Compliance Officer - Miami, Florida, United States

We are seeking an experienced Compliance Officer who will play a critical role in ensuring the firm operates and grows in full compliance with U.S. exchange rules, regulations, and applicable laws. · ...

As a Compliance Officer in our Miami office, you will play a key role in supporting the firm's U.S. proprietary broker-dealer and trading operations.About the Role · Da Vinci is a unique proprietary trading firm specializing in market making, volatility trading and arbitrage acro ...

This is an opportunity to join a high-performance proprietary trading firm operating across major U.S. and global exchanges. · The environment is entrepreneurial and collaborative. · ...

Description: · Summary of Duties: · Perform quality work within deadlines with or without direct supervision. Interact professionally with other team members, customers, and suppliers. Work effectively as a team contributor on all assignments. Work independently while understandi ...

Talento has partnered with a large bank in Miami on a temporary search for a Compliance Officer. The Compliance Officer will support the administration and ongoing execution of a comprehensive compliance program within the financial services industry. · ...

As a Compliance Officer in our Miami office, you will work closely with Trading, Legal, Risk, Finance and Technology teams to provide expert compliance support across the firm. · ...

This is a rare opportunity to join a successful and fast-growing company at a pivotal stage of its development. · Provide compliance guidance and regulatory interpretations to business unitsDraft,maintain,and enhance compliance policies and proceduresAssist with regulatory examin ...

· Hometown America is committed to creating and maintaining a workplace in which all team members have an opportunity to participate and contribute to the success of the business and are valued for their skills, experience, and unique perspectives. This commitment is embodied in ...

We help high- and ultra-high-net-worth individuals and families enjoy a full life while preserving their wealth for future generations. · Prepare regulatory filings including SEC Forms. · Create process standards for submitting filings. · ...

Join a team that values your ambition and empowers your growth · At Corient, we help high- and ultra-high-net-worth individuals and families to enjoy a full life, while enabling them to preserve their wealth for future generations, and provide for the people, causes and communiti ...

+This position is responsible for ensuring compliance with regulatory requirements and internal policies. · +Prepare and submit regulatory filings— including SEC Forms 13F, 13H, Form PF, Form NPX and NFA reports—and applicable DOL reports. · ...

We're looking for a Compliance Officer who deeply understands the inner workings of electronics trade — from differentiating between legitimate and high-risk/criminal companies to verifying documentation to monitoring payments and cross-border risk. · ...

The SEC Compliance Officer is responsible for overseeing and administering the firm's compliance program within a registered investment advisory (RIA) environment. · This role ensures adherence to SEC regulations, internal policies, and applicable securities laws while supporting ...

Seeking a Compliance Officer to join our growing compliance team in Miami. This role is responsible for supporting the firm's compliance framework and ensuring adherence to FINRA, SEC, state, and federal regulations. The ideal candidate will possess a proactive mindset and the ab ...

We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to build and lead our U.S. regulatory compliance, BSA/AML, and financial crimes program from the ground up. · This is a critical executive role responsible for architecting our compliance infrastruct ...

We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to build and lead our U.S. regulatory compliance program from the ground up. · Program Leadership & Governance: Build the U.S. compliance department from the ground up including organizational struct ...

We are seeking an experienced Chief Compliance Officer to lead our compliance strategy and ensure adherence to all regulatory, legal, and ethical standards.The Compliance Officer will provide direction and oversight of the Compliance Program. · ...

, · Serve as the company's BSA Officer, · Oversee and drive the design, · Cross-Functional Leadership. · , · About this Role · <ul style=\ ...

Ready to make a real difference in people's lives? · ActivStyle is seeking compassionate, driven individuals to join our team—where purpose meets professionalism. As a trusted provider of home-delivered medical supplies, we empower our clients to live with dignity, independence, ...

Seeking a · Compliance Officer · to join our growing compliance team in Miami. This role is responsible for supporting the firm's compliance framework and ensuring adherence to FINRA, SEC, state, and federal regulations. The ideal candidate will possess a proactive mindset and th ...