Compliance Associate - New York, New York, United States

We are seeking a detail oriented and enthusiastic Compliance Associate to join our team. Our client is a leading investment fund with diverse assets totaling over $30B. · ...

A multi-billion dollar alternative investment platform with a differentiated focus across credit, asset-based strategies, and specialty investments is seeking a Compliance Associate to join its growing team. · 4–8 years of compliance experience with an SEC-registered investment a ...

This is a full-time, remote Compliance Associate role based in the New York City Metropolitan Area. · Knowledge of compliance concepts, regulatory frameworks, and securities regulation, including anti-money laundering and cybersecurity procedures · Experience with audit processes ...

We are hiring a Compliance Associate in New York supporting employee compliance monitoring regulatory filings marketing reviews lobbying requirements. · ...

Compliance Associate – Multi-Strategy Hedge Fund – New York · Ocr alpha is partnering with a premier multi-strategy hedge fund managing in excess of 15bn AUM, with offices across the worlds leading financial centres. · ...

Atlantic Group is hiring a Compliance Associate (Investment Management) in New York, NY for our client. · ...

A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City. · ...

Location: New York, NY · Type: Perm (Contingency) · Job #48182 · Salary: $125,000 · Job Overview – Compliance Associate (Hybrid) · Compensation: $125,000 – $140,000/year + bonus · Location: New York, NY · Schedule: Monday to Friday (Hybrid) · Atlantic Group is hiring a Compli ...

Compliance Associate (New York, NY): Our client, a leading private equity firm with over $5B in AUM, is seeking a Compliance Associate to join its compliance team. The Compliance Associate will play an integral role across the firm's advisory platform, affiliated family offices, ...

The Compliance Associate will work closely with members of BDT & MSD's Legal & Compliance team to ensure regulatory compliance across the platform. · Assist in the drafting, maintenance, and implementation of policies, procedures, and trainings · Assist in KYC and other deal rela ...

Company Overview: · A dynamic and growing hedge fund with diverse investment strategies across asset classes is seeking a Compliance Associate. The role offers the opportunity to work directly with senior leadership and gain hands-on exposure to all aspects of a global compliance ...

Company Overview: · A dynamic and growing hedge fund with diverse investment strategies across asset classes is seeking a Compliance Associate. The role offers the opportunity to work directly with senior leadership and gain hands-on exposure to all aspects of a global compliance ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function. · Actively participate in counterparty diligence and monitoring discussions. · Support compliance oversight for financing transactions. · ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function supporting the Specialty Finance business across counterparty relationships and financing activities. · ...

NPM is looking for a Compliance Associate with previous compliance experience in implementing SEC and FINRA rules to assist the Chief Compliance Officer (CCO) and Compliance Director with managing its SEC registered broker-dealer (BD) and SEC-registered investment adviser (RIA) c ...

The Compliance Associate will join a lean, high-quality Compliance function and reporting directly to the CCO on day-to-day regulatory oversight, monitoring, and programme development. · ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function. · 3+ years of experience in compliance, legal, or risk-related roles at a financial service. · ...

Compliance Associate (New York, NY): Our client is a rapidly expanding Private Equity firm with over $5B in AUM. As they continue to scale its platform across strategies and geographies, they're adding talent to their compliance team. This is a broad, high-impact compliance role ...

We are looking to hire a Compliance Associate to assist on generalist compliance responsibilities. · ...

Compliance Associate (New York, NY): · Our client is a rapidly expanding Private Equity firm with over $5B in AUM. As they continue to scale its platform across strategies and geographies, they're adding talent to their compliance team. This is a broad, high-impact compliance rol ...

We are growing and seeking a Compliance Associate who wants meaningful client exposure, accelerated learning, and a defined path for advancement. · ...