Trade surveillance implementation jobs in United States

The TD Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team. · ...

Work Location: · New York, New York, United States of AmericaHours: · 40Line of Business: · CompliancePay Detail: · $100,000 - $ USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are definin ...

The TD Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team. · Bachelors degree or progressive work experience. · 5-7 Years of related experience. · ...

The TD Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team.The ideal candidate will have strong expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a ...

The Trade Surveillance Analyst will be an integral member of the firm's second line of defense, · responsible for conducting daily monitoring, analysis, and investigations of customer trading activity to identify potential market abuse or manipulative behavior. · Coverage include ...

This role is ideal for someone who combines hands-on trade surveillance experience with strong data manipulation and transformation skills in SQL (and some Python). · Perform daily trade surveillance reviews, investigating potential market abuse, insider trading, and other tradin ...

Supporting a Trade Surveillance Associate opportunity with a rapidly growing trading and markets-focused organization. · ...

This role focuses on identifying, investigating, and escalating potential instances of market manipulation across multiple asset classes. · We are seeking a Trade Surveillance Associate to support and enhance its market abuse monitoring program. · ...

A well-known multi-strategy hedge fund seeks a Trade Surveillance Analyst for its compliance team. · Experience in trade or market surveillance. · Exposure to equities and/or derivatives trading. · ...

+Compliance is seeking an Analyst or Associate within the Trade Surveillance team to monitor and investigate trading related activities. · +Detecting and monitoring trading activities of Deutsche Bank Investment Bank (IB) · Investigating potential violations of market abuse and f ...

G MASS Consulting are partnered with a leading Hedge Fund, as they seek a Trade Surveillance professional to join its Compliance and Surveillance team in New York. · This role is ideal for someone who combines hands-on trade surveillance experience with strong data manipulation a ...

Our client, a regulated broker-dealer, is seeking a Trade Surveillance Associate to support and enhance its market abuse monitoring program. · This role focuses on identifying, investigating, and escalating potential instances of market manipulation across multiple asset classes. ...

+ We are seeking an Analyst or Associate to join our Trade Surveillance team in Jacksonville, FL. The role involves monitoring and investigating trading activities to detect possible violations of market abuse and firm policies. · ...

This role sits within their central Compliance function and focuses on the day-to-day review of trading activity across their client's markets business. · Analysing surveillance alerts · , identifying potential instances of insider trading or market manipulation · , ...

This is a full-time role responsible for overseeing daily trade and transaction surveillance. · ...

The Trade Surveillance Analyst will be responsible for reviewing and analyzing a high volume of market surveillance alerts generated by a dedicated platform. · Must-Haves: 5 to 8 years of experience supporting trade surveillance. · ...

Ready to be pushed beyond what you think you're capable of? · At Coinbase, our mission is to increase economic freedom in the world. It's a massive, ambitious opportunity that demands the best of us, every day, as we build the emerging onchain platform — and with it, the future g ...

A prestigious high frequency trading firm is looking to hire a Compliance Associate. · Assist with surveillance of firm trading activity. · Advise staff on compliance matters. · ...

We are seeking a TradingHub Trade Surveillance Engineer with strong data engineering and ETL experience to design build and maintain data pipelines supporting a trade surveillance platform. · The role focuses on capital markets data regulatory compliance and high data quality. ...

Job Description: · Job Title Surveillance – Trade Surveillance Compliance Officer · Corporate Title: Analyst to Associate · Location: Jacksonville, FL    · Overview · Compliance is seeking an Analyst or Associate within the Trade Surveillance team to monitor and investigate tradi ...