- Develop and implement risk management procedures
- Analyze client risk profiles and trading strategies and implement appropriate risk parameters
- Monitor intraday and overnight client risk exposure
- Identify critical areas of risk and take decisive action
- Evaluate overnight risk-related reports
- Oversight of client trading limits and controls to ensure risk levels are consistent with firm policy
- Assist operations staff with other tasks as necessary
- Monitor multiple risk and client trading systems on a constant intraday basis
- Evaluate new risk systems or client trading systems as necessary
- Work with clients and vendors to establish and test new execution venues
- Review and test risk systems on a periodic basis to certify adherence with firm requirements
- Strong analytical skills
- Strong risk, trading, and operational system competencies
- Experience with electronic trading tools including risk and order management systems
- Strong communication skills and ability to analyze and take decisive action
- Ability to multitask and work with multiple internal departments
- High level of proficiency with spreadsheets and/or database programs such as SQL or MYSQL
- Understanding of liquidity and stress testing theory, familiarity with VaR, monte carlo, Greeks, and/or other simulation criteria, and ability to model stress the scenarios
- Understanding of broker/dealer operations
- 5+ years of experience with equities trading risk management
- Experience with broker/dealer clearing services preferred
- FINRA Series 24 required
-
Risk Manager
3 weeks ago
City of Doral, FL Doral, United StatesSalary: · $78, $124,881.22 Annually · Location : · City of Doral, FL · Job Type: · Full Time · Job Number: · Department: · Human Resources · Opening Date: · 10/23/2023 · Closing Date: · Continuous · General Purpose · Position is posted on a continuous basis until a ...
-
Manager of Risk Management
3 days ago
HCA Doral, United StatesIntroduction · We are seeking a(an) Manager of Risk Management with HCA Florida Kendall Hospital to promote growth and unlock possibilities. At HCA Healthcare, we are committed to the care and improvement of human life. Share your leadership skills and come make a difference wit ...
-
Director of Risk Management
3 weeks ago
Velox Clearing Doral, United StatesA Correspondent-Clearing broker/dealer located in the Miami, Florida metro area is seeking a Manager/Director of Risk. The successful candidate will be responsible for oversight and implementation of the clearing firm's client risk program. The role will involve everything from r ...
-
Fundamental Equities Risk Manager
3 weeks ago
Millennium Management Doral, United StatesFundamental Equities Risk Manager As a member of our Equity Risk Management team, you will work closely with the leader of the group to establish and monitor trading parameters, risk guidelines, and performance metrics for Portfolio Managers. Over time, you will partner daily wit ...
-
Director of Risk Management
3 weeks ago
Velox Clearing Doral, United StatesCorrespondent -Clearing broker/dealer - Miami, Florida · A Correspondent-Clearing broker/dealer located in the Miami, Florida metro area is seeking a Compliance / Risk Manager. The successful candidate will be responsible for oversight and implementation of the clearing firms cl ...
-
Senior Analyst/Manager, Risk Management
3 weeks ago
Crypto Doral, United StatesThe exchange team develops and maintain a cutting-edge trading platform. With a global presence across APAC, EMEA and North America, the team has since grown with the goal to provide a seamless and secure trading experience for our clients. · About the role · We are looking for ...
-
Risk Manager
3 weeks ago
City of Doral Doral, United StatesPosition is posted on a continuous basis until a sufficient amount of qualified applications are received. · Applicants who are interested in the position are encouraged to submit an application promptly; notice will not be announced prior to closing the posting. · This position ...
-
Risk Manager
2 weeks ago
Banco de Crédito e Inversiones Doral, United StatesABOUT BCI · Bci provides financial services to individuals and corporation. We focus on being a global leader in innovations and personalized client experience and, with more than 10,500 employees, Bci is recognized as one of the best companies in which to work and develop a care ...
-
Business Risk Group Manager
1 week ago
Citigroup Inc Doral, United StatesThe Product Governance team is part of the Controls team under the Wealth organization. · As an integral part of the Wealth Product Governance team, this role will work closely with regional partners across COO, product management, O&T and functional partners teams to drive glob ...
-
Business Risk Group Manager
6 days ago
Citigroup Inc Doral, United StatesThe Product Governance team is part of the Controls team under the Wealth organization. As an integral part of the Wealth Product Governance team, this role will work closely with regional partners across COO, product management, O&T and functional partners teams to drive global ...
-
Baptist Health Doral, United StatesBaptist Health South Florida is the largest healthcare organization in the region, with 12 hospitals, more than 24,000 employees, 4,000 physicians and 100 outpatient centers, urgent care facilities and physician practices spanning across Miami-Dade, Monroe, Broward and Palm Beach ...
-
Head of Strategy and Risk Management
2 days ago
Banco de Credito e Inversiones Doral, United StatesJob Description · Job Description · ABOUT BCI Bci provides financial services to individuals and corporation. We focus on being a global leader in innovations and personalized client experience and, with more than 10,500 employees, Bci is recognized as one of the best companies ...
-
Manager of Risk Management
3 weeks ago
HCA Doral, United StatesIntroduction · Are you ready to manage in a new era as a Manager of Risk Management where building a healthier tomorrow is more than a job? Our HCA Florida Aventura Hospital team is committed to partnership, innovation, legacy and improving more lives in more ways. Share your res ...
-
Director of Risk Management
3 weeks ago
Velox Clearing Doral, United StatesA Correspondent-Clearing broker/dealer located in the Miami, Florida metro area is seeking a Manager/Director of Risk. The successful candidate will be responsible for oversight and implementation of the clearing firms client risk program. The role will involve everything from ri ...
-
Senior Commercial Credit Risk Manager
3 days ago
CIBC Doral, United StatesWere building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. · At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what t ...
-
Risk Management Analyst
3 weeks ago
The University of Miami Doral, United StatesCurrent Employees: · If you are a current Staff, Faculty or Temporary employee at the University of Miami, please click here to log in to Workday to use the internal application process. To learn how to apply for a faculty or staff position using the Career worklet, please revie ...
-
Transak Doral, United StatesLocation: Miami or London · Job Overview: · Transak seeks a Risk and Compliance Operations director for our fiat on/off-ramp integration for apps. This role involves a technical/data-driven approach to building systems, products, and features to ensure compliance with financial r ...
-
Risk Management Analyst
3 days ago
University of Miami Coral Gables, United States Full timeCurrent Employees: · If you are a current Staff, Faculty or Temporary employee at the University of Miami, please click to log in to Workday to use the internal application process. To learn how to apply for a faculty or staff position using the Career worklet, please review th ...
-
Patient Safety Risk Manager
3 weeks ago
International SOS Doral, United StatesJob description · Contracted medical staff will be working alongside uniformed Customs and Border Protection (CBP) Agents/Officers in secured federal facilities along the southwest border of the United States. These secured federal facilities are staffed and monitored by CBP per ...
-
Risk Management Analyst
3 weeks ago
InsideHigherEd Coral Gables, United States Administrative Jobs ,Current Employees:If you are a current Staff, Faculty or Temporary employee at the University of Miami, please click here to log in to Workday to use the internal application process. To learn how to apply for a faculty or staff position using the Career worklet, please review th ...
Director of Risk Management - Doral, United States - Velox Clearing
Description
A Correspondent-Clearing broker/dealer located in the Miami, Florida metro area is seeking a Manager/Director of Risk. The successful candidate will be responsible for oversight and implementation of the clearing firms client risk program. The role will involve everything from risk policy creation to daily implementation. In addition, candidates will work with multiple departments fulfilling additional roles.
DUTIES AND RESPONSIBILITIES
The following duties are typical for this job position. Incumbents may be required to perform additional or different duties from those set forth below to address business needs and changing business practices.
QUALIFICATIONS
License or Certification Requirements
PHYSICAL DEMANDS AND WORKING ENVIRONMENT
The conditions listed are representative of those that must be met by an employee to successfully perform this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the job functions.
Environment: Work is performed primarily in a standard office setting.
Physical: Job functions require sufficient physical ability/mobility to work in an office setting; to stand or sit for extended periods of time; to occasionally stoop, bend, kneel, crouch, reach and twist; to lift, carry, push and/or pull light amounts of weight; and to operate office equipment requiring repetitive hand movement including using a computer keyboard.
Vision: Incumbent must be able to see in the normal visual range with or without correction.
Hearing: Incumbent must be able to hear in the normal audio range with or without correction.
Job is full-time. Salary is competitive, and health, dental and vision benefits are included. Life, long-term disability and 401(k) options are available.
