Compliance Manager - Miami

+This position is responsible for ensuring compliance with regulatory requirements and internal policies. · +Prepare and submit regulatory filings— including SEC Forms 13F, 13H, Form PF, Form NPX and NFA reports—and applicable DOL reports. · ...

We help high- and ultra-high-net-worth individuals and families enjoy a full life while preserving their wealth for future generations. · Prepare regulatory filings including SEC Forms. · Create process standards for submitting filings. · ...

We are seeking an experienced Compliance Manager to lead our compliance program and ensure full adherence to regulatory standards. · ...

Join a team that values your ambition and empowers your growth · At Corient, we help high- and ultra-high-net-worth individuals and families to enjoy a full life, while enabling them to preserve their wealth for future generations, and provide for the people, causes and communiti ...

· Description · At Mia Aesthetics, we are not just leading the way in plastic surgery—we're redefining it. · Our goal is simple: to ensure everyone has access to the highest quality plastic surgery without the premium price tag. With an elite team of plastic surgeons across the ...

· Instasks App is a Professional Concierge Service. The app provides top-tiered professionals and clients with an online platform. Our unique approach to building an App is to give the client and the provider instant bookings and an easy process of all services: For example, cli ...

OneOncology is positioning community oncologists to drive the future of cancer care through a patient-centric, physician-driven, and technology-powered model to help improve the lives of everyone living with cancer. Our team is bringing together leaders to the market place to hel ...

We are looking for a Compliance Manager to report to the Director of Compliance. This role will be responsible for developing and implementing compliance programs at our owned and affiliated physician practices. · ...

We're hiring a senior Compliance Manager to lead and evolve a sophisticated regulatory compliance program within a growing investment platform in Miami-Fort Lauderdale Area. · Bachelor's degree required; JD or advanced degree preferred5+ years of SEC/RIA compliance experience,Dee ...

Company Description · Seminole Hard Rock Support Services provides comprehensive support worldwide for hotels, casinos, and cafes under Seminole Gaming and Hard Rock International. With over 45 years of leadership in the global hospitality industry, the company is committed to cr ...

The Associate Compliance Change Manager plays a critical role in supporting and executing technical change management processes within a regulated IT environment. · ...

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Benefits: · Bonus based on performance · Dental insurance · Health insurance · Profit sharing · WHO WE ARE: · Larch Capital Partners is a SEC-registered investment advisory firm focused on providing multi-family office services to ultra-high-net-worth individuals, primarily from ...

Vem ser Inter com a gente · Aqui no Inter, a gente acredita que o futuro começa todos os dias, na tecnologia que você cria, nas conexões que você desenvolve e nas ideias que você compartilha. Somos um Super App com soluções completas de banco digital, investimentos, crédito, seg ...

The Accounting Compliance Manager is critical to developing implementing and sustaining key processes and controls that mitigate compliance risks in our business. · ...

Loan Compliance Manager · Based in Miami, FL. or US Remote · About us · Matrix Renewables is a renewable energy platform that was founded by global alternative asset manager TPG through its impact investing platform, TPG Rise, in 2020. Headquartered in Madrid, Matrix Renewables f ...

Loan Compliance Manager · Based in Miami, FL. or US Remote · About us · Matrix Renewables is a renewable energy platform that was founded by global alternative asset manager TPG through its impact investing platform, TPG Rise, in 2020. Headquartered in Madrid, Matrix Renewables f ...

Description · Position Overview · ReturnPro is seeking a Manager of Safety, Compliance & Risk to lead and strengthen our safety culture, regulatory compliance, and risk mitigation efforts across facilities. This role oversees workplace safety programs, OSHA and state compliance, ...

The Manager is responsible for overseeing the company's ethics and compliance programs for shipboard and shoreside. · ...

Benefits: · Bonus based on performance · Dental insurance · Health insurance · Profit sharing · WHO WE ARE: · Larch Capital Partners is a SEC-registered investment advisory firm focused on providing multi-family office services to ultra-high-net-worth individuals, primarily from ...