Jobs
>
San Diego

    Internal Audit Manager - San Diego, United States - Cetera Financial Group

    Cetera Financial Group
    Cetera Financial Group San Diego, United States

    3 weeks ago

    Default job background
    Description
    At Cetera, we strive for continuous improvement and evolution towards excellence. To achieve this, we require the right individuals who can support and ensure our success.

    Our corporate team is the backbone of our operations, providing support in various areas such as legal, finance, and HR.

    We offer diverse business opportunities that are constantly evolving, providing meaningful prospects for growth to everyone.

    If you are proactive, adaptable to change, and thrive in a fast-paced and dynamic environment, the possibilities for advancement and success are limitless.

    We are current seeking an Audit Manager to join our team at our San Diego, CA location. The Audit Manager position encompasses the execution and delivery a best-in-class program.

    The individual will play a key role in influencing positive change throughout the audit department and will participate on other special projects, as applicable.

    This highly visible position will report to the Head of the Internal Audit.

    What you will do:
    Plan, execute and report compliance of operating units, including control audits and operational audits
    Document process and prepare audit findings memorandum
    Interact with management to discuss issues and recommendations for improvement
    Perform, support and document controls for testing
    Test compliance with Company policies and procedures
    Recommend process and policy improvements
    Follow up to ensure that approved recommendations are implemented
    Prepare sufficient working paper documentation to support audit procedures
    Develop and analyze reports that identify key operating metrics
    Prepare and manage monthly and quarterly internal audit reports and activities
    Analyze operating budgets and capital plans, re-forecasts and cash flow assumptions
    Communicate with all necessary departments to ensure the company remains in compliance with obligations and commitments to the Internal Audit plan
    Perform and control the full audit cycle including risk and control management over operations' effectiveness, financial reliability and compliance with all applicable directives and regulations
    Stay abreast of industry trends, transactional activity, and outside research perspectives relative to Broker Dealers

    What you will have:
    Ability to maintain a high level of confidentiality Bachelor's Degree required, Master's degree preferred
    5+ years previous experience of auditing regulatory compliance frameworks including evaluating compliance with OCC, FINRA, etc.

    3+ years experience of working within a manager-level audit role, probably in a Big Four accounting firm or another large global organization.

    3+ years experience within the Financial Services, Banking, Broker Dealer, RIA, etc.
    Ability to integrate with, manage and motivate teams in US and across different locations including effective working with external co-sourced provider teams
    High level of personal integrity, tenacity and independence
    An open and flexible communication style, able to adjust your approach and influence others, including senior management teams
    Ability to analyze complex issues from a range of perspectives and form considered judgements around the actions to be taken
    Strong project management and report writing skills
    Compensation
    The base annual salary range for this role is $130,000 to $155,000, plus a competitive performance-based bonus.

    Base annual salary depends on a wide array of factors, including but not limited to skill set, years and depth of experience, certifications, and location.

    Base annual salary may also differ significantly due to geography and cost of labor considerations.
    #LI-Onsite-

    Fully on-site

    #J-18808-Ljbffr
  • Haskell & White

    Audit Manager

    3 weeks ago

    Haskell & White San Diego, United States

    **Location: Irvine | San Diego**: · **Position Type: Audit**: · Drawing on their base of five to eight years of experience, Managers at Haskell & White are responsible for handling several client engagements simultaneously, as well as maintaining client relationships and developi ...

  • PRICE WATERHOUSE COOPERS

    External Audit Manager

    2 weeks ago

    PRICE WATERHOUSE COOPERS San Diego, United States

    A career within External Audit services, will provide you with the opportunity to provide a range of Assurance services and business advice to a variety of clients from small, fast growing clients to large entities. Our clients are often well known brands and many have broad inte ...

  • DNV

    Qhse Program Audit Manager

    2 weeks ago

    DNV San Diego, United States

    **About us**: · We are the independent expert in assurance and risk management. Driven by our purpose, to safeguard life, property, and the environment, we empower our customers and their stakeholders with facts and reliable insights so that critical decisions can be made with co ...

  • DNV

    Qhse Program Audit Manager

    1 week ago

    DNV San Diego, United States

    **About us**: · We are the independent expert in assurance and risk management. Driven by our purpose, to safeguard life, property, and the environment, we empower our customers and their stakeholders with facts and reliable insights so that critical decisions can be made with co ...

  • Cetera Financial Group

    Manager, Internal Audit Risk Assurance

    4 days ago

    Cetera Financial Group San Diego, United States

    At Cetera, we strive for continuous improvement and evolution towards excellence. To achieve this, we require the right individuals who can support and ensure our success. Our corporate team is the backbone of our operations, providing support in various areas such as legal, fina ...

  • KPMG

    Product Manager-audit Client Insights

    2 days ago

    KPMG San Diego, United States

    Known for being a great place to work and build a career, KPMG provides audit, tax and advisory services for organizations in today's most important industries. Our growth is driven by delivering real results for our clients. It's also enabled by our culture, which encourages ind ...

  • CyberCoders

    Audit Manager

    1 week ago

    CyberCoders San Diego, CA, United States

    San Diego, CARemote Available Full-time $110, $155,000.00Posted 02/09/2024Job Title: Audit Manager Location: Remote Position -San Diego, CASalary: $110k-$155K + Annual Bonuses + Full BenefitsRequirements: At least 5+ years of Public Accounting, at least 5+ years Audit/Assurance E ...

  • Haskell & White

    Audit Manager

    2 weeks ago

    Haskell & White San Diego, United States

    We are seeking an experienced Audit Manager to join our Public Accounting team. The ideal candidate will have a passion for delivering exceptional client service, a track record of successful team management, and a thorough understanding of audit methodology. · Drawing on their b ...

  • CyberCoders

    Audit Manager

    2 weeks ago

    CyberCoders San Diego, CA, United States

    San Diego, CARemote Available Full-time $110, $155,000.00Posted 12/13/2023Job Title: Audit Manager Location: Remote Position -San Diego, CASalary: $110k-$155K + Annual Bonuses + Full BenefitsRequirements: At least 5+ years of Public Accounting, at least 5+ years Audit/Assurance E ...

  • EisnerAmper

    Audit Manager

    2 weeks ago

    EisnerAmper San Diego, United States

    Job Description · At EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact. Whether you're starting out in your career or taking your next step as a seasoned professional, the EisnerAmper experience is one-of-a-kind. You ...

  • Aldrich

    Audit Manager

    3 weeks ago

    Aldrich San Diego, United States

    Job Description · Job Description Description: Aldrich CPAs and Advisors is looking for an Audit Manager. Audit Managers are responsible for managing audits, reviews, and compilations from planning to completion. Successful candidates will have a desire to work independently and ...

  • EisnerAmper

    Audit Manager

    3 weeks ago

    EisnerAmper San Diego, United States

    Job Description · At EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact. Whether you're starting out in your career or taking your next step as a seasoned professional, the EisnerAmper experience is one-of-a-kind. Yo ...

  • Evergreen Alliance

    Audit Manager

    3 weeks ago

    Evergreen Alliance San Diego, United States

    Dynamic and growing Orange County and San Diego based boutique CPA firm, that exclusively serves the nonprofit sector, is looking to immediately add a Manager to our audit department. A CPA license is required. We are looking for an enthusiastic professional with 5+ years of publ ...

  • Aldrich

    Audit Manager

    5 days ago

    Aldrich San Diego, United States

    Job Description · Job Description Description: Aldrich CPAs and Advisors is looking for an Audit Manager. Audit Managers are responsible for managing audits, reviews, and compilations from planning to completion. Successful candidates will have a desire to work independently and ...

  • Aldrich CPAs + Advisors LLP

    Audit Manager

    5 days ago

    Aldrich CPAs + Advisors LLP San Diego, United States

    Aldrich CPAs and Advisors is looking for an Audit Manager. Audit Managers are responsible for managing audits, reviews, and compilations from planning to completion. Successful candidates will have a desire to work independently and as part of a team. This role will include a sig ...

  • Evergreen Alliance Professional Cor

    Audit Manager

    3 weeks ago

    Evergreen Alliance Professional Cor San Diego, United States

    Job Description · Job Description · Dynamic and growing Orange County and San Diego based boutique CPA firm, that exclusively serves the nonprofit sector, is looking to immediately add a Manager to our audit department. A CPA is required. We are looking for an enthusiastic prof ...

  • Aldrich

    Audit Manager

    2 weeks ago

    Aldrich San Diego, United States

    Job Type · Full-time · Description · Aldrich CPAs and Advisors is looking for an Audit Manager. Audit Managers are responsible for managing audits, reviews, and compilations from planning to completion. Successful candidates will have a desire to work independently and as part ...

  • Evergreen Alliance Professional Cor

    Audit Manager

    2 weeks ago

    Evergreen Alliance Professional Cor San Diego, United States

    Job Description · Job DescriptionDynamic and growing Orange County and San Diego based boutique CPA firm, that exclusively serves the nonprofit sector, is looking to immediately add a Manager to our audit department. A CPA is required. We are looking for an enthusiastic professio ...

  • Aldrich

    Audit Manager

    3 weeks ago

    Aldrich San Diego, United States

    Job Description · Job DescriptionDescription:Aldrich CPAs and Advisors is looking for an Audit Manager. Audit Managers are responsible for managing audits, reviews, and compilations from planning to completion. Successful candidates will have a desire to work independently and as ...

  • JGD & Associates LLP

    Audit Manager

    3 weeks ago

    JGD & Associates LLP San Diego, United States

    Forward to localhost with CLI · whcli forward --token=fd2c8868-8d94-411b-ba0c-fe9e5dbb7537 · Install whcli · generates free, unique URLs and e-mail addressesand lets you see everything that's sent there instantly. · Built-in integrations: Google Sheets, Excel, Slack, Dropbox, ...