- Conduct regular audits and assessments to identify areas of non-compliance and develop corrective action plans.
- Develop and provide employee training on compliance policies, practices and reporting systems.
- Analyze compliance trends and recommend strategies, solutions, programs and policies to mitigate future occurrences and improve company practices
- Investigate and respond to compliance-related inquiries and incidents.
- Utilize established internal controls and auditing systems to identify, detect, and correct non-compliance.
- Maintain accurate records and documentation related to compliance activities.
- Participate in risk assessments and assist in risk mitigation strategies.
- Minimum of a High School Diploma or equivalent
- Minimum 2 years of direct experience in compliance, regulatory affairs, or other related field.
- Excellent planning, organization and time management skills, attention to detail, ability to handle multiple tasks, and work in a fast-paced, time-sensitive environment
- Excellent judgment with the ability to manage highly sensitive and confidential information
- Excellent communication skills, with the ability to build rapport and trust at all levels of the organization.
- Strong written and verbal communication skills with the ability to effectively influence throughout all levels of the organization
- Ability to objectively present findings to various levels of management
- Proficiency in SalesForce preferred
-
Compliance Analyst
3 weeks ago
Robert Walters San Francisco, United StatesCompliance Analyst · Our client, an established and well-performing investment manager in San Francsico CA, is seeking a Compliance Analyst to join their team. · As a Compliance Analyst, you will play a crucial role in maintaining the integrity of our client's operations. Your re ...
-
Compliance Analyst
1 week ago
Robert Walters San Francisco, United StatesCompliance Analyst · If you are interested in applying for this job, please make sure you meet the following requirements as listed below. · Our client, an established and well-performing investment manager in San Francsico CA, is seeking a Compliance Analyst to join their team ...
-
Compliance Analyst
3 weeks ago
Larson Maddox San Francisco, CA, United StatesA Menlo Park Based Hedge Fund is seeking a Compliance Analyst with experience working for a registered investment adviser to join our compliance team. · This role will report to the General Counsel / Chief Compliance Officer (GC/CCO). · The Analyst will be responsible for: · Deve ...
-
Compliance Analyst
3 weeks ago
Parafin Inc San Francisco, United StatesAbout Us: · At Parafin, our mission is to grow small businesses. · Small businesses are the backbone of our economy, yet banks do not have their back. Parafin is a technology company that builds infrastructure which enables small businesses to get easy access to financial servi ...
-
Compliance Analyst
3 weeks ago
Robert Walters San Francisco, United StatesCompliance Analyst · Our client, an established and well-performing investment manager in San Francsico CA, is seeking a Compliance Analyst to join their team. · As a Compliance Analyst, you will play a crucial role in maintaining the integrity of our client's operations. Your ...
-
Compliance Analyst
3 weeks ago
Weights and Biases San Francisco, United StatesAt Weights & Biases, our mission is to build the best developer tools for AI developers. Weights & Biases is a series C company with $250 million in funding and a rapidly growing user base. Our platform is an essential piece of the daily work for machine learning engineers, from ...
-
Compliance Analyst
3 weeks ago
Paymentwall San Francisco, United StatesWe are looking for a Compliance Analyst to join our team in San Francisco. This role is a great opportunity for candidates looking to have hands-on experience working in a licensed fintech company. · As a Compliance Analyst, you'll be working with our global compliance team and p ...
-
Compliance Analyst
3 weeks ago
BPCE San Francisco, United StatesOverview: · The Compliance Analyst - RIA provides registered investment adviser compliance support to the Legal and Compliance Department. The position will primarily assist with the administration of the Code of Ethics Compliance Program; assess, draft, and perform on-site audit ...
-
Compliance Analyst
1 week ago
Sunrun San Francisco, United StatesEverything we do at Sunrun is driven by a determination to transform the way we power our lives. We know that starts at the individual employee level. We strive to foster an environment you can thrive in through our commitment to diversity, inclusion and belonging. · As an Compl ...
-
Compliance Analyst
2 weeks ago
Parafin Inc San Francisco, United StatesAbout Us: · At Parafin, our mission is to grow small businesses. Small businesses are the backbone of our economy, yet banks do not have their back. Parafin is a technology company that builds infrastructure which enables small businesses to get easy access to financial services ...
-
Compliance Analyst
2 weeks ago
Weights and Biases San Francisco, United StatesAt Weights & Biases, our mission is to build the best developer tools for AI developers. Weights & Biases is a series C company with $250 million in funding and a rapidly growing user base. Our platform is an essential piece of the daily work for machine learning engineers, from ...
-
Compliance Analyst
3 weeks ago
Motion Recruitment San Francisco, United StatesOurlarge cryptocompany is looking for a contractCompliance Analyst.This is aremote contract position. · The Global Complaints team is divided into three units, namely Consumer Complaints, Regulatory Complaints and Litigation Support. Each unit is made up of L2 complaints analyst ...
-
Compliance Analyst
3 weeks ago
Wandb San Francisco, United StatesAt Weights & Biases, our mission is to build the best developer tools for AI developers. Weights & Biases is a series C company with $250 million in funding and a rapidly growing user base. Our platform is an essential piece of the daily work for machine learning engineers, from ...
-
Compliance Analyst
3 weeks ago
Parafin Inc San Francisco, United StatesAbout Us: · At Parafin, our mission is to grow small businesses. · Small businesses are the backbone of our economy, yet banks do not have their back. Parafin is a technology company that builds infrastructure which enables small businesses to get easy access to financial servi ...
-
Compliance Analyst
3 weeks ago
Vercel Corp San Francisco, United StatesVercel · Vercel's Frontend Cloud gives developers the frameworks, workflows, and infrastructure to build a faster, more personalized Web. · View company page · Vercel's Frontend Cloud provides the developer experience and infrastructure to build, scale, and secure a faster, mo ...
-
Compliance Analyst
3 weeks ago
Parafin Inc San Francisco, United StatesJob Description · Job Description · About Us: · At Parafin, our mission is to grow small businesses. · Small businesses are the backbone of our economy, yet banks do not have their back. Parafin is a technology company that builds infrastructure which enables small businesses ...
-
Compliance Analyst
3 weeks ago
US Tech Solutions San Francisco, United StatesDuties · : · The Global Complaints team is divided into three units, namely Consumer Complaints, Regulatory Complaints and Litigation Support. Each unit is made up of L2 complaints analysts responsible for production work - they are expected to accurately review and respond to ...
-
Compliance Analyst
2 weeks ago
Parafin San Francisco, United StatesJob Description · Job DescriptionAbout Us: · At Parafin, our mission is to grow small businesses. · Small businesses are the backbone of our economy, yet banks do not have their back. Parafin is a technology company that builds infrastructure which enables small businesses to ge ...
-
Compliance Analyst
3 weeks ago
Weights & Biases San Francisco, California, United States Full timeAt Weights & Biases, our mission is to build the best developer tools for AI developers. Weights & Biases is a series C company with $250 million in funding and a rapidly growing user base. Our platform is an essential piece of the daily work for machine learning engineers, from ...
-
Compliance Analyst
1 week ago
Cardless San Francisco, United StatesAt Cardless, we're building a credit card and loyalty platform that consumer businesses use to engage their customers. We've launched 9 credit cards, including for the largest mall operator in the U.S. and the largest airline in South America. We help businesses bring imaginative ...
Compliance Analyst - San Francisco, United States - Sunrun
Description
Everything we do at Sunrun is driven by a determination to transform the way we power our lives. We know that starts at the individual employee level. We strive to foster an environment you can thrive in through our commitment to diversity, inclusion and belonging.
As an Compliance Analyst, you play a critical role in supporting Sunrun's mission to connect people to the cleanest energy on the planet . This role is housed in Sunrun's Legal Team within the Employee Relations and Compliance Department.
Responsibilities
Amanda Frock )
This description sets forth the general nature and level of the qualifications and duties required of employees in this job classification, as well as some of the essential functions of this role. It is not designed to be a comprehensive inventory of all essential duties and qualifications. If you have a disability or special need that may require reasonable accommodation in order to participate in the hiring process or to perform this role if you are offered employment, please let us know by contacting us at