Lead Business Analyst in Trade Surveillance - Jersey City, NJ

The TD Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team. · ...

The TD Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team.The ideal candidate will have strong expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a ...

The TD Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team. · Bachelors degree or progressive work experience. · 5-7 Years of related experience. · ...

The Trade Surveillance Analyst will be responsible for reviewing and analyzing a high volume of market surveillance alerts generated by a dedicated platform. · Must-Haves: 5 to 8 years of experience supporting trade surveillance. · ...

This role focuses on identifying, investigating, and escalating potential instances of market manipulation across multiple asset classes. · We are seeking a Trade Surveillance Associate to support and enhance its market abuse monitoring program. · ...

This role is ideal for someone who combines hands-on trade surveillance experience with strong data manipulation and transformation skills in SQL (and some Python). · Perform daily trade surveillance reviews, investigating potential market abuse, insider trading, and other tradin ...

This role is on a stable, · experienced team and focuses specifically on monitoring trading activity executed on behalf of the funds.,not employee personal trading.The role is suited for someone with 2 to 5 years of experience in trade or market surveillance ideally coming from a ...

Supporting a Trade Surveillance Associate opportunity with a rapidly growing trading and markets-focused organization. · ...

This is a full-time role responsible for overseeing daily trade and transaction surveillance. · ...

Active following of regulatory trends and responsible for taking appropriate action updating and designing surveillance patterns to ensure the firm has inclusive surveillance coverage. · The Trade Surveillance Analyst will work with the Compliance and Front Office officials to co ...

A prestigious high frequency trading firm is looking to hire a Compliance Associate. · Assist with surveillance of firm trading activity. · Advise staff on compliance matters. · ...

Our client, a regulated broker-dealer, · is seeking a Trade Surveillance Associate to support and enhance its market abuse monitoring program. · ...

We are seeking a highly skilled Trade Surveillance Manager to lead and enhance the firm's surveillance program across both its institutional Broker-Dealer (BD) and Swap Dealer (SD) businesses. · This individual will oversee day-to-day surveillance operations, · maintain robust co ...

+The TDS US Compliance team is looking for an Associate candidate (Senior Compliance Officer) to join the new Fixed Income Trade Surveillance team. · +Preferred 3-5 years of experience in trade surveillance of fixed income products · +Consistently exercise discretion in managing ...

The TDS US Compliance team is looking for an Associate-level candidate to join the FX Trade Surveillance team. · Consistently exercise discretion in managing correspondence, · information and all matters of confidentiality; escalate issues where appropriate · Be knowledgeable of ...

The TDS US Compliance team is looking for an Associate-level candidate to join the FX Trade Surveillance team. · The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and assists in implementing comp ...

A leading online brokerage and fintech platform is seeking an experienced Compliance Manager – Trade Surveillance to join its Jersey City office. · ...

The TDS US Compliance team is looking for an Associate-level candidate to join the FX Trade Surveillance team. · Preferred 3-5 years of experience in surveillance of Foreign Exchange (FX) trading · In-depth knowledge of the trade lifecycle · ...

In this Trading Surveillance role, you will be responsible for monitoring, investigating, and escalating potential market abuse and regulatory violations. · ...

The TDS US Compliance team is looking for an Associate-level candidate to join the FX Trade Surveillance team. · Consistently exercise discretion in managing correspondence... · ...

The trade surveillance business analyst role involves analyzing and mapping OTC financial products, implementing technology solutions, gathering business requirements, designing and testing systems, performing data analysis and reporting, identifying process improvements opportun ...