Sales - Financial Markets Compliance - Jersey City, NJ

A leading private credit and investment management firm is seeking an experienced Marketing Compliance Officer to join its New York team. · ...

+h2>Job summary · We are seeking a Marketing Compliance Associate to support the review, oversight, and approval of marketing and investor communications across the firm. · +Review and approve marketing and investor-facing materials · Ensure compliance with applicable regulations ...

The Marketing Compliance Associate will be responsible for ensuring marketing materials meet regulatory requirements. · Review and assist in preparing marketing materials. · ...

This role supports the review, approval and oversight of marketing materials to ensure compliance with regulatory requirements and firm policies. · ...

This role supports the review, approval and oversight of marketing and communications material to ensure compliance with applicable regulatory requirements and firm policies. · The Associate plays a key role in maintaining Global X's high standards for accuracy transparency and r ...

The Director, Compliance will work closely with the Chief Compliance Officer to support key components of the global compliance program. · Serve as the central reviewer for US marketing and investor-facing materials, · ...

+About Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. · +Coordinate with various teams including investment management compliance, marketing, inve ...

This is a remote position within the United States where you will be responsible for review and approval of marketing collateral; ensuring compliance of legal, regulatory, and branding guidelines; maintaining checklists and documentation; and supporting other projects as requeste ...

The Marketing Compliance Officer will coordinate with various teams to review and approve all communications and ensure they comply with regulatory guidelines. · ...

Blackstone is seeking a VP of Marketing and Distribution Compliance to join their team. The role will involve reviewing marketing materials, supervising staff, and managing relationships with various business units. · ...

This position is posted by Jobgether on behalf of a partner company. We are currently looking for a Compliance Manager - REMOTE. · In this pivotal role, you will be central to the company's narrative, ensuring that marketing strategies align with compliance regulations. · Your mi ...

This position is posted by Jobgether on behalf of a partner company. We are currently looking for a Compliance Manager - REMOTE. In this pivotal role, you will be central to the company's narrative, ensuring that marketing strategies align with compliance regulations. · Review ma ...

This is a remote position within the United States. At Adstra, we know great things happen when people come together with one shared goal. We are seeking a Marketing Compliance Reviewer to join our team of professionals. · ...

This is a remote position within the United States at Adstra. We are seeking a Marketing Compliance Specialist to review and approve marketing collateral, ensuring compliance with legal, regulatory, and branding guidelines. The ideal candidate has experience in compliance, market ...

We are currently looking for a Compliance Manager - REMOTE. · Review marketing assets and strategies, providing guidance on regulatory requirements · Approve marketing and advertising materials in a timely manner · Develop compliant solutions with bank stakeholders · ...

Under administrative supervision and with a high level of autonomy uses extensive knowledge and skills obtained through education experience specialized training or certification in securities industry compliance to independently lead and support the design implementation and sup ...

PJT Partners is seeking to hire a highly motivated compliance professional to cover our equity and debt capital markets business activities. · Provisioning of advice on private placement, · underwriting, · and liability management transactions, · ...

The Head of Compliance supports the development implementation and maintenance of a regulatory compliance program and provides independent compliance risk oversight over a broad range of business functions including Digital Contact Center Retail Digital Strategy Marketing and Tec ...

The Head of Compliance Branches Digital and Marketing supports the development implementation maintenance regulatory compliance program provides independent compliance risk oversight business corporate functions including Digital Contact Center Retail Digital Strategy Marketing T ...

The Head of Compliance supports the development implementation and maintenance of a regulatory compliance program provides independent compliance risk oversight over a broad range of business functions including Digital Marketing Technology Enablement AI Strategy interacts with s ...