- Conducting file checks, departmental assurance, risk, client outcome and thirdparty due diligence monitoring and oversight activities.
- Collaborating with the Compliance and wider teams to develop the 1st and 2nd line of defence approach to risk management.
- Supporting the Compliance Team in the preparation and collation of regulatory reporting.
- Providing guidance on the creation of, and review and approval of financial promotions and customerfacing documents to ensure that they adhere to the relevant regulations and procedures.
- Undertaking and advising on Consumer Duty including but not limited to product governance, fair value assessments and completion of insurer information requests.
- Developing compliance working papers, testing and management information including outcomes reporting.
- Providing oversight and maintenance of agency, introducer, appointed representative and thirdparty contract management variations, assessments, and maintenance.
- Completion of general compliance team administrative tasks, record keeping and maintenance.
- Whilst it is not essential that you have all of the below experience, the ideal candidate will have exposure to a number of the following:
- Good understanding of general retail insurance products.
- Good working knowledge e of the UK regulatory framework and experience with FCA or PRA handbooks, such as IDD and FCA ICOBS, SYSC, SUP, PROD, DISP. PRIN, COND and GDPR.
- Commercial awareness of changing regulatory requirements and trends.
- Understanding of application and enhancement of 3LOD risk management model.
- Strong experience in practical application of Consumer Duty and Product Governance.
- Focus on the delivery of good customer outcomes.
- Capable of compiling, analysing, and interpreting management information and data to facilitate problemsolving, decisionmaking and effective change.
- Ability to develop strong, effective relationships at all levels of business, adapting content. and tone to suit audience.
-
George Washington University Foggy Bottom, United States**Posting Details**: · - I. JOB OVERVIEW**Job Description Summary**: · - The George Washington University is committed to promoting the highest standards of ethical research and scholarly conduct while pursuing its research mission. The Office of Responsible Conduct of Research ( ...
-
US Maritime Administration Washington, United States**Duties**: · **As a Director, Office of Financial Policy and Compliance, you will**: · - Lead the development and formulation of agency and CFO financial policies, and compliance with same. Leads the planning for systematic review of financial policies to see that they remain cu ...
-
Compliance Officer
2 weeks ago
Zermount, Inc. Arlington, United StatesCOMPLIANCE OFFICER · Zermount Inc. is seeking a Compliance Officer who will perform complex risk analyses and ensure systems and technologies satisfy Information Assurance (IA) and Cybersecurity requirements, based on federal requirements, laws, mandates, policies, procedures, s ...
-
Compliance Officers
2 weeks ago
Equity Residential Careers Washington DC, United States Full timeThe Affordable Compliance Specialist ( ACS ) reports to an Affordable Compliance Manager ( ACM ) and is primarily responsible for all aspects of the affordable housing programs associated with the communities in their assigned portfolio. Programs may include Low Income Housing Ta ...
-
Compliance Officer
1 week ago
Zermount, Inc Arlington, United StatesJob Description · Job DescriptionCOMPLIANCE OFFICER · Zermount Inc. is seeking a Compliance Officer who will perform complex risk analyses and ensure systems and technologies satisfy Information Assurance (IA) and Cybersecurity requirements, based on federal requirements, laws, m ...
-
Compliance Officers
2 weeks ago
Foundation of the NIH Rockville, MD, United StatesThe Foundation for the National Institutes of Health (FNIH) connects the world's leading public and private organizations to accelerate biomedical breakthroughs for patients. The FNIH brings together leading scientist to navigate and solve complex human health problems and advanc ...
-
Compliance Officers
2 weeks ago
Foundation of the NIH Rockville, MD, United StatesThe Foundation for the National Institutes of Health (FNIH) connects the world's leading public and private organizations to accelerate biomedical breakthroughs for patients. The FNIH brings together leading scientist to navigate and solve complex human health problems and advanc ...
-
Compliance Officers
2 weeks ago
George Washington University Washington DC, United StatesThe George Washington University is committed to promoting the highest standards of ethical research and scholarly conduct while pursuing its research mission. The Office of Responsible Conduct of Research (RCR) within the Office of Research Integrity and Compliance (ORIC) promot ...
-
Compliance Officer
4 days ago
Marsh McLennan Companies Washington, United States Full timeDescription: · What can you expect? · Marsh McLennan's Legal, Compliance and Public Affairs (LCPA) department promotes a culture in which ethical, lawful, and risk mindful behavior is encouraged and reinforced. LCPA develops and implements policies and procedures, systems and c ...
-
Compliance Officers
3 weeks ago
Edgewood Management Washington DC, United StatesCompliance Specialist · Edgewood Management Corporation is a 50 year old, premiere affordable property management company, responsible for 27,000 units in fourteen states and the District of Columbia. Edgewood's portfolio represents a variety of multifamily product that includes ...
-
Environmental Compliance Officer
3 weeks ago
SAIC Chantilly, United StatesJob ID: · Location: CHANTILLY, VA, US · Date Posted: · Category: Environmental, Health & Safety · Subcategory: Env Analyst · Schedule: Full-time · Shift: Day Job · Travel: Yes, 10 % of the Time · Minimum Clearance Required: TS/SCI with Poly · Clearance Level Must Be Able to Obt ...
-
Deputy Clerk
1 week ago
Prince William County Government Manassas, United States**Introduction**: · The office of the Circuit Court Clerk is looking for a "GO-GETTER" ready to be part of a team that strives to provide access to justice for all individuals we serve in Prince William County. Take pride in what you do and go home feeling good that you were able ...
-
Safety Manager
3 weeks ago
F.H. Furr Manassas, United StatesOverview: · Are you passionate about ensuring the safety of others while maintaining high standards of excellence? F.H. Furr is seeking a dedicated Safety Officer to join our team and uphold our commitment to safety across all operations. · **About Us**: Are you ready to lead a t ...
-
Office Assistant
1 week ago
Canhelco Manassas, United StatesQualifications: · - Ability to perform under stress in cases of emergency, critical or hazardous situations · - Ability to work with others in a team environment · - Demonstrated solid relationship management skills with internal and/or external clients (e.g. management, peers, c ...
-
Environmental Compliance Officer
2 weeks ago
SAIC Chantilly, United StatesDescription · SAIC is seeking a top-notch Environmental Compliance Officer to join our talented team in Chantilly, VA. This position is responsible for providing oversite and expertise on environmental matters for the Government customer across all locations globally. To qualify ...
-
Admin Assistant
1 week ago
ARS-Rescue Rooter Manassas, United StatesCompany Name: ARS-Rescue Rooter Overview: · **Responsibilities**: · **Salary Range - starting at $18 per hour, will negotiate based on experience and interview** · **Schedule - Mon - Fri 11am-8pm some weekend coverage required** · - Support to include typing correspondence, sendi ...
-
Payroll Manager
1 week ago
Capitol Building Supply Manassas, United States**Position Summary**: · The primary function of the Payroll Manager position is to provide direction and leadership to payroll specialists and be responsible for payroll processes performed at the local level. · **Duties & Responsibilities**: · - Manage local payroll specialists ...
-
Assistant Facility Security Officer
3 weeks ago
BAE Systems Manassas, United StatesBecause of the need for consistent, in-person collaboration and/or the requirement to perform all work onsite due to the nature of this particular role, it will be performed full-time on site. This means work will be conducted on location at a BAE Systems facility 100% of the tim ...
-
Image Processor
3 weeks ago
Lee & Mason Financial Services, Inc. Manassas, United States**Image Processor** · - **Job Summary**:_ · Image Processors (IP)/ Data Entry report directly to the Image Processing Supervisor and supports other staff and managers. The IP is responsible for processing data and maintaining documentation with accuracy and compliance. Performs a ...
-
Jail Officer Part-time
1 week ago
Prince William County Government Manassas, United States Part time**Introduction**: · **INTEGRITY-RESPECT-RESPONSIBILITY-COURAGE-COMPASSION** · Are you currently certified as a Jail Officer in Virginia? Are you looking to continue your career in a part-time position while you continue your education? Are you a recently retired DCJS certified Ja ...
Compliance Officer - Manassas, United States - Aston Charles
2 weeks ago
Description
Compliance Officer (Prestigious Insurance Broker) - Flexible-WorkingJob Type:
Permanent
Sector:
General Insurance
Specialism:
Commercial, Compliance & Regulatory
Location:
Yorkshire & Humberside
Town/City:
Yorkshire / Humberside
Salary range:
£20, 000 - £29, 999, £30, 000 - £39, 999, £40, 000 - £49, 999
Salary Description:
Salary negotiable plus benefits
Posted:
12-Mar-24
Start Date:
ASAP
Recruiter:
Aston Charles
Job Ref:
RJ-1822CO
Job Views:
48
One of the UK's most respected, independent insurance brokers is developing a new compliance framework.
Whilst the business continues to thrive, having enjoyed a sustained period of growth over many years, it continues to reinvest in its infrastructure.
As such, there is board-level support for overhauling its Compliance function, enhancing its first and second line of defence.Sitting within the Operations Department and reporting into the Head of Compliance, the Compliance Officer is a newly-created role; one you can really make your own, as the finer points of the role can be tweaked to your own knowledge, experience and ambitions.
As an integral part of the Compliance Team, you will play a pivotal role in the successful delivery of the compliance monitoring plan and advancements to the risk management framework.
Your duties will include:
In return, you will receive a competitive basic salary and a range of company benefits, including support towards relevant professional qualifications.
For the ambitious, you will receive an array of opportunities to progress as the business develops. In addition, this forward-thinking firm is a big advocate of flexible-working.Aston Charles - a personalised service from industry experts
General Insurance and Financial Services Recruitment
#J-18808-Ljbffr