Outsourced Chief Compliance Officer - Miami

This is an opportunity to join a high-performance proprietary trading firm operating across major U.S. and global exchanges. · The environment is entrepreneurial and collaborative. · ...

We are seeking an experienced Compliance Officer who will play a critical role in ensuring the firm operates and grows in full compliance with U.S. exchange rules, regulations, and applicable laws. · ...

As a Compliance Officer in our Miami office, you will play a key role in supporting the firm's U.S. proprietary broker-dealer and trading operations.About the Role · Da Vinci is a unique proprietary trading firm specializing in market making, volatility trading and arbitrage acro ...

As a Compliance Officer in our Miami office, you will work closely with Trading, Legal, Risk, Finance and Technology teams to provide expert compliance support across the firm. · ...

As a Compliance Officer in our Miami office, you will play a key role in supporting the firm's U.S. proprietary broker-dealer and trading operations. · ...

Talento has partnered with a large bank in Miami on a temporary search for a Compliance Officer. The Compliance Officer will support the administration and ongoing execution of a comprehensive compliance program within the financial services industry. · ...

This is a rare opportunity to join a successful and fast-growing company at a pivotal stage of its development. · Provide compliance guidance and regulatory interpretations to business unitsDraft,maintain,and enhance compliance policies and proceduresAssist with regulatory examin ...

Hometown America has a unique opportunity available for a Compliance Officer at University Lakes located in Miami FL. · ...

The Compliance Officer will ensure the Casino operates within all applicable laws, regulations, policies, and procedures. · Maintain an accurate library of Federal, State, and Tribal regulatory requirements for Indian Gaming. · Serve as a gaming operation liaison for compliance a ...

+This position is responsible for ensuring compliance with regulatory requirements and internal policies. · +Prepare and submit regulatory filings— including SEC Forms 13F, 13H, Form PF, Form NPX and NFA reports—and applicable DOL reports. · ...

We help high- and ultra-high-net-worth individuals and families enjoy a full life while preserving their wealth for future generations. · Prepare regulatory filings including SEC Forms. · Create process standards for submitting filings. · ...

The SEC Compliance Officer is responsible for overseeing and administering the firm's compliance program within a registered investment advisory (RIA) environment. · This role ensures adherence to SEC regulations, internal policies, and applicable securities laws while supporting ...

, · Serve as the company's BSA Officer, · Oversee and drive the design, · Cross-Functional Leadership. · , · About this Role · <ul style=\ ...

We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to build and lead our U.S. regulatory compliance, BSA/AML, and financial crimes program from the ground up. · This is a critical executive role responsible for architecting our compliance infrastruct ...

We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to build and lead our U.S. regulatory compliance program from the ground up. · Program Leadership & Governance: Build the U.S. compliance department from the ground up including organizational struct ...

We're looking for a Compliance Officer who deeply understands the inner workings of electronics trade — from differentiating between legitimate and high-risk/criminal companies to verifying documentation to monitoring payments and cross-border risk. · ...

We are seeking an experienced Chief Compliance Officer to lead our compliance strategy and ensure adherence to all regulatory, legal, and ethical standards.The Compliance Officer will provide direction and oversight of the Compliance Program. · ...

Ready to make a real difference in people's lives? · ActivStyle is seeking compassionate, driven individuals to join our team—where purpose meets professionalism. As a trusted provider of home-delivered medical supplies, we empower our clients to live with dignity, independence, ...

Latitude is seeking a Fractional Compliance Professional for a remote contract engagement with one of its high growth fintech company clients. · ...

Latitude is seeking an experienced compliance professional to take on a Chief Compliance Officer role with one of its high growth fintech company clients. · ...

We seek an experienced Chief Compliance Officer (CCO) / Chief Information Security Officer (CISO) to lead our compliance and information security programs. · ...