Marketing Compliance Reviewer - New York

We are looking for an AI-Enabled Compliance Reviewer at Norm Ai who will serve as a dedicated compliance reviewer for our clients. · This Role · You will function as an extension of each client's legal and compliance team while conducting reviews using our AI-powered compliance p ...

As an AI-Enabled Compliance Reviewer at Norm Ai you will serve as a dedicated compliance reviewer for Norm Ai's clients some of the largest asset management firms in the world you will function as an extension of each client's legal and compliance team while conducting reviews wi ...

The Analyst – Communication Compliance Review (CCR) Quality Assurance is responsible for executing and enhancing quality assurance processes across the CCR program. This role supports the integrity, consistency, and effectiveness of communication surveillance and review activitie ...

The Analyst – Communication Compliance Review (CCR) Quality Assurance is responsible for executing and enhancing quality assurance processes across the CCR program. · Conduct independent quality assurance reviews of CCR and monitoring activities. · Evaluate adherence to policies, ...

Ares is seeking a Vice President to play a key role in the Compliance regulatory marketing review process in support of our institutional and wealth businesses. · ...

The Integrity Review Specialist works in close coordination with the City Department of Investigations and other enforcement entities. · Oversight and policy in the areas of procurement, due diligence requirements, contractual requirements, prevailing wage and labor law enforceme ...

+Job summary+The New York City Department of Housing Preservation Development (HPD) promotes quality and affordability in the city's housing, and diversity and strength in the city's neighborhoods because every New Yorker deserves a safe, affordable place to live in a neighborhoo ...

This is a job for an Integrity Review Specialist in the Division of Economic Opportunity and Regulatory Compliance. The role involves reviewing the integrity of applicants and ensuring contractors comply with labor and employment obligations. · The Integrity Review Specialist wor ...

We are looking for a detail-oriented and proactive DEA Compliance Data Review Associate to support our Controlled Substance (CS) programs and Good Manufacturing Practices (GMP). · This role is critical in maintaining compliance with DEA regulations and Sun Pharma standards. · Com ...

+We are looking for a detail-oriented and proactive DEA Compliance Data Review Associate to support our Controlled Substance (CS) programs and Good Manufacturing Practices (GMP). This role is critical in maintaining compliance with DEA regulations and Sun Pharma standards. · + · ...

We are looking for a detail-oriented and proactive DEA Compliance Data Review Associate to support our Controlled Substance (CS) programs and Good Manufacturing Practices (GMP) · ...

Sun Pharma is a global leader in pharmaceuticals looking for a detail-oriented Compliance Data Review Associate to support Controlled Substance programs and Good Manufacturing Practices. · ...

A global investment management firm seeks a Compliance Officer in New York. The role reports to senior compliance leadership and works closely with both Compliance and Legal. · Assist with electronic communications reviews to help identify potential policy concerns. · Review and ...

Balyasny Asset Management is seeking an experienced Compliance Officer for its New York office. The employee will report to the Director, Senior Compliance Counsel and will work closely with both the Compliance and Legal Departments. · Review and approve expert network requests f ...

A Top-Tier Investment Management Firm in NYC is seeking a Compliance Analyst for a full-time position. · ...

The Compliance Testing/Data Mining Analyst is tasked with gathering the data required for compliance-related monitoring testing activities and validating the integrity of extracted data. · ...

A NYC based asset manager is seeking a Senior Marketing Compliance Associate to support the firm's marketing compliance program. · Review and approve marketing materials including pitch books fact sheets RFPs/DDQs website content social media advertisements investor communication ...

Our client seeks Compliance Officer for enterprise-wide compliance program focusing on review of U.S. · Serve as central reviewer of marketing materials: presentations, pitchbooks... · ...

We are representing a Compliance opportunity with an established hedge fund headquartered in NYC. · Assist in preparing regulatory filings... · ...

We are seeking a skilled tax consultant to support our client's tax team in managing compliance, · partner reporting, · and complex tax filings.Prepare and review tax workpapers and forms for U.S. federal,state,and international compliance. · ...