Jobs
>
Denver

    Vice President/BSA Compliance Officer - Denver, United States - Core Talent

    Core Talent
    Core Talent Denver, United States

    3 weeks ago

    Default job background
    Description

    Job Description

    Job Description

    Vice President/BSA Compliance Officer

    SUMMARY:

    The Bank Secrecy Act Officer is responsible for developing, implementing, administering, and maintaining all aspects of the Bank Secrecy Act/Anti-Money Laundering Compliance Program which will be designed to ensure a high level of compliance with the BSA/AML related laws and regulations, internal policies and procedures and regulatory expectations. The position of Bank Secrecy Act Officer is required to be fully knowledgeable and skilled in all areas of BSA/AML Compliance and be able to independently recognize, develop, and implement cost effective compliance related solutions for the BSA/AML program.

    ESSENTIAL DUTIES AND RESPONSIBILITIES:

    Develop, coordinate, and oversee an effective Bank Secrecy Act/Anti-Money Laundering/OFAC Compliance Program that is in line with current industry best practices, regulatory guidance and requirements and is appropriate for the size, complexity, and risk profile of the institution.

    Enhance, develop, implement and administer the BSA/AML/OFAC/USA Patriot Act monitoring systems to ensure that appropriate parameters are in place to identify suspicious and/or fraudulent activity.

    Establish and maintain an effective CDD/EDD risk rating and monitoring program to include initial and ongoing assessments, and review and analysis of unusual/suspicious account activity.

    Coordinate, oversee and maintain appropriate SAR investigation, review and reporting processes that promote consistent decisions; adequate investigation and research; and complete and detailed documentation.

    Conduct BSA/AML/OFAC risk assessments annually or as needed with consideration to products, services, customers, and geographies that may present BSA/AML/OFAC related risks.

    Responsible for ensuring all required regulatory reporting is conducted in a timely, accurate, and compliant manner, including the filing of Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs) to Fin CEN, as well as, FinCEN 314(a) and 314(b) procedures and reporting.

    Act as liaison/contact for regulatory examinations and internal and external independent reviews or audits of the BSA/AML/OFAC compliance programs. Participate in response to exam and audit concerns and oversee corrective action of all related compliance deficiencies or violations.

    Develop updates and revisions to BSA/AML/OFAC policies and procedures and preparation of monthly BSA reports for the Board of Directors.

    Administer BSA/AML/OFAC related training programs to Directors, Management, and Employees and provide BSA guidance and coaching to employees.

    Stay abreast of and analyze developing industry and compliance trends, scams or schemes, and changes to laws and regulations pertaining to BSA/AML/OFAC/USA Patriot Act.

    Advise Management and Board of Directors of emerging risks, new or amended laws, regulations, or agency guidance and recommend and implement changes and controls to mitigate those risks.

    Respond to BSA related questions, issues and concerns from all department managers, bank officers, and employees.

    Organizes the work and activities of the BSA Department in order to achieve established goals; monitors the efficiency and performance of the department versus established standards.

    QUALIFICATIONS:

    Extensive knowledge of Bank Secrecy Act/Anti Money Laundering/U.S. Patriot Act, OFAC Regulations. General knowledge and understanding of bank deposit operations, lending activities, cash intensive and high-risk business banking, and other related consumer banking and compliance functions. Strong interpersonal, communication (written and verbal), and organizational skills with the ability to work independently, as well as, collaboratively within a team environment. Ability to interact effectively with all levels of management, legal counsel, law enforcement, regulators and examiners while maintaining strict confidentiality. Strong decision making, analytical and investigative abilities with attention to detail and accuracy. Proficient in Microsoft Office Suite (Word, Excel). Experience and training in BSA/AML monitoring software.

    EDUCATION AND/OR EXPERIENCE:

    Bachelor's degree or equivalent experience, Juris Doctor or Master's degree preferred. Previous regulatory or financial crime experience preferred. BSA/AML Certifications required. Minimum of eight (8) years of prior financial institution BSA/AML compliance experience in developing and implementing BSA/AML/CIP/OFAC policies, programs, and procedures.

  • State of Colorado

    Compliance & Equity Officer

    3 weeks ago

    State of Colorado Denver, United States

    The Compliance and Equity Officer in the System Administration Office of Ethics, Risk and Compliance (OERC) is responsible for conducting case resolutions for system employees and affiliates, and for campuses as requested by campus Equity Offices, un Officer, Equity, Compliance, ...

  • State of Colorado

    Compliance & Equity Officer

    3 weeks ago

    State of Colorado Denver, United States

    Department Information · To apply, please go to: · Who We Are: · System Administration, which also houses the Office of the President, is located in the uptown neighborhood of Denver with a few smaller offices located on the campuses. Many of our departments support the educatio ...

  • University of Colorado

    Compliance & Equity Officer

    3 weeks ago

    University of Colorado Denver, United States

    Who We Are: System Administration, which also houses the Office of the President, is located in the uptown neighborhood of Denver with a few smaller offices located on the campuses. Many of our departments support the educational and research mission Officer, Equity, Compliance, ...

  • PCL Construction

    Government Contracts Compliance Officer

    5 days ago

    PCL Construction Denver, United States

    Developing and ensuring compliance with policies and procedures related to doing business with the federal government, as well as state and local governments in the U.S. Recommending and implementing policies, procedures and programs to ensure that a Compliance Officer, Contracts ...

  • PCL Construction

    Government Contracts Compliance Officer

    2 days ago

    PCL Construction Denver, United States

    The future you want is within reach. · At PCL, we build the places where life happens and find camaraderie in the process. We're a community of builders committed to building better communities. That's why we're always looking ahead, and not just to the next project or what's nex ...

  • Sooper Credit Union

    Compliance Officer

    2 days ago

    Sooper Credit Union ARVADA, United States

    The Compliance Officer is responsible for ensuring the Credit Union is in compliance with all state and federal regulations, laws, and rules. Analyzes new and pending compliance requirements affecting the Credit Union's practices. Develops, revises, Compliance Officer, Compliance ...

  • University of Colorado

    Compliance & Equity Officer

    2 weeks ago

    University of Colorado Denver, United States Full time

    · Job Description - Compliance & Equity Officer · Job Description · Compliance & Equity Officer · University Staff · Description · Who We Are: · System Administration, which also houses the Office of the President, is located in the uptown neighborhood of Denver with a few sma ...

  • University of Colorado

    Compliance & Equity Officer

    2 weeks ago

    University of Colorado Denver, United States Paid Work

    Compliance & Equity Officer · Description · Who We Are: · Position Summary: · Where You Will Work: · Diversity and Equity: · Duties & Responsibilities: · Conduct formal and informal resolutions for campus affiliates as requested by campus Equity Officers pursuant to University of ...

  • Core Talent

    Vice President Compliance Officer Commercial Banking

    3 weeks ago

    Core Talent Denver, United States

    Job Description · Job DescriptionReporting to the Chief Compliance Officer, this #2 Compliance Officer will work closely with senior leadership in helping ensure organizational wide compliance in consumer and commercial lending. You will have the resources and executive level com ...

  • US National Governing Bodies

    USA Rugby Compliance Officer

    3 weeks ago

    US National Governing Bodies Denver, United States

    USA Rugby is seeking a detail-oriented and highly-organized Compliance Officer to oversee compliance and risk management within the organization. The Compliance Officer will be responsible for ensuring that USA Rugby complies with all relevant laws, Compliance Officer, Rugby, Com ...

  • S&P Global

    Compliance Officer

    2 weeks ago

    S&P Global Boulder, United States

    Compliance Officer The Compliance Officer role is based in Englewood or New York and the successful candidate will be responsible for supporting the implementation and monitoring of the Compliance Program primarily for S&P Global Ratings in North Ame Compliance Officer, Officer, ...

  • Spectraforce Technologies

    Code Compliance Officer I

    1 week ago

    Spectraforce Technologies Centennial, United States

    · Title- Code Compliance Officer I · Duration- 3months · Location- Centennial, CO 80112 · GENERAL STATEMENT: · Code Compliance Officer I is an entry-level position. Employees in this class perform a variety of technical duties necessary to execute the requirements of the City's ...

  • BMW Group

    Senior Accountant Inventory

    3 weeks ago

    BMW Group Denver, United States

    Wer lenken will, muss steuern können. Eigene Netzwerke aufbauen, Spielräume für neue Ideen nutzen, Eigenverantwortung konsequent wahrnehmen. Kollegen mit dem eigenen Enthusiasmus anstecken. Nur so gibt man Ideen den Drive, der sie zu echten Innovationen werden lässt.Wir bieten Ih ...

  • Shelton Capital Management

    Compliance Associate

    2 days ago

    Shelton Capital Management Denver, United States

    Compliance Associate · Shelton Capital Management is currently hiring a Compliance Associate in our Denver office. We are seeking an ambitious, enthusiastic, detailed-oriented and highly organized candidate. · Key Responsibilities & Duties include, but are not limited to: · Assi ...

  • Cardinal Group Companies

    Analyst, Property Compliance

    1 week ago

    Cardinal Group Companies Denver, United States Full time

    POSITION: Analyst, Property Compliance · COMPENSATION : Pursuant to Colorado regulations, if this job is performed in Colorado , the salary range is $55,000 - $70,000 plus bonus potential. ​Eligible to participate in the . We offer health, vision, dental, and pet insura ...

  • Fortis Native Group LLC

    508 Compliance Specialist

    3 weeks ago

    Fortis Native Group LLC Denver, United States

    Duties and Responsibilities · Provide expertise in the design, development, testing, and implementation of 508 compliance and EIT accessibility standards in various documents to include a variety of printed and electronic materials, electronic media, video and computer-based pres ...

  • Ryder System, Inc.

    Employee Relations Partner- REMOTE

    1 week ago

    Ryder System, Inc. Denver, United States

    RyderEmployee Relations Partner- REMOTE · Denver, CO, 80238, USA · _Job Seekers can review the Job Applicant Privacy Policy by clicking HERE. ( · Summary · The Employee Relations Partner is responsible for providing consistent, tactical Employee Relations consultation to Manage ...

  • Bison Oil & Gas IV, LLC

    Air Quality Specialist

    1 week ago

    Bison Oil & Gas IV, LLC Denver, United States

    Summary · Bison is looking for a motivated Air Quality Specialist to be responsible for all air quality permitting, compliance, and reporting activities associated with our DJ basin operations and related facilities. A working understanding of production operations and equipment ...

  • Safeway

    Store Administrator

    1 week ago

    Safeway Denver, United States Part time

    PURPOSE: Exemplifies and ensures strong customer service in all areas of the job. Performs store level cash handling, service desk operations, and human resources and personnel functions. Responsible for the completion of the daily reconciliation funds handling and other recordin ...

  • Shaqodoon

    Internal Auditor

    3 weeks ago

    Shaqodoon Denver, United States

    Care International · Banadir, South Central Somalia · Post Date: Apply Before: CARE SOMALIAJOB DESCRIPTIONJOB TITLE: Internal AuditorAVAILABILITY: As soon as possibleDEPARTMENT/PROJECT: ComplianceSUPERVISOR: Risk and Compliance ManagerINTRODUCTION:CARE Somalia/Somaliland is an ...