Jobs
>
New York City

    Portfolio Compliance Analyst - New York, United States - SS&C Technologies

    SS&C Technologies
    SS&C Technologies New York, United States

    3 weeks ago

    Default job background
    Full time
    Description

    SS&C is a global provider of investment and financial services and software for the financial services and healthcare industries. Named to Fortune 1000 list as top U.S. company based on revenue, SS&C is headquartered in Windsor, Connecticut and has 20,000+ employees in over 90 offices in 35 countries. Some 18,000 financial services and healthcare organizations, from the world's largest institutions to local firms, manage and account for their investments using SS&C's products and services.

    Job Description

    Portfolio Compliance Analyst - CLO/Loan Products

    Locations: New York, NY | Hybrid

    Get To Know The Team:

    The SS&C Compliance team is a newly launched division within the greater SS&C GlobeOp organization. The Compliance Team specializes in providing fund compliance services for asset/fund managers, across a variety of leveraged loan funds such as CLOs and Separately Managed Accounts.

    Why You Will Love It Here

    • Flexibility: Hybrid Work Model & a Business Casual Dress Code, including jeans
    • Your Future: 401k Matching Program, Professional Development Reimbursement
    • Work/Life Balance: Flexible Personal/Vacation Time Off, Sick Leave, Paid Holidays
    • Your Wellbeing: Medical, Dental, Vision, Employee Assistance Program, Parental Leave
    • Diversity & Inclusion: Committed to Welcoming, Celebrating and Thriving on Diversity
    • Training: Hands-On, Team-Customized, including SS&C University
    • Extra Perks: Discounts on fitness clubs, travel and more

    What You Will Get To Do:

    • Reviewing fund documents (indenture/IMAs), modeling and maintaining fund specific portfolio compliance tests within SS&C proprietary compliance analytics model
    • Shadowing CLO trustees on Trustee monthly report recon and review process on behalf of client
    • Generating and providing daily or as needed, compliance reports for SMA and CLO funds for clients
    • Modeling and calculating CLO waterfalls, shadow Trustee on waterfall review process
    • Running and validating pre-trade/hypo reports and results upon request for new trades across funds
    • Performing ad hoc reporting and analysis upon request, and when needed
    • Assisting in new issue CLO closings and/or SMA fund launches.
    • Liaising across interdepartmental teams on projects and deliverables related to the continued build out of Compliance team servicing platform.

    What You Will Bring:

    • Bachelors degree in business/finance or related discipline
    • 3+ years minimum of CLO experience with indentures, compliance test modeling, waterfall modeling is preferable.
    • Familiarity with full CLO lifecycle from warehouse to redemption, a plus
    • Some experience preferred in fund administration and reporting for SMA/ERISA/40ACT funds
    • Experience with syndicated leveraged loan asset class
    • Excellent attention to detail
    • Excellent written and verbal communication skills - this is critical as this position will interface directly with client and outside parties on a day to day basis.
    • Solid MS Excel skills - solid intermediate level grasp of excel functions (vlookup, pivot tables, etc) and formulas.

    Thank you for your interest in SS&C To further explore this opportunity, please apply through our careers page on the corporate website at

    #LI-Hybrid

    #LI-AF1

    Unless explicitly requested or approached by SS&C Technologies, Inc. or any of its affiliated companies, the company will not accept unsolicited resumes from headhunters, recruitment agencies, or fee-based recruitment services. SS&C offers excellent benefits including health, dental, 401k plan, tuition and professional development reimbursement plan. SS&C Technologies is an Equal Employment Opportunity employer and does not discriminate against any applicant for employment or employee on the basis of race, color, religious creed, gender, age, marital status, sexual orientation, national origin, disability, veteran status or any other classification protected by applicable discrimination laws.

    Salary is determined by various factors including, but not limited to, relevant work experience, job related knowledge, skills, abilities, business needs, and geographic regions.NY: Salary range for the position: 80000 USD to USD. Other States Salary range for the position: 80000 USD to USD.
  • Unigen

    Compliance Analyst

    1 week ago

    Unigen Newark, United States

    **Job Title**:Compliance Analyst** · **Department**:Quality Assurance Engineering** · **Job Overview**: · The Compliance Analyst manages and maintains Unigen compliance programs. Reports to Sr. Manager, QE and QA Located in Newark, CA · **Primary Job Responsibilities**: · **1. ES ...

  • Tikehau Capital

    Compliance Analyst

    14 hours ago

    Tikehau Capital New York, United States

    **Role**: · Working closely with the CCO, this role will be responsible for: · - Reviewing and updating compliance policies and procedures; · - Executing periodic compliance controls over the activities in the Americas; · - Assisting with investment compliance; · - Reviewing and ...

  • NYC Careers

    Contracts and Compliance Analyst

    1 week ago

    NYC Careers New York, United States

    **Contracts and Compliance Analyst**: · - Apply**Contracts and Compliance Analyst**: · - Agency: DEPARTMENT OF SANITATION · - Posted on: 05/18/2024- Job type: Full-time · Location · NYC-ALL BOROS · - Title Classification: Exam may be required · Department · Division of Commercial ...

  • NYC Careers

    Compliance Data Analyst

    2 weeks ago

    NYC Careers Manhattan, United States

    **Compliance Data Analyst**: · - Apply**Compliance Data Analyst**: · - Agency: NYC HOUSING AUTHORITY · - Posted on: 05/15/2024- Job type: Full-time · Location · MANHATTAN · - Title Classification: No exam required · Department · Compl Monitor & Investigations · - Salary range: $5 ...

  • Christie's

    Junior Compliance Analyst, Corporate Compliance

    1 week ago

    Christie's New York, United States

    Junior Compliance Analyst, Corporate Compliance (Temporary, Part-time) · The Company · Christie's, the world's largest Art Business, is an incredibly exciting & enriching place to start or continue your career. Whether you work within one of our Specialist Art Departments or in o ...

  • NYC Careers

    Audit and Compliance Analyst

    1 week ago

    NYC Careers New York, United States

    **Audit and Compliance Analyst**: · - Apply**Audit and Compliance Analyst**: · - Agency: DEPARTMENT OF SANITATION · - Posted on: 05/18/2024- Job type: Full-time · Location · NYC-ALL BOROS · - Title Classification: Exam may be required · Department · Division of Commercial Waste · ...

  • Mizuho Americas

    Aml Compliance Analyst

    3 weeks ago

    Mizuho Americas New York, United States

    Job Summary · Compliance Analyst is responsible for administrative functions of the AML Financial Investigations Unit (FIU) for Transaction Monitoring, including Suspicious Activity Reports ("SAR") related responsibilities, Head Office reporting requirements and Transaction Monit ...

  • Gen II Management LLC

    Junior Compliance Analyst

    1 week ago

    Gen II Management LLC New York, United States

    Gen II Fund Services Boston office is seeking an entry level compliance analyst to work with the compliance team in all administrative tasks related to Anti-Money Laundering (AML) and Know Your Customer (KYC) services for new and existing clients/investors. · **Administrative Fun ...

  • Apollo

    Compliance Analyst, Financial Crimes Compliance

    1 day ago

    Apollo New York, United States

    Position Overview · The Compliance Analyst will join Apollo's Financial Crimes Compliance (FCC) Team, whose mission is to prevent, detect, and address illicit financial activities from occurring at Apollo. They will work closely with junior and senior members of Apollo's Complian ...

  • People With Developmental Disabilities, Office for

    Standards Compliance Analyst 1 Developmental

    3 weeks ago

    People With Developmental Disabilities, Office for New York, United States

    **Minimum Qualifications** · NON-COMPETITIVE MINIMUM QUALIFICATIONS: · Standards Compliance Analyst DD Trainee 1: A bachelor's degree in audiology, community mental health, education, gerontology, human development, human services, nursing, nutrition, occupational therapy, physic ...

  • Amex

    Analyst-compliance, Small Business Lending

    2 weeks ago

    Amex New York, United States

    **You Lead the Way. We've Got Your Back.** · With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, ...

  • CFSB

    Associate, Compliance Data Governance Analyst

    2 weeks ago

    CFSB New York, United States

    **JOB SUMMARY**: · ***: · **Responsibilities**: · - Utilize advanced analytical techniques to analyze large volumes of financial data and transactional records for compliance oversight, escalation, and reporting. · - Collaborate with cross-functional teams to develop and implemen ...

  • Cambio Consulting Group

    Anti-money Laundering Compliance Analyst

    3 days ago

    Cambio Consulting Group New York, United States

    Cambio Consulting Group is seeking Anti-Money Laundering Compliance Analysts / Sanctions Compliance Examiners with a **5+ years of experience and a Bachelor's Degree** to join its Federal practice and take an active role in assisting the Department of Homeland Security (DHS). Thi ...

  • CFSB

    Bsa/aml Compliance Onboarding Analyst

    1 week ago

    CFSB New York, United States

    **JOB SUMMARY**: · Community Federal Savings Bank (CFSB), located in New York City, is seeking a BSA/AML Compliance Onboarding Analyst to join the Compliance Onboarding team reporting to the Head of Compliance Onboarding. CFSB offers a full range of banking services including, AC ...

  • Royal Bank of Canada

    Analyst - Cnb Prudential Compliance

    2 weeks ago

    Royal Bank of Canada Jersey City, United States

    **Job Summary** · Provide ongoing support related to compliance advisory coverage and monitoring of various banking activities for compliance with key regulations issued by City National Bank's ("CNB"), primary U.S. based prudential regulators ("Prudential Regulations"), includin ...

  • BOGOTA SAVINGS BANK

    Compliance Analyst

    1 week ago

    BOGOTA SAVINGS BANK Hasbrouck Heights, United States

    Bogota Savings Bank seeks a Compliance Analyst with a background in Deposit compliance and BSA to assist and support the Compliance/CRA Officer in oversight of the Bank's retail banking activities (both commercial and consumer) and assist the business units to ensure practices, p ...

  • New Start Capital

    Compliance Analyst

    2 weeks ago

    New Start Capital New York, United States

    Company Description · New Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit scores obtain loans, consolidate debts, and reduce creditor payments through lower interest rate solutions. ...

  • Public Health Solutions

    Compliance Analyst

    3 weeks ago

    Public Health Solutions New York, United States

    Company Overview · Health disparities among New Yorkers are large, persistent and increasing. Public Health Solutions (PHS) exists to change that trajectory and support New Yorkers and their families in achieving optimal health and building pathways to reach their potential. As t ...

  • ASSA ABLOY Group

    IT Compliance Analyst

    3 weeks ago

    ASSA ABLOY Group New York, United States

    We are seeking a highly motivated and detail-oriented IT Compliance Analyst to join our dynamic team at ASSA ABLOY Americas Residential. As an IT Compliance Analyst, you will play a crucial role in overseeing IT and business operations and help ensure regulatory compliance. The I ...

  • Private Equity Firm

    Compliance Analyst

    2 weeks ago

    Private Equity Firm New York, United States

    Title: Compliance Analyst · Location: New York City, NY · Hybrid Work: Role will start in-office four days per week, reducing to three days after training · Compensation: $100,000 – $120,000 base salary plus bonus. · Job Overview: A prestigious private equity firm based in New Y ...