Compliance Officer, Compliance Management - Miami

Only for registered members Miami, United States

5 days ago

Default job background
$75,000 - $95,000 (USD)

Job summary

We help high- and ultra-high-net-worth individuals and families enjoy a full life while preserving their wealth for future generations.

Responsibilities

  • Prepare regulatory filings including SEC Forms.
  • Create process standards for submitting filings.

Lorem ipsum dolor sit amet
, consectetur adipiscing elit. Nullam tempor vestibulum ex, eget consequat quam pellentesque vel. Etiam congue sed elit nec elementum. Morbi diam metus, rutrum id eleifend ac, porta in lectus. Sed scelerisque a augue et ornare.

Donec lacinia nisi nec odio ultricies imperdiet.
Morbi a dolor dignissim, tristique enim et, semper lacus. Morbi laoreet sollicitudin justo eget eleifend. Donec felis augue, accumsan in dapibus a, mattis sed ligula.

Vestibulum at aliquet erat. Curabitur rhoncus urna vitae quam suscipit
, at pulvinar turpis lacinia. Mauris magna sem, dignissim finibus fermentum ac, placerat at ex. Pellentesque aliquet, lorem pulvinar mollis ornare, orci turpis fermentum urna, non ullamcorper ligula enim a ante. Duis dolor est, consectetur ut sapien lacinia, tempor condimentum purus.
Get full access

Access all high-level positions and get the job of your dreams.



Similar jobs

  • Only for registered members Miami

    We are seeking an experienced Compliance Manager to lead our compliance program and ensure full adherence to regulatory standards. · ...

  • Only for registered members Miami, FL

    +This position is responsible for ensuring compliance with regulatory requirements and internal policies. · +Prepare and submit regulatory filings— including SEC Forms 13F, 13H, Form PF, Form NPX and NFA reports—and applicable DOL reports. · ...

  • Only for registered members Miami, United States

    We are looking for an experienced Compliance Manager to ensure our company adheres to legal standards and in-house policies. · ...

  • Only for registered members Miami-Fort Lauderdale Area

    We are looking for a Compliance Manager to report to the Director of Compliance. This role will be responsible for developing and implementing compliance programs at our owned and affiliated physician practices. · ...

  • Only for registered members Miami-Fort Lauderdale Area

    We're hiring a senior Compliance Manager to lead and evolve a sophisticated regulatory compliance program within a growing investment platform in Miami-Fort Lauderdale Area. · Bachelor's degree required; JD or advanced degree preferred5+ years of SEC/RIA compliance experience,Dee ...

  • Only for registered members Miami

    The Associate Compliance Change Manager plays a critical role in supporting and executing technical change management processes within a regulated IT environment. · ...

  • Only for registered members Miami Full time

    +Vem ser Inter com a gente · Aqui no Inter, a gente acredita que o futuro começa todos os dias, na tecnologia que você cria, nas conexões que você desenvolve e nas ideias que você compartilha. Somos um Super App com soluções completas de banco digital, investimentos, crédito, se ...

  • Only for registered members Miami

    The Accounting Compliance Manager is critical to developing implementing and sustaining key processes and controls that mitigate compliance risks in our business. · ...

  • Only for registered members Miami, FL

    The Manager is responsible for overseeing the company's ethics and compliance programs for shipboard and shoreside. · ...

  • Only for registered members Miami, FL

    We are looking for a Payments Compliance Manager to join our team in Miami, FL. · ...

  • Only for registered members Miami

    We're looking for an experienced Regulation E Compliance Manager to join our U.S. compliance team and ensure our cross-border remittance operations meet all applicable U.S. consumer protection requirements. · ...

  • Only for registered members NW th Street Doral, Florida, United States

    The Senior Export Compliance Manager is responsible for leading DASI's global export compliance program to protect the company from regulatory risk. · ...

  • Only for registered members Medley, FL

    The Government Contracts Compliance Manager will be responsible for managing and advancing GA Telesis compliance program for government opportunities in the aerospace sector within the U.S. · The role combines policy oversight, regulatory interpretation, training, auditing, and c ...

  • Only for registered members Miami

    The quality manager provides guidance in establishing and monitoring strategy to set and achieve quality goals. Data collection and analysis are at the heart of quality improvement. · ...

  • Only for registered members Miami, FL

    We are seeking an Associate Compliance Change Manager to implement and manage technical change processes within our compliance framework. · The ideal candidate will have 1-3 years of experience in technical change management with a focus on compliance within an IT environment. · ...

  • Only for registered members Miami, FL

    The quality manager provides guidance in establishing and monitoring strategy to set and achieve quality goals. · Designs, implements, and maintains Quality Improvement program for FPC. · Monitors indicator reports to track trends and ensure that significant trends are being rep ...

  • Only for registered members Corporate, Miami, FL, US

    The Compliance and Risk Management Specialist is responsible for assisting the Compliance Manager with the developing of Compliance and Risk Management Programs. · Assist with developing, implementing, and evaluating the compliance program. · Conduct training and education for n ...

  • Only for registered members Biscayne Blvd Miami, Florida, United States

    Join Jewish Community Services of South Florida (JCS) as Contact Center Compliance Manager. This role combines specialized expertise in information management with strategic outreach and professional representation. · ...

  • Only for registered members Miami, FL

    Gain experience with one of the world's largest solar and wind energy providers. Work with a great team of professionals and learn the newest technologies and approaches. · ...

  • Only for registered members Coral Gables

    +Job Summary · The Associate Compliance Change Manager is integral to implementing and managing technical change processes within the compliance framework.This role involves supporting change initiatives that align with organizational compliance policies and technical requirement ...