Jobs
>
Dallas

    Financial Operations Analyst - Dallas, United States - Russell Tobin

    Russell Tobin
    Russell Tobin Dallas, United States

    3 weeks ago

    Russell Tobin background
    Description
    Job DescriptionJob Description

    Job title:
    Asset & Wealth Management - Operations - Alternatives Private KYC - Analyst


    • Location:
    Dallas TX

    Duration: 6months


    Pay rate:
    $20-$23/hour ** Position Description:


    Department:
    AM Alts Pvt KYC Group


    Job Category:
    Operations


    Job Title:
    Asset & Wealth Management - Operations - Alternatives Private KYC - Analyst


    Duties:

    YOUR IMPACT


    Our Asset Management Alts Private KYC team is seeking a professional who will work with our clients along with a wide variety of individuals from the Asset Management Division, Legal, Compliance, and Operations to facilitate an excellent client onboarding experience while mitigating risks associated with these sensitive transactions.


    OUR IMPACT


    Operations is a dynamic, multi-faceted division that partners with all areas of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world.

    Alongside this vital service delivery role, Operations provides essential risk management and control, preserving and enhancing the firm's assets and its reputation.


    Operations span all product lines and markets, serving as internal business partners who develop the processes and controls, and help to specify the systems that deliver accuracy, timeliness and integrity to our business.

    Asset Management Operations supports the Asset Management Division of the firm.

    The Asset Management Division is the firm's long term principal investing group tasked with raising capital and investing in equity (corporate / growth), real estate, and credit.

    As a member of the Asset Management Alts Private KYC organization, the candidate will


    • Specialize in the review of regulatory documentation (such as AML/KYC, Dodd Frank, EMIR, MiFID, FATCA, etc).
    • Specialize in the review of non-regulatory documentation and information to ensure compliance with firm requirements, assisting with the approval of new Asset Management relationships.
    • Work directly with our internal federation partners, clients and the Asset Management desks in a fast-paced environment with precision and accuracy.
    • Prioritize, meet deadlines, and communicate to all levels of the organization, including Asset Management, Asset Management middle office, legal, and compliance.

    Skills:

    HOW YOU WILL FULFILL YOUR POTENTIAL

    • Partner with Asset Management Operations to ensure a seamless front to back onboarding and liaise with multiple parties to establish new Asset Management relationships to facilitate deal investments
    • Coordinate with internal and external clients to obtain relevant onboarding requirements
    • Ensure due diligence is performed to comply with "Know Your Customer" regulations
    • Develop expertise in the Firm's Anti Money Laundering/Customer Identification due diligence policies
    • Draft procedures to reflect changing regulatory requirements
    • Devise and implement process improvement efficiencies
    • Approve the opening of new accounts

    BASIC QUALIFICATIONS

    • Bachelor's degree required
    • Proven analytical skills, problem solving ability, and a control mentality paired with meticulous attention to detail
    • Aptitude for building relationships and ability to communicate complex issues to a wide array of internal clients with differing levels of product experience.
    • Self-motivated and proactive team player, who takes ownership and accountability of projects, has strong organizational skills as well as the ability to effectively manage compeng priorities.
    • Flexible and able to work well under pressure in a team environment.

    PREFERRED QUALIFICATIONS

    • Knowledge of financial markets and products
    • Knowledge of Customer Identification Programs (CIP)/Know Your Customer (KYC) a plus
    • Understand structure of trading counterparts
    • Ability to adapt to new changes and new challenges
    • Excellent written and verbal communication skills
    • Proactive, self-motivated
    • Prudent in escalating potential risk to the Firm

    Keywords:

    Education:
    Bachelors Degree

    Company Description

    Russell Tobin is an equal-opportunity employer and values diversity in the workplace.

    We do not discriminate based on race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.

    Company DescriptionRussell Tobin is an equal-opportunity employer and values diversity in the workplace.

    We do not discriminate based on race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.

    #J-18808-Ljbffr
  • BGSF

    Operations Analyst

    3 weeks ago

    BGSF Dallas, United States

    BGSF is representing an impressive global, alternative investment firm located in Dallas seeking to hire Operations Analyst. · Role responsible to assist Front Office investment professionals ensuring timely settlement of all trade executions, reconciling and confirming the fund ...

  • Opusing LLC

    Financial Operations Analyst

    2 weeks ago

    Opusing LLC Dallas, United States

    Title: Financial Operations Analyst · Location: Dallas TX · Duration: 3 Months contract · Additional information: · Responsibilities: · Serve as a resource for standard financial reporting and analysis to ensure compliance with fiscal policies. Represent fiscal matters to divisi ...

  • Regan Capital

    Operations and Finance Analyst

    2 weeks ago

    Regan Capital Dallas, United States

    About the Firm · Regan Capital is an SEC-Registered Investment Advisor, with a successful track record spanning over 13 years managing fixed income, credit, and structured finance strategies for its predominantly institutional client base. Regan is continuing to expand its team l ...

  • Dallas County

    operations analyst.2470015

    5 days ago

    Dallas County Dallas, United States

    Brief Description · Performs analytical work to support various operational aspects. Refines administrative, reporting, and departmental support functions through rigorous analysis. Upholds compliance standards while aiding in budgeting and streamlining internal departmental pro ...

  • TEKsystems

    Operations Application Analyst

    1 week ago

    TEKsystems Dallas, United States

    Job Description: · We are looking for an App Support resources/analysts that have experience in troubleshooting, application support, and networking. This team supports issues that arise for employees and they work with the vendor if it is something they cannot solve on their ow ...

  • GAINSCO

    Operational Risk Analyst

    4 weeks ago

    GAINSCO Dallas, United States

    Are You Driven? We Are. · We are a company of driven, enthusiastic, and determined people. We celebrate achievement and success.We foster innovation, determination, and recognition. Because of that, our employees feel recognized and rewarded for the contributions they make daily ...

  • Opusing

    Financial Operations Analyst

    2 weeks ago

    Opusing Dallas, United States

    Title: Financial Operations Analyst · Location: Dallas TX · Duration: 3 Months contract · Additional information: · Responsibilities: · Serve as a resource for standard financial reporting and analysis to ensure compliance with fiscal policies. Represent fiscal matters to d ...

  • Paladin Consulting

    Loans Operations Analyst

    4 days ago

    Paladin Consulting Dallas, United States

    Paladin Consulting is currently hiring a Loans Operations Analyst to join our team working onsite at our client's office located in Dallas, TX. · We work with companies that offer environments for our employees to contribute, learn, and advance their career. We treat you like you ...

  • CoreLogic

    Data Operations Analyst

    3 days ago

    CoreLogic Dallas, United States

    At CoreLogic, we are driven by a single mission-to make the property industry faster, smarter, and more people-centric. CoreLogic is the trusted source for property intelligence, with unmatched precision, depth, breadth, and insights across the entire ecosystem. Our talented team ...

  • Integrity Marketing Group

    Treasury Operations Analyst

    3 weeks ago

    Integrity Marketing Group Dallas, United States

    Job Summary · Integrity is looking for a Treasury Operations Analyst. This role is expected to help prepare and execute the daily/recurring treasury activities. They will also help drive cash transfer, help with cash forecasting, and cash planning. We are also looking for a "cust ...

  • American Airlines

    Analyst/Sr Analyst, Fuel Operations

    2 weeks ago

    American Airlines Dallas, United States

    Location: DFW Headquarters Building 8 (DFW-SV08) · Cities: Dallas - TX · Requisition ID: 73046 · Job Description · Intro · Are you ready to explore a world of possibilities, both at work and during your time off? Join our American Airlines family, and you'll travel the world ...

  • Apex Fintech Solutions LLC

    Operations Analyst II

    3 weeks ago

    Apex Fintech Solutions LLC Dallas, United States

    Apex enables modern investing and wealth management tools through an ecosystem offrictionless platforms, APIs, and services. · Apex Fintech Solutions (AFS) powers innovation and the future of digital wealth management by processing millions of transactions daily, to simplify, aut ...

  • Integrity Marketing Group LLC

    Treasury Operations Analyst

    3 weeks ago

    Integrity Marketing Group LLC Dallas, United States

    Job Summary · Integrity is looking for a Treasury Operations Analyst. This role is expected to help prepare and execute the daily/recurring treasury activities. They will also help drive cash transfer, help with cash forecasting, and cash planning. We are also looking for a "cus ...

  • Internal Revenue Service

    Operations Research Analyst

    2 weeks ago

    Internal Revenue Service Dallas, United States

    Duties · WHAT IS THE RESEARCH, APPLIED ANALYTICS, AND STATISTICS (RAAS) DIVISION? · A description of the business units can be found at: · Vacancies will be filled in the following specialty areas: · Research, Applied Analytics and Statistics · The following are the duties o ...

  • Westwood Holdings Group Inc

    Senior Operations Analyst

    2 days ago

    Westwood Holdings Group Inc Dallas, United States

    WHO WE ARE · Westwood Holdings Group, Inc. is a focused investment management boutique and wealth management firm. Founded in 1983, Westwood is a diversified financial services firm that offers a broad array of investment solutions to institutional investors, private wealth clien ...

  • Westwood Holdings Group

    Senior Operations Analyst

    3 weeks ago

    Westwood Holdings Group Dallas, United States

    WHO WE AREWestwood Holdings Group, Inc. is a focused investment management boutique and wealth management firm. Founded in 1983, Westwood is a diversified financial services firm that offers a broad array of investment solutions to institutional investors, private wealth clients ...

  • Westwood Holdings Group

    Senior Operations Analyst

    15 hours ago

    Westwood Holdings Group Dallas, United States

    WHO WE ARE · Westwood Holdings Group, Inc. is a focused investment management boutique and wealth management firm. Founded in 1983, Westwood is a diversified financial services firm that offers a broad array of investment solutions to institutional investors, private wealth clie ...

  • Spero Technology

    IT Operations Analyst

    3 weeks ago

    Spero Technology Dallas, United States

    Operation Support Analyst · The Operations Support Analyst is a member of the Operations Support Team which has a primary responsibility in maintaining system availability. The Operations Support Analyst provides knowledge and skills in a multi-faceted environment of App Dev, De ...

  • Soligent

    Sales Operations Data Analyst

    3 weeks ago

    Soligent Dallas, United States

    Job Description · Job Description · Soligent is the largest pure play solar distributor in the Americas. At Soligent, we envision a world where solar isn't just the cleanest choice for power: it's the obvious choice. Our mission is to empower homeowners and installers with a to ...

  • Altruist

    Senior Treasury Operations Analyst

    3 weeks ago

    Altruist Dallas, United States

    About Altruist · Altruist is a fast growing fintech company that's transforming the financial advice industry. Our mission is to make financial advice better, more affordable, and accessible to everyone. We're a modern custodian built exclusively for registered investment adviso ...