Control Room Compliance Associate - New York

We are seeking a detail oriented and enthusiastic Compliance Associate to join our team. Our client is a leading investment fund with diverse assets totaling over $30B. · ...

Top-Tier Investment Management firm in Midtown, Manhattan is seeking a Compliance Associate for a full-time position · Responsibilities: · Responsible for advertising and marketing compliance · Respond to internal and external inquiries regarding regulatory requirements · Review ...

Compliance Associate (New York, NY): Our client, a leading private equity firm with over $5B in AUM, is seeking a Compliance Associate to join its compliance team. The Compliance Associate will play an integral role across the firm's advisory platform, affiliated family offices, ...

A multi-billion dollar alternative investment platform with a differentiated focus across credit, asset-based strategies, and specialty investments is seeking a Compliance Associate to join its growing team. · 4–8 years of compliance experience with an SEC-registered investment a ...

We are hiring a Compliance Associate in New York supporting employee compliance monitoring regulatory filings marketing reviews lobbying requirements. · ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function supporting the Specialty Finance business across counterparty relationships and financing activities. · ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function. · Actively participate in counterparty diligence and monitoring discussions. · Support compliance oversight for financing transactions. · ...

Location: New York, NY · Type: Perm (Contingency) · Job #48182 · Salary: $125,000 · Job Overview – Compliance Associate (Hybrid) · Compensation: $125,000 – $140,000/year + bonus · Location: New York, NY · Schedule: Monday to Friday (Hybrid) · Atlantic Group is hiring a Compli ...

We are seeking a Compliance professional to join our team in New York. This individual will report directly to the Chief Compliance Officer and play a critical role in supporting TCV's compliance program, · Support core compliance functions including Code of Ethics Political Cont ...

Location: New York, NY · Type: Perm (Contingency) · Job #48182 · Salary: $125,000 · Job Overview – Compliance Associate (Hybrid) · Compensation: $125,000 – $140,000/year + bonus · Location: New York, NY · Schedule: Monday to Friday (Hybrid) · Atlantic Group is hiring a Compliance ...

Compliance Associate (New York, NY): · Our client is a rapidly expanding Private Equity firm with over $5B in AUM. As they continue to scale its platform across strategies and geographies, they're adding talent to their compliance team. This is a broad, high-impact compliance rol ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function. · 3+ years of experience in compliance, legal, or risk-related roles at a financial service. · ...

Company Overview: · A dynamic and growing hedge fund with diverse investment strategies across asset classes is seeking a Compliance Associate. The role offers the opportunity to work directly with senior leadership and gain hands-on exposure to all aspects of a global compliance ...

The Compliance Associate will work closely with members of BDT & MSD's Legal & Compliance team to ensure regulatory compliance across the platform. · Assist in the drafting, maintenance, and implementation of policies, procedures, and trainings · Assist in KYC and other deal rela ...

NPM is looking for a Compliance Associate with previous compliance experience in implementing SEC and FINRA rules to assist the Chief Compliance Officer (CCO) and Compliance Director with managing its SEC registered broker-dealer (BD) and SEC-registered investment adviser (RIA) c ...

· Overview · About us: · Founded in 1990, LS Power is a premier development, investment, and operating company focused on the North American power and energy infrastructure sector, with leading platforms across generation, transmission and energy expansion solutions. Since incep ...

We are supporting a Compliance Associate role with a global investment management firm. · ...

Company Overview: · A dynamic and growing hedge fund with diverse investment strategies across asset classes is seeking a Compliance Associate. The role offers the opportunity to work directly with senior leadership and gain hands-on exposure to all aspects of a global compliance ...

++A leading global private equity firm is seeking a Compliance Analyst or Associate to support its Private Equity Compliance program.+ · +This is a highly visible and impactful role focused on identifying, managing, and mitigating compliance risk while fostering a business-orient ...

A full-service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 -3 years of compliance experience. · The Compliance Associate will assist in all aspects of broker-dealer compliance a ...

We seek an Associate to join our global Compliance Team at an Alternative Asset Management client. · ...