Jobs
>
New York City

    Senior Compliance Program Manager - New York, United States - Sumitomo Mitsui Banking Corporation

    Sumitomo Mitsui Banking Corporation
    Sumitomo Mitsui Banking Corporation New York, United States

    7 hours ago

    Default job background
    Description
    Senior Compliance Program Manager - Director


    Job Level:
    Director


    Job Function:
    Governance & Assurance


    Location:
    New York, NY, US, 10172


    Employment Type:
    Full Time

    Requisition ID: 1007

    SMBC Group is a top-tier global financial group.

    Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance.

    The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in Japan.

    SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:
    SMFG) stock exchanges.

    In the Americas, SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru.

    Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients.

    It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp.

    (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co., Ltd.


    The anticipated salary range for this role is between $161,000.00 and $231, The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire.

    The role may also be eligible for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.

    Role Description


    SMBC would like to hire a Senior Compliance Program Manager who would be responsible for the execution of tasks to support senior management within the Americas Division Compliance Department (i.e., Compliance Administrative Officer and Chief Compliance Officer).

    Role Objectives


    • Assist with the management and oversight of the Americas Division Compliance Department (CPAD).
    • Provide broad support to the Compliance Administrative Office to assist with the ongoing responsibilities of the Office, including but not limited to:
    • Identification of key areas for improvement;
    • Preparation of plans to support key strategic initiatives;
    • Proactive management of regulatory issues with relevant stakeholders;
    • Close partnership with SMEs to determine broad implications of regulatory changes and industry events;
    • Analyze and synthesize important Compliance trends, and escalate as appropriate;
    • Support stakeholders on special projects and program buildouts (e.g., ESG and Privacy);
    • Facilitate reporting to the Board and Senior Management, ensuring their needs and concerns are appropriately addressed and that information is both timely and accurate.
    • Liaise with the Corporate Secretary and Regulatory Relations teams to:
    • Maintain a clear view of upcoming regulatory and Board deliverables and ensure relevant stakeholders action as appropriate;
    • Provide strategic guidance and advice on regulatory engagements and Board deliverables;
    • Prepare stakeholders for engagements with regulators and Board members;
    • Develop a robust understanding of the Department's regulatory and Board priorities, to ensure that they are fulfilled as necessary;
    • Develop an understanding of the broader regulatory landscape to keep stakeholders updated on trends and expected changes.
    • Support engagement with Internal Audit and advise on related action plans.
    • Draft and review communications tailored to the applicable audience from Department leaders.
    • Assist with drafting and implementing policies and procedures to improve the Department's efficiency.
    • Promote organizational culture and work to improve the overall health of the organization through employee engagement, collaboration and values alignment.
    • Build relationships and collaborate with teams across the firm to achieve SMBC's goals.
    Qualifications and Skills


    • 5-10 years of experience in financial services, law, consulting or a related field;
    • Strong communication skills including the ability to synthesize information complex ideas in a clear and concise manner;
    • Proven ability to manage multiple and often competing priorities with a track record of successful execution;
    • Proficient with MS Suite - Excel, Word, PowerPoint, SharePoint;
    • Bachelor's Degree required - Masters or JD are preferred.
    Additional Requirements

    D&I Commitment


    Responsible for fostering a culture of diversity and inclusion, holding leaders accountable for creating an inclusive environment through awareness and practice of equity in recruiting, developing, and promoting diverse talent.

    #LI-RCH


    SMBC's employees participate in a hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office.

    SMBC requires that employees live within a reasonable commuting distance of their office location. Prospective candidates will learn more about their specific hybrid work schedule during their interview process.

    We are an equal employment opportunity employer.

    All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any other characteristic protected by law.

    SMBC provides reasonable accommodations for employees and applicants with disabilities consistent with applicable law. If you need a reasonable accommodation during the application process, please let us know at

    Nearest Major Market:
    New York City
  • Program Manager, Healthy Harlem, Harlem Children's Zone

    Program Manager, Healthy Harlem

    1 week ago

    Program Manager, Healthy Harlem, Harlem Children's Zone New York, United States

    Harlem Children's Zone (HCZ) — a world-renowned education and poverty-fighting organization based in New York — seeks an enthusiastic, dedicated, and mission-aligned Program Manager to join the Healthy Harlem Core Team. · The Program Manager will bring a passion for the mission o ...

  • iCST

    Program Manager

    14 hours ago

    iCST New York, United States

    Program Manager · Hybrid- Newyork · We are seeking an experienced Program Manager to lead a critical transformation program aimed at upgrading Reinsurance product offerings to meet evolving customer needs. The successful candidate will be responsible for managing the program acr ...

  • Mindlance

    Program Manager

    1 week ago

    Mindlance New York, United States

    Job Details: · Job Title: Program Manager · Location: New York, NY · Duration: months (possibility of extension) · Pay Rate: $65-$80/ hr on W2 · Responsibilities: · Drive the timely execution of strategic Capital Markets programs and deliverables through the diligent application ...

  • City of New York

    Program Manager

    6 days ago

    City of New York New York, United States Full time

    The New York City Department of Youth and Community Development (DYCD) invests in a network of community-based organizations and programs to alleviate the effects of poverty and to provide opportunities for New Yorkers and communities to flourish. · Under the supervision of the ...

  • Randstad USA

    Program Manager

    3 weeks ago

    Randstad USA New York, United States

    Do you want to work for one of the top financial services companies in the world? Our client, a Fortune 50, global investment bank is currently seeking multiple Project Managers and a Program Manager to join their team. This is an excellent opportunity to gain experience working ...

  • Hearst

    Program Manager

    3 weeks ago

    Hearst New York, United States Full time

    Why Hearst Magazines? · Hearst Magazines is one of the largest publishers in the world, with more than 25 brands, including Cosmopolitan, ELLE, Esquire, Good Housekeeping, Harper's BAZAAR, Popular Mechanics, and O the Oprah Magazine. We reach more than 150 million people every m ...

  • Dexian

    Program Manager

    5 days ago

    Dexian New York, United States

    Position – Senior Program Manager · Duration – 12+ Months · Location – New York, NY(Hybrid) · Pay Range – $ /HR · Description: · Business testing manager with a solid grounding in project management and business analysis principles with significant stakeholder engagement experien ...

  • Mphasis

    Program Manager

    3 weeks ago

    Mphasis New Jersey, United States

    Job Description: · About Role: · A senior professional having excellent delivery/ account management capabilities in the Banking and Financial services domain. Manage globally distributed and large delivery teams across multiple programs/ projects covering US. The Individual shou ...

  • Aurora Innovations

    Graduate program for retail management executives"

    3 weeks ago

    Aurora Innovations Orange City, United States

    Location: 82061 Neuried, Germany | Contract Type: Full-time, temporary | Job ID: 809094 · Start of Training: | Planned End of Training: · At REWE, you can expect more than just a job, because we know that you are more than just an employee. In our REWE team, you can develop prof ...

  • Nexus Innovations

    Graduate program for retail management executives"

    3 weeks ago

    Nexus Innovations Orange City, United States

    Location: 55246 Wiesbaden / Mainz-Kostheim | Contract Type: Full-time, temporary | Job ID: 804856 · Start of Training: | Planned End of Training: · At REWE, you can expect more than just a job, because we know that you are more than just an employee. In our REWE team, you can de ...

  • SoHo Dragon

    Program Manager

    3 days ago

    SoHo Dragon New York, United States

    Job Description · Job DescriptionSalary: · SoHo Dragon represents an investment bank with offices in New York, NY that needs to hire a Program Manager. · Work schedule: Hybrid, 2 days in office · Job Description: · Key responsibilities · Drive execution of Axiom Implementation p ...

  • PSG Global Solutions

    Program Manager

    1 week ago

    PSG Global Solutions New York, United States

    We're looking for a · Program Manager · , working in · Education · industry in · New York, New York, 10012, United States . · Engage senior leaders to understand the talent needs of the businesses and define strategy · Strategize, implement, and maintain program initiatives ...

  • Adecco US, Inc.

    Program Manager

    2 days ago

    Adecco US, Inc. New York, United States

    The Worlds Largest Search Engine is seeking a Program Manager · Duration: 12 months · Work Location: New York, NY · Work Schedule: Onsite · Pay Rate: $57-$64 · Project Overview: · Given a set of problem spaces, proactively identify and implement technical and business progr ...

  • Capco

    Program Manager

    5 days ago

    Capco New York, United States

    Program Manager · About the Team · Capco is a global management and technology consultancy that specializes in advisory, implementation, and delivery of client-centered solutions across Financial Services, Energy, and Insurance industries. We support modern platform implementati ...

  • Wunderman Thompson

    Program Manager

    5 days ago

    Wunderman Thompson New York, United States

    This is an exciting opportunity to support one of WPPs critically top clients, Colgate Palmolive. WPP|CP is seeking a Program Manager who can quickly understand our clients needs and objectives with the ability to effectively manage variety sized t Program Manager, Manager, Proje ...

  • Landmark Ventures

    Programming Manager

    5 hours ago

    Landmark Ventures New York, United States

    Landmark Ventures seeks an enthusiastic and polished events professional looking to have an impactful influence in the business world through the production of superior events and experiences. Are you a detail-oriented contributor with experience in event programming, content dev ...

  • Insight Global

    Program Manager

    1 week ago

    Insight Global New York, United States

    The Energy Efficiency Deputy Program Manager will work closely with the Energy Efficiency Program Manager. You will assist in designing, planning, and executing initiatives aimed at reducing energy consumption, optimizing resources, and promoting sustainable practices. Your respo ...

  • Mount Sinai Health System

    Program Manager

    3 weeks ago

    Mount Sinai Health System New York, United States Full time

    Job Description · The Program Manager II supports department or program leadership and manages the activities and functions of a large or complex program or multiple programs to ensure that goals and objectives specified for the program are accomplished in accordance with establ ...

  • Collabera

    Program Manager

    3 weeks ago

    Collabera New York, United States

    Home · Search Jobs · Job Description · Program Manager · Contract: New York, New York, US · Salary: $70.00 Per Hour · Job Code: · End Date: · Days Left: 9 days, 3 hours left · Apply · Client - Financial Services · Titile - Portfolio Transformation Manager · Duration - ...

  • S&P Global

    Program Manager

    2 days ago

    S&P Global San Francisco, United States Permanent

    About the Role: · Grade Level (for internal use): · 12 About the Role: · Program Manager (Data Operations) · We are seeking a highly skilled and motivated Program Manager to join our Data Operations team. As a Program Manager, you will be primarily responsible for supporti ...