- Serve as one the key points of contact for Regulators and key internal leaders in the global Capital Markets business
- Identifying BSA and AML issues and subsequent remediation
- Oversee and manage Financial Crime requirement for new business initiatives
- Provide cross border BSA and AML advice
- Oversee FIU Transaction Monitoring team and development of Transaction Monitoring models
- Minimum of 8+ years of relevant AML experience gained in a large banking institution
- Excellent working knowledge of the AML regulations governing the Capital Markets space
- Strong knowledge of complex offences such Insider Trading
- Exceptional communication skills
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Sr. BSA/AML Compliance Officer
Found in: Lensa US 4 C2 - 1 day ago
The Symicor Group New York, United States· Are you the right candidate for this opportunity Make sure to read the full description below. · Sr. BSA/AML Compliance Officer – To $100K – New York, NY – Job # 3271 · Who We Are · The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & Rockport, T ...
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Director, Deputy to the BSA AML Officer,
Found in: beBee S2 US - 1 week ago
Royal Bank of Canada Jersey City, United States Full timeJob Summary · What is the Opportunity? · Support the BSA AML Officer of Royal Bank of Canada, Three World Financial Center Branch ("3WFC Branch") in oversight and execution of the requirements of the AML/BSA program for 3WFC Branch and provide ongoing AML subject matter and polic ...
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Deputy AML Officer
Found in: Lensa US 4 C2 - 2 days ago
jcw llc New York, United StatesJob Title: Deputy BSA Officer (Korean Speaking)Location: New York, NY (on-siteA retail bank is seeking a highly qualified and motivated Deputy BSA Officer with a strong background in retail banking and experience in remediating consent orders from regulatory bodies such as NYFDS ...
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AML Consultant
Found in: Lensa US 4 C2 - 16 hours ago
Phaxis New York, United States3-5 year experience conduction BSA/AML and Sanctions risk assessments; prior use of ACAMS Risk Assessment tool preferred but not required; · CAMS preferred; · Experience evaluating risks from higher-risk entities, including: Money Services Businesses (MSBs); Marijuana Related B ...
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Risk Analyst-Business
Found in: One Red Cent US C2 - 1 day ago
Michael Page New York, NY, United StatesThis consultant will be in the office 5 days a week and will have the potential to be a long tern employee of our client. This consultant will essentially Be responsible for assisting with the development, execution and administration of all compliance risk assessments. Our clien ...
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bsa/aml investigator
Found in: Careerbuilder One Red US C2 - 12 hours ago
BOK Financial Corp. , OK, United StatesReq ID: 74993 · Location: Tulsa -TUL · Areas of Interest: Risk Management, BSA/AML · Pay Transparency Salary Range: Not Available · Application Deadline: 05/25/2024 · BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealt ...
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Risk Assessment Specialist
Found in: Jooble US O C2 - 51 minutes ago
Michael Page New York, NY, United StatesThis consultant will be in the office 5 days a week and will have the potential to be a long tern employee of our client. This consultant will essentially Be responsible for assisting with the development, execution and administration of all compliance risk assessments. · Client ...
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Compliance Advisory Temp
Found in: One Red Cent US C2 - 2 days ago
Michael Page New York, United StatesThis is a 6-month contract that is currently on a hybrid work schedule. This consultant will be responsible for reviewing/validating high risk KYC files, providing guidance on regulatory issues as needed, reviewing daily transaction reports and submitting professional feedback on ...
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Compliance Auditor Consultant
Found in: One Red Cent US C2 - 1 day ago
Michael Page New York, NY, United StatesThe Compliance Auditor Consultant will perform preliminary assessments of the audited activity and its internal control framework. He/she performs independent testing and analysis on specific controls. He/she also contributes to drafting the debriefing presentation and the final ...
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Risk Assessment Specialist
Found in: Lensa US 4 C2 - 5 days ago
Michael Page US New York, United StatesAbout Our Client · Our client is located near Midtown NYC and is one of the largest Chinese banks located in the US. They have been around for 40 years and they focus on corporate and correspondent banking. · Job Description · Report into the Head of Risk Assessment and assist wi ...
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AML Investigator Sr
Found in: One Red Cent US C2 - 2 days ago
Flagstar Bank New York, United StatesAn AML Senior Investigator is responsible for maintaining certain aspects of the Bank's ML/CFT program and assists in meeting and maintaining BSA/AML compliance requirements of the Bank. Complies with all applicable, federal and state laws, regulations and guidance, including tho ...
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AML Alert Analyst
Found in: One Red Cent US C2 - 2 days ago
Flagstar Bank New York, United StatesAn AML Alert Analyst is responsible for maintaining certain aspects of the Bank's ML/CFT program and assists in meeting and maintaining BSA/AML compliance requirements of the Bank. Complies with all applicable, federal and state laws, regulations and guidance, including those rel ...
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Trade Finance Marketing AVP
Found in: Appcast US C2 - 5 days ago
Bank of China USA New York, United StatesThe incumbent will provide support to the team on the research, development, and marketing of new supply chain finance products. S/he will develop new factoring and supply chain finance products, draft legal documents, policy and procedures for new products, and promote the produ ...
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Senior Credit Officer
Found in: Lensa US 4 C2 - 4 days ago
Phaxis New York, United StatesExtensive knowledge of commercial lending processes & regulations needed. · Manage the loan accounts to meet lending policies & requirements. · Review all credit & financial information including analyst reports from banks & rating agencies. · Prepare application & credit anal ...
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Compliance Temp
Found in: One Red Cent US C2 - 1 day ago
Michael Page New York, NY, United StatesThis is a 6-month contract that is currently on a hybrid work schedule. This consultant will be responsible for reviewing/validating high risk KYC files, providing guidance on regulatory issues as needed, reviewing daily transaction reports and submitting professional feedback on ...
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Senior AML Investigator
Found in: Lensa US 4 C2 - 7 hours ago
Flagstar Bank New York, United StatesAn AML Senior Investigator is responsible for maintaining certain aspects of the Bank's ML/CFT program and assists in meeting and maintaining BSA/AML compliance requirements of the Bank. Complies with all applicable, federal and state laws, regulations and guidance, including tho ...
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AML Investigator
Found in: Jooble US O C2 - 2 days ago
Flagstar Bank New York, United StatesAn AML Investigator is responsible for maintaining certain aspects of the Bank's ML/CFT program and assists in meeting and maintaining BSA/AML compliance requirements of the Bank. Complies with all applicable, federal and state laws, regulations and guidance, including those rela ...
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Associate, Compliance
Found in: Appcast US C2 - 5 days ago
Maybank New York, United StatesResponsibilities: · To assist both the Head, Compliance and Executive, Compliance to monitor the Branch's compliance with local laws, regulations, guidelines and standards, as well as Head Office requirements through the implementation of the Branch's Compliance Plan, strategies ...
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Global Financial Crimes Specialist
Found in: One Red Cent US C2 - 1 week ago
Bank of America New York, United States Full timeJob Description: · At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. ...
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Bank Trust Compliance Officer, New York
Found in: Lensa US 4 C2 - 1 day ago
Emigrant Bank New York, United StatesPosition: Bank Trust Compliance Officer · Department: New York Private Bank & Trust · Reports To: Vice Chairman / Chief Compliance Officer · Employment Status: Full-Time, Exempt · Office Location: New York, NY · Job Summary · The Compliance Officer will oversee Emigrant's complia ...
Deputy BSA Officer - New York, NY, United States - Larson Maddox
Description
Executive Director - Deputy BSA Officer
Our client, one of largest American Banking groups, is looking to hire an experienced AML professional at an Executive Director level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms substantial Capital Markets business. The firm are one of the world's largest banking groups whose Capital Markets business to go from strength to strength. The Equities business has been identified as a key growth area of the firm as such advising on AML and Financial Crime requirements on new business expansion will be a key part of the incumbents remit.
You will report directly into the Head of Financial Crime Compliance/BSA Officer.
The Deputy BSA Officer will be responsible for...
The Deputy BSA Officer should have the following qualifications...