Sales - Financial Markets Compliance - Jersey City - TechTammina LLC

We are seeking a dynamic individual with high energy and drive to join our team as the · Financial Markets Compliance Solution Sales Expert will possess an in-depth, comprehensive knowledge · of the client's Financial Markets Compliance solutions and acts as the leading Financia ...

+h2>Job summary · We are seeking a Marketing Compliance Associate to support the review, oversight, and approval of marketing and investor communications across the firm. · +Review and approve marketing and investor-facing materials · Ensure compliance with applicable regulations ...

A leading private credit and investment management firm is seeking an experienced Marketing Compliance Officer to join its New York team. · ...

This role supports the review, approval and oversight of marketing materials to ensure compliance with regulatory requirements and firm policies. · ...

The Marketing Compliance Associate will be responsible for ensuring marketing materials meet regulatory requirements. · Review and assist in preparing marketing materials. · ...

The Marketing Compliance Officer will coordinate with various teams to review and approve all communications and ensure they comply with regulatory guidelines. · ...

About Aquarian · Aquarian Holdings ("Aquarian") is a diversified global holding company with a strategic portfolio of insurance and asset management solutions. · Aquarian Insurance Holdings acquires and operates insurance companies with a focus on life and annuity underwriting, d ...

This is a remote position within the United States where you will be responsible for review and approval of marketing collateral; ensuring compliance of legal, regulatory, and branding guidelines; maintaining checklists and documentation; and supporting other projects as requeste ...

+About Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. · +Coordinate with various teams including investment management compliance, marketing, inve ...

This role supports the review, approval and oversight of marketing and communications material to ensure compliance with applicable regulatory requirements and firm policies. · The Associate plays a key role in maintaining Global X's high standards for accuracy transparency and r ...

The Director, Compliance will work closely with the Chief Compliance Officer to support key components of the global compliance program. · Serve as the central reviewer for US marketing and investor-facing materials, · ...

This position is posted by Jobgether on behalf of a partner company. We are currently looking for a Compliance Manager - REMOTE. · In this pivotal role, you will be central to the company's narrative, ensuring that marketing strategies align with compliance regulations. · Your mi ...

This is a remote position within the United States at Adstra. We are seeking a Marketing Compliance Specialist to review and approve marketing collateral, ensuring compliance with legal, regulatory, and branding guidelines. The ideal candidate has experience in compliance, market ...

This position is posted by Jobgether on behalf of a partner company. We are currently looking for a Compliance Manager - REMOTE. In this pivotal role, you will be central to the company's narrative, ensuring that marketing strategies align with compliance regulations. · Review ma ...

Blackstone is seeking a VP of Marketing and Distribution Compliance to join their team. The role will involve reviewing marketing materials, supervising staff, and managing relationships with various business units. · ...

This is a remote position within the United States. At Adstra, we know great things happen when people come together with one shared goal. We are seeking a Marketing Compliance Reviewer to join our team of professionals. · ...

We are currently looking for a Compliance Manager - REMOTE. · Review marketing assets and strategies, providing guidance on regulatory requirements · Approve marketing and advertising materials in a timely manner · Develop compliant solutions with bank stakeholders · ...

The Head of Compliance supports the development implementation and maintenance of a regulatory compliance program and provides independent compliance risk oversight over a broad range of business functions including Digital Contact Center Retail Digital Strategy Marketing and Tec ...

The Compliance Equity Capital Markets Vice President uses extensive knowledge and skills to lead and support the design, implementation and supervision of a comprehensive compliance program with focus on Equity Research and Investment Banking matters. The role leads major project ...

The Head of Compliance supports the development implementation and maintenance of a regulatory compliance program provides independent compliance risk oversight over a broad range of business functions including Digital Marketing Technology Enablement AI Strategy interacts with s ...

The VP of Compliance - Equity Capital Markets will provide ECM advisory and monitoring functions to ensure compliance with federal, state and self-regulatory regulations. · Provide Equity Capital Markets (ECM), Equity Research and Investment Banking advisory and monitoring funct ...