Senior Compliance Associate - Los Angeles, United States - Capital Group Companies

Compliance Associate or Senior Compliance Associate

2 days ago

Compliance Associates and Senior Compliance Associates · Do you have a thirst for Compliance? Would you like to learn how to become a CCO? If you're looking for a dynamic, fulfilling career where your contributions can make a real difference for some of today's fastest-growing co ...

Associate, Compliance

4 weeks ago

Include:Performing daily trade reviews and analysis. Liaising with Investment Professionals on trading and portfolio related matters on a real time basis. Conducting reviews to ensure securities data accuracy. Preparing and communicating client compl Compliance, Trade, Investment ...

Associate, Compliance

2 weeks ago

Oaktree is a leader among global investment managers specializing in alternative investments, with $189 billion in assets under management as of December 31, 2023. The firm emphasizes an opportunistic, value-oriented, and risk-controlled approach to investments in credit, private ...

Associate, Compliance

1 week ago

Oaktree is a leader among global investment managers specializing in alternative investments, with $192 billion in assets under management as of March 31, 2024. The firm emphasizes an opportunistic, value-oriented, and risk-controlled approach to investments in credit, private eq ...

Senior Compliance Associate

4 weeks ago

"I can succeed as a Senior Compliance Associate at Capital Group." · The Code of Ethics Team is dedicated to helping associates observe exemplary standards of integrity, honesty, and trust. It sets out standards for our personal conduct, including personal investing, gifts and ...

Athletics Compliance Associate

3 weeks ago

Athletics Compliance Associate · Job no: · 538556 · Work type: · Staff · Location: · Northridge · Categories: · Unit 9 - CSUEU - Technical Support Services, Administrative, Probationary, Full Time, On-site (work in-person at business location) · CSUN strives to be a destina ...

Regulatory Compliance Associate

3 weeks ago

Why We Exist and What We Do · : · At Dr. Squatch ), we're raising the bar on men's personal care with our line of natural, high-performance products. We're on a high-growth, fast-moving ride, continually introducing new product categories, launching into retailers nationwide, a ...

Compliance Associate

4 weeks ago

"I can succeed as a Compliance Associate at Capital Group." · As a Compliance Associate, you will help to ensure we comply with regulations, requirements and policies. You'll conduct investment compliance research, manage and prepare regulatory filings, and leverage your passion ...

Regulatory Compliance Associate

2 weeks ago

Job Description · Job DescriptionWhy We Exist and What We Do: · At Dr. Squatch ), we're raising the bar on men's personal care with our line of natural, high-performance products. We're on a high-growth, fast-moving ride, continually introducing new product categories, launching ...

Compliance Associate

3 weeks ago

"I can succeed as a Compliance Associate at Capital Group." · As a Compliance Associate, you will help to ensure we comply with regulations, requirements and policies. You'll conduct investment compliance research, manage and prepare regulatory filings, and leverage your passion ...

Associate, Compliance

3 weeks ago

Oaktree is a leader among global investment managers specializing in alternative investments, with $189 billion in assets under management as of December 31, 2023. The firm emphasizes an opportunistic, value-oriented, and risk-controlled approach to investments in credit, private ...

Associate, Compliance

4 weeks ago

Oaktree is a leader among global investment managers specializing in alternative investments, with $189 billion in assets under management as of December 31, 2023. The firm emphasizes an opportunistic, value-oriented, and risk-controlled approach to investments in credit, private ...

Associate, Compliance

1 week ago

Oaktree is a leader among global investment managers specializing in alternative investments, with $192 billion in assets under management as of March 31, 2024. The firm emphasizes an opportunistic, value-oriented, and risk-controlled approach to investments in credit, private eq ...

Compliance Associate

1 week ago

"I can succeed as a Compliance Associate at Capital Group." · As a Compliance Associate, you will help to ensure we comply with regulations, requirements and policies. You'll conduct investment compliance research, manage and prepare regulatory filings, and leverage your passion ...

associate insurance compliance officer, department of insurance

3 weeks ago

Job Posting: Associate Insurance Compliance Officer (AICO) · Department of Insurance · JC Associate Insurance Compliance Officer (AICO) · ASSOCIATE INSURANCE COMPLIANCE OFFICER, DEPARTMENT OF INSURANCE $6, $7,848.00 per Month · Final Filing Date: 5/31/2024 · Application Met ...

associate insurance compliance officer, department of insurance

1 week ago

Job Description and Duties · Under direction of a Supervising Insurance Compliance Officer, the incumbent independently investigates, mediates, resolves, and/or responds to the more varied and sometimes complex consumer complaints and inquiries, specific to claims handling pract ...

Senior Compliance Associate

4 weeks ago

As a member of Compliance at Post Advisory Group, the incumbent will be an integral member of the Compliance team ensuring that we maintain our compliance culture, that we meet regulatory requirements, and that we provide assurances for our clients that Post conducts its business ...

Senior Compliance Associate

3 weeks ago

"I can succeed as a Senior Compliance Associate at Capital Group." · The Code of Ethics Team is dedicated to helping associates observe exemplary standards of integrity, honesty, and trust. It sets out standards for our personal conduct, including personal investing, gifts and e ...

Senior Compliance Associate

4 weeks ago

Post Advisory Group is a global multi-strategy active credit manager with over $16 billion of assets under management. Our investment platform offers a comprehensive suite of high yield, senior loan and structured credit products (including CLOs). Post is majority-owned by Princi ...

Marketing Compliance Associate

2 weeks ago

About Altruist · Altruist is a fast growing fintech company that's transforming the financial advice industry. Our mission is to make financial advice better, more affordable, and accessible to everyone. Were a modern custodian built exclusively for registered investment advisors ...