Associate, Compliance - Los Angeles, United States - Oaktree Capital Management

Compliance Quality Associate

1 week ago

**Compliance Quality Associate (CQA)** · Join a dedicated team that fosters autonomy and creativity while receiving a competitive salary, career and personal growth opportunities, and the gratification that comes from creating positive multi-generational change. · **Ednovate Back ...

Political Compliance Associate

6 days ago

**Job Title** · Compliance Associate · **Salary** · $57,750-$70,000/year · **Reports to** · Senior Staff · **MBA Consulting Group **is a compliance and accounting firm serving the progressive community. Our team based approach is unique in the compliance community. We believe tha ...

Marketing Compliance Associate

4 days ago

**About Altruist** · Altruist is a fast growing fintech company that's transforming the financial advice industry. Our mission is to make financial advice better, more affordable, and accessible to everyone. We're a modern custodian built exclusively for registered investment adv ...

Compliance Associate

1 week ago

"I can succeed as a Compliance Associate at Capital Group." · As a Compliance Associate, you will help to ensure we comply with regulations, requirements and policies. You'll conduct investment compliance research, manage and prepare regulatory filings, and leverage your passion ...

Compliance Associate or Senior Compliance Associate

21 hours ago

Compliance Associates and Senior Compliance Associates · Do you have a thirst for Compliance? Would you like to learn how to become a CCO? If you're looking for a dynamic, fulfilling career where your contributions can make a real difference for some of today's fastest-growing co ...

Associate, Compliance

1 day ago

Oaktree is a leader among global investment managers specializing in alternative investments, with $189 billion in assets under management as of December 31, 2023. The firm emphasizes an opportunistic, value-oriented, and risk-controlled approach to investments in credit, private ...

Compliance Associate

5 days ago

"I can succeed as a Compliance Associate at Capital Group." · As a Compliance Associate, you will help to ensure we comply with regulations, requirements and policies. You'll conduct investment compliance research, manage and prepare regulatory filings, and leverage your passion ...

Associate, Compliance

1 week ago

Oaktree is a leader among global investment managers specializing in alternative investments, with $189 billion in assets under management as of December 31, 2023. The firm emphasizes an opportunistic, value-oriented, and risk-controlled approach to investments in credit, private ...

Associate, Compliance

1 week ago

Oaktree is a leader among global investment managers specializing in alternative investments, with $189 billion in assets under management as of December 31, 2023. The firm emphasizes an opportunistic, value-oriented, and risk-controlled approach to investments in credit, private ...

Senior Compliance Associate

1 week ago

I can succeed as a Senior Compliance Associate at Capital Group. The Code of Ethics Team is dedicated to helping associates observe exemplary standards of integrity, honesty, and trust. It sets out standards for our personal conduct, including pers Associate, Compliance, Complian ...

Senior Compliance Associate

1 week ago

"I can succeed as a Senior Compliance Associate at Capital Group." · The Code of Ethics Team is dedicated to helping associates observe exemplary standards of integrity, honesty, and trust. It sets out standards for our personal conduct, including personal investing, gifts and ...

Senior Compliance Associate

1 week ago

As a member of Compliance at Post Advisory Group, the incumbent will be an integral member of the Compliance team ensuring that we maintain our compliance culture, that we meet regulatory requirements, and that we provide assurances for our clients that Post conducts its business ...

Senior Compliance Associate

1 week ago

"I can succeed as a Senior Compliance Associate at Capital Group." · The Code of Ethics Team is dedicated to helping associates observe exemplary standards of integrity, honesty, and trust. It sets out standards for our personal conduct, including personal investing, gifts and e ...

Senior Compliance Associate

1 week ago

Post Advisory Group is a global multi-strategy active credit manager with over $16 billion of assets under management. Our investment platform offers a comprehensive suite of high yield, senior loan and structured credit products (including CLOs). Post is majority-owned by Princi ...

Athletics Compliance Associate

5 days ago

Athletics Compliance Associate · Job no: · 538556 · Work type: · Staff · Location: · Northridge · Categories: · Unit 9 - CSUEU - Technical Support Services, Administrative, Probationary, Full Time, On-site (work in-person at business location) · CSUN strives to be a destina ...

Marketing Compliance Associate

1 day ago

About Altruist · Altruist is a fast growing fintech company that's transforming the financial advice industry. Our mission is to make financial advice better, more affordable, and accessible to everyone. We're a modern custodian built exclusively for registered investment advisor ...

Payroll Compliance Associate

21 hours ago

Job Description · Job Description · It's more than just numbers. · Miller Kaplan is a different kind of CPA firm; we believe in building a legacy—yours. We want to give our clients the very best, and we understand that begins with helping our employees be their best through pro ...

Regulatory Compliance Associate

2 days ago

Why We Exist and What We Do · : · At Dr. Squatch ( · ), we're raising the bar on men's personal care with our line of natural, high-performance products. We're on a high-growth, fast-moving ride, continually introducing new product categories, launching into retailers nationwid ...

Compliance Testing Associate

21 hours ago

Responsibilities: · Perform · gap assessments of existing compliance policies, processes , and controls to identify deficiencies and areas for improvement. · Conduct design and operating effectiveness testing to · assess compliance controls · in accordance with established tes ...

Regulatory Compliance Associate

4 days ago

Why We Exist and What We Do · : · At Dr. Squatch ), we're raising the bar on men's personal care with our line of natural, high-performance products. We're on a high-growth, fast-moving ride, continually introducing new product categories, launching into retailers nationwide, a ...