the base salary Dodge & Cox reasonably expects to pay for this position and is not a reflection of the highest and lowest base salary of any current Dodge & Cox employee. Actual base salary will be based on factors such as the candidate's prior relevant experience (including within and external to Dodge & Cox, as applicable), education, skills, and knowledge.

    The job description above is not designed to cover or contain a comprehensive listing of activities, duties or responsibilities that are required of the employee. It is the Company's policy to provide equal opportunity to all persons without regard to race, color, religion, sex, pregnancy, marital or domestic partner status, sexual orientation, gender identity or expression, age, ancestry, national origin, disability, or medical condition, as defined in state and federal laws. This policy covers all aspects of employment including, but not limited to, recruitment, selection, training, promotion, transfer, compensation, demotion, and termination. By applying for a position with Dodge & Cox, you acknowledge that you have read our EEO Policy

    All Dodge & Cox employees must adhere to the Firm's security policies and Code of Ethics. Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.
  • Robert Walters

    Compliance Analyst

    1 week ago

    Robert Walters San Francisco, United States

    Compliance Analyst · Our client, an established and well-performing investment manager in San Francsico CA, is seeking a Compliance Analyst to join their team. · As a Compliance Analyst, you will play a crucial role in maintaining the integrity of our client's operations. Your re ...

  • Larson Maddox

    Compliance Analyst

    2 weeks ago

    Larson Maddox San Francisco, United States

    3 days ago · Be among the first 25 applicants · A Hedge Fund is seeking a · Compliance Professional · with experience working for a registered investment adviser. · This role will report to the General Counsel / Chief Compliance Officer (GC/CCO). · Essential Duties And Respo ...

  • Larson Maddox

    Compliance Analyst

    1 week ago

    Larson Maddox San Francisco, CA, United States

    A Menlo Park Based Hedge Fund is seeking a Compliance Analyst with experience working for a registered investment adviser to join our compliance team. · This role will report to the General Counsel / Chief Compliance Officer (GC/CCO). · The Analyst will be responsible for: · Deve ...

  • Larson Maddox

    Compliance Analyst

    2 weeks ago

    Larson Maddox San Francisco, United States

    5 days ago Be among the first 25 applicants A Hedge Fund is seeking a Compliance Professional with experience working for a registered investment adviser.This role will report to the General Counsel / Chief Compliance Officer (GC/CCO).Essential Duties And ResponsibilitiesMaintain ...

  • Parafin Inc

    Compliance Analyst

    1 week ago

    Parafin Inc San Francisco, United States

    About Us: · At Parafin, our mission is to grow small businesses. · Small businesses are the backbone of our economy, yet banks do not have their back. Parafin is a technology company that builds infrastructure which enables small businesses to get easy access to financial servi ...

  • Robert Walters

    Compliance Analyst

    1 week ago

    Robert Walters San Francisco, United States

    Compliance Analyst · Our client, an established and well-performing investment manager in San Francsico CA, is seeking a Compliance Analyst to join their team. · As a Compliance Analyst, you will play a crucial role in maintaining the integrity of our client's operations. Your ...

  • Weights and Biases

    Compliance Analyst

    1 week ago

    Weights and Biases San Francisco, United States

    At Weights & Biases, our mission is to build the best developer tools for AI developers. Weights & Biases is a series C company with $250 million in funding and a rapidly growing user base. Our platform is an essential piece of the daily work for machine learning engineers, from ...

  • Motion Recruitment

    Compliance Analyst

    2 weeks ago

    Motion Recruitment San Francisco, United States

    Compliance Analyst · San Francisco, California · **100% Remote** · Contract · $36.67/hr - $36.67/hr · Our large crypto company is looking for a contract Compliance Analyst. This is a remote contract position. · The Global Complaints team is divided into three units, namely Consum ...

  • Paymentwall

    Compliance Analyst

    1 week ago

    Paymentwall San Francisco, United States

    We are looking for a Compliance Analyst to join our team in San Francisco. This role is a great opportunity for candidates looking to have hands-on experience working in a licensed fintech company. · As a Compliance Analyst, you'll be working with our global compliance team and p ...

  • BPCE

    Compliance Analyst

    1 week ago

    BPCE San Francisco, United States

    Overview: · The Compliance Analyst - RIA provides registered investment adviser compliance support to the Legal and Compliance Department. The position will primarily assist with the administration of the Code of Ethics Compliance Program; assess, draft, and perform on-site audit ...

  • Wandb

    Compliance Analyst

    1 week ago

    Wandb San Francisco, United States

    At Weights & Biases, our mission is to build the best developer tools for AI developers. Weights & Biases is a series C company with $250 million in funding and a rapidly growing user base. Our platform is an essential piece of the daily work for machine learning engineers, from ...

  • Sunrun

    Compliance Analyst

    6 days ago

    Sunrun San Francisco, United States

    Everything we do at Sunrun is driven by a determination to transform the way we power our lives. We know that starts at the individual employee level. We strive to foster an environment you can thrive in through our commitment to diversity, inclusion and belonging. · As an Compl ...

  • Weights and Biases

    Compliance Analyst

    4 days ago

    Weights and Biases San Francisco, United States

    At Weights & Biases, our mission is to build the best developer tools for AI developers. Weights & Biases is a series C company with $250 million in funding and a rapidly growing user base. Our platform is an essential piece of the daily work for machine learning engineers, from ...

  • Motion Recruitment

    Compliance Analyst

    1 week ago

    Motion Recruitment San Francisco, United States

    Ourlarge cryptocompany is looking for a contractCompliance Analyst.This is aremote contract position. · The Global Complaints team is divided into three units, namely Consumer Complaints, Regulatory Complaints and Litigation Support. Each unit is made up of L2 complaints analyst ...

  • US Tech Solutions

    Compliance Analyst

    2 weeks ago

    US Tech Solutions San Francisco, United States

    Duties · : · The Global Complaints team is divided into three units, namely Consumer Complaints, Regulatory Complaints and Litigation Support. Each unit is made up of L2 complaints analysts responsible for production work - they are expected to accurately review and respond to ...

  • Parafin Inc

    Compliance Analyst

    1 week ago

    Parafin Inc San Francisco, United States

    Job Description · Job Description · About Us: · At Parafin, our mission is to grow small businesses. · Small businesses are the backbone of our economy, yet banks do not have their back. Parafin is a technology company that builds infrastructure which enables small businesses ...

  • Vercel Corp

    Compliance Analyst

    1 week ago

    Vercel Corp San Francisco, United States

    Vercel · Vercel's Frontend Cloud gives developers the frameworks, workflows, and infrastructure to build a faster, more personalized Web. · View company page · Vercel's Frontend Cloud provides the developer experience and infrastructure to build, scale, and secure a faster, mo ...

  • Parafin Inc

    Compliance Analyst

    4 days ago

    Parafin Inc San Francisco, United States

    About Us: · At Parafin, our mission is to grow small businesses. Small businesses are the backbone of our economy, yet banks do not have their back. Parafin is a technology company that builds infrastructure which enables small businesses to get easy access to financial services ...

  • Parafin Inc

    Compliance Analyst

    1 week ago

    Parafin Inc San Francisco, United States

    About Us: · At Parafin, our mission is to grow small businesses. · Small businesses are the backbone of our economy, yet banks do not have their back. Parafin is a technology company that builds infrastructure which enables small businesses to get easy access to financial servi ...

  • Parafin

    Compliance Analyst

    1 day ago

    Parafin San Francisco, United States

    Job Description · Job DescriptionAbout Us: · At Parafin, our mission is to grow small businesses. · Small businesses are the backbone of our economy, yet banks do not have their back. Parafin is a technology company that builds infrastructure which enables small businesses to ge ...