- Prepare and lead SOC 1 testing of firmwide controls by liaising with external auditors and internal departments across the firm
- Execute the Vendor Risk Management program including onboarding, assessments, due diligence meetings, issue identification and action plans.
- Adapt and develop programs as needed based on internal requirements and applicable regulation
- Assist with NFA Self-Assessment and SWIFT Self-Assessment
- Assist with operational risk event capture and remediation process
- Conduct operational risk assessments and ad hoc assessments that may arise from time to time
- Maintain up-to-date knowledge of current regulations pertaining to operational risk with respect to asset management firms.
- Bachelor's degree with 5 + years of experience in the financial services industry
- Experience in an auditing function, compliance testing, regulatory review, vendor risk and/or operational risk
- Knowledge of alternative investment strategies and a wide range of asset classes
- Strong problem-solving skills and the ability to critique risks and controls provided by business units and identify areas for meaningful process improvement
- Familiarity with Salesforce and/or Fusion software a plus
- Intelligent, energetic and goal-oriented with the ability to juggle multiple tasks, meet deadlines and exercise sound judgment.
- Excellent oral and written communication skills; must be able to confidently collaborate with senior management, various departments within the firm, and external auditors.
- Well-organized and detail-oriented.
- A self-starter with the ability to follow through and complete tasks in a highly intellectual, collaborative environment.
-
Vice President
1 week ago
AMC Networks Inc. New York, United StatesJob Description · - AMC Networks is home to many of the greatest stories and characters in TV and film and the premier destination for passionate and engaged fan communities around the world. · - We create and curate celebrated series and films across distinct brands and make the ...
-
Vice President
2 days ago
Booking Norwalk, United States**About Booking Holdings** · **About the position** · Booking Holdings is currently undergoing a Finance Transformation initiative that will drive effective finance support for business management; promote strong governance and control in the organization; and have a world-class ...
-
Vice President
1 week ago
Santander US New York, United StatesVice President - Market Data, Market Risk - Corporate & Investment Banking (CIB) · New York, United States of America · **Position Summary**: · The Vice President Market Risk analyst is responsible for risk analysis and independent oversight of market data quality certification u ...
-
Vice President
1 week ago
KS Engineers, P.C. New York, United States: · KS Engineers, P.C. (KSE) is a mid-size engineering and construction management firm ranking in the ENR Top 500 for design and ENR Top 100 for construction management. With offices in NY, NJ, PA and CT, the firm provides construction management and engineering services to both ...
-
Vice President
5 days ago
Santander US New York, United StatesVice President - Investment Banking - Insurance, Financial Institutions Group (FIG) · New York, United States of America · Summary: · As an Investment Banking Vice President in FIG Insurance you will develop strong relationships with clients as you work across the full spectrum o ...
-
Vice President
2 days ago
Lazard New York, United StatesRegion- Americas- Business Unit- Financial Advisory- Location- New York- Job DescriptionLazard is one of the world's leading financial advisory and asset management firms. Our people make the difference. With just over 3,000 employees, our tight-knit community allows for professi ...
-
Vice President
2 days ago
FE International New York, United States**The Opportunity**: · FE International is looking for a Vice President of Investment Banking (the "VP") to originate and execute new transactions for new clients that utilize the firm's broad array of strategic and financial advisory services. The VP must be expert at the execut ...
-
Vice President
1 day ago
Citi New York, United StatesThe Vice President - Lending Analytics will be a part of the Lending Analytics team within the Banking Lead Finance Officer (LFO) group and will be responsible for driving analytics and thought leadership around Lending related areas to support the Banking business with advisory, ...
-
Vice President
1 week ago
Citi New York, United States**Responsibilities**: · - Support PMG, an independent second line of defense team, across all aspects of the single name limits framework which is a key pillar within the broader portfolio management function. · - Act as effective second line challenger to first line counterparts ...
-
Vice President
2 days ago
Citi New York, United StatesThe In Business Credit Risk professional is a senior level position responsible for overseeing and managing the Credit Risk of the Spread Products - Financing lending portfolio. · Responsibilities will include reviewing and understanding risk reports, escalating potential issues, ...
-
Vice President of It
1 week ago
Vita Coco New York, United StatesThe Vita Coco Company, created in 2004 by Co-CEO Michael Kirban and Ira Liran, produces the leading brand of coconut water in the United States with a growing presence around the world. The Vita Coco Company's brands include the leading coconut water, Vita Coco; clean energy drin ...
-
Vice President
4 days ago
Société Générale New York, United States**Responsibilities**: · DIVISION DESCRIPTION: · As part of the Origination and Financing team for private ABS transactions, the VP will contribute to the origination, structuring and execution of asset-backed transactions with SG clients. The mission of the securitization lending ...
-
Vice President, Brand
5 days ago
Ebony Media West New York, United States**THE COMPANY**: · **THE ROLE**: · The Vice President, Brand & Marketing role at EBONY is an entrepreneurial visionary who lives and breathe culture and is passionate about EBONY's legacy, its archives, and its commitment to delivering excellence to the global communities of Cult ...
-
Assistant Vice President
10 hours ago
Aon Corporation New York, United StatesPosting Description: · **Aon is looking for an Assistant Vice President - Broker** · As part of an industry-leading team, you will help empower results for our clients by delivering innovative and effective solutions supporting Risk in New York City. · Aon Transaction Solutions ( ...
-
Vice President, Marketing
5 days ago
United Way of New York City New York, United States**Position**:Vice President, Marketing & Communications · **Reports to**:Senior Vice President, Chief Development Officer · **Organization Summary**: · United Way of New York City (UWNYC) is a nonprofit mobilizing people and organizations to eradicate barriers and create opportun ...
-
Vice President, Controller
1 week ago
United Way of New York City New York, United States**Organization Summary**: · United Way of New York City (UWNYC) is a nonprofit mobilizing people and organizations to eradicate barriers and create opportunities that improve the lives of low-income New Yorkers. Part of the United Way Worldwide system, one of the world's most rec ...
-
Vice President Sales
1 day ago
MILROSE CONSULTANTS LLC New York, United States**Company Overview** · Milrose Consultants is **hiring **a Vice President of Sales to be part of our growing Sales Department. · The Milrose Family of Companies—Milrose Consultants, Masterplan, Permit Advisors, SF Codes, McCormick Compliance Consulting, Integrated Group, JM Zonin ...
-
Vice President, Design
1 week ago
Heartbeat New York, United States**Company Description** · Heartbeat seeks a dynamic Vice President of Design to lead and elevate the potential of design thinking in healthcare advertising. In this role, you'll head a multifaceted design department that specializes in branding, campaign development, experience d ...
-
Executive Vice President
3 days ago
CAMBA Brooklyn, United States**Who We Are**:CAMBA is a community of staff, volunteers, clients, donors, neighbors and partners who work together to build an inclusive New York City. CAMBA serves more than 65,000 individuals and families each year, citywide, including almost 13,000 youth. Our 180+ programs in ...
-
Associate Vice President
1 week ago
Graham Windham Brooklyn, United States**Associate Vice President, Individual Major Gifts.** · **Responsibilities include**: · - Secure 6 and 7-figure philanthropic gifts and manage a portfolio of major gift donors and prospects while achieving annual growth targets. · - Grow and lead a team of frontline major gift fu ...
Operational Risk Vice President - Greenwich, United States - AQR
Description
About AQR Capital ManagementAQR is a global investment firm built at the intersection of financial theory and practical application. We strive to deliver concrete, long-term results by looking past market noise to identify and isolate the factors that matter most, and by developing ideas that stand up to rigorous testing. By putting theory into practice, we have become a leader in alternative strategies and an innovator in traditional portfolio management since 1998.
At AQR, our employees share a common spirit of academic excellence, intellectual honesty and an unwavering commitment to seeking the truth. We're determined to know what makes financial markets tick - and we'll ask every question and challenge every assumption. We recognize and respect the power of collaboration and believe transparency and openness to new ideas leads to innovation.
Your Role:
We are currently seeking an exceptionally talented individual to join our Operational Risk Department, reporting to the Head of Operational Risk, Counterparty Risk and Legal Trading Documentation.
Responsibilities include:
This job is also eligible for an annual discretionary bonus. We offer comprehensive package of benefits including paid time off, medical/dental/vision insurance, 401(k), and any other benefits to eligible employees.
Note: No amount of pay is considered to be wages or compensation until such amount is earned, vested, and determinable. The amount and availability of any bonus, commission, benefits, or any other form of compensation and benefits that are allocable to a particular employee remains in the Company's sole discretion unless and until paid and may be modified at the Company's sole discretion, consistent with the law.
AQR is an Equal Opportunity Employer. EEO/VET/DISABILITY