- Developing, implementing, and maintaining policies, procedures, and controls to ensure compliance with relevant laws and regulations and also provide support to our Compliance or business teams on interpreting regulatory and licensing guidelines.
- Conducting risk assessments to identify potential areas of non-compliance, and implementing measures to mitigate those risks.
- Work with various business units on regulatory and compliance issues surrounding the company's licensed and regulated product offerings.
- Preparing and submitting regular reports on AML and compliance activities to senior management and the board of directors also to the regulators where required.
- Ensuring compliance with all applicable federal, state, and local laws and regulations, including anti-money laundering (AML) and Bank Secrecy Act (BSA) regulations.
- Conducting investigations into suspected breaches of laws and regulations, and reporting any findings to the relevant authorities.
- Managing the company's relationships with regulators and government agencies, including responding to inquiries and investigations.
- Work with outside regulators and auditors to anticipate and resolve any disputes concerning how regulations apply to the company's product offerings and business operations.
- Regularly evaluate the user-facing aspects of the company's product offerings in light of legal and regulatory requirements.
- Keeping abreast of new laws and regulations that may impact our company's operations and ensuring timely implementation of necessary changes.
- In-depth knowledge of AML and BSA laws and regulations, as well as other relevant federal, state, and local laws and regulations.
- Strong analytical and problem-solving skills, with the ability to provide practical legal advice and solutions.
- Excellent written and verbal communication skills, with the ability to communicate complex legal concepts to non-legal stakeholders.
- Experience managing legal and compliance staff, as well as working with auditors and regulators.
- Strong project management skills and the ability to manage multiple projects simultaneously
- Experience working in a fast-paced and dynamic environment
-
Aml Compliance Analyst
3 weeks ago
Mizuho Americas New York, United StatesJob Summary · Compliance Analyst is responsible for administrative functions of the AML Financial Investigations Unit (FIU) for Transaction Monitoring, including Suspicious Activity Reports ("SAR") related responsibilities, Head Office reporting requirements and Transaction Monit ...
-
Legal & Compliance - Aml Compliance, Svp
2 weeks ago
Blackstone Group New York, United StatesBlackstone is the world's largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help c ...
-
Aml-kyc Compliance Officer
2 weeks ago
EF Hutton New York, United States**The Company** · EF Hutton is a fast-paced, high-growth, global investment bank founded by experienced investment professionals that have collectively financed over $250 billion for public and private companies alike. EF Hutton offers strategic advice and financing solutions to ...
-
Bsa/aml Compliance Onboarding Analyst
1 week ago
CFSB New York, United States**JOB SUMMARY**: · Community Federal Savings Bank (CFSB), located in New York City, is seeking a BSA/AML Compliance Onboarding Analyst to join the Compliance Onboarding team reporting to the Head of Compliance Onboarding. CFSB offers a full range of banking services including, AC ...
-
Crédit Agricole CIB New York, United StatesJob description · **Business type**: · - Types of Jobs - Compliance / Financial Security · **Job title**: · - AML / OFAC Compliance Officer / Advisory (Financial Security) · **Contract type**: · - Permanent Contract · **Job summary**: · - Summary: · This position is placed within ...
-
Bsa/aml Compliance Risk Supervising Examiner
2 weeks ago
Federal Reserve Bank of New York New York, United StatesCompany · Federal Reserve Bank of New York · Working at the Federal Reserve Bank of New York positions you at the center of the financial world with a unique perspective on national and international markets and economies. You will work in an environment with a diverse group of e ...
-
AML Compliance Investigator
1 week ago
Adyen New York, United StatesThis is Adyen · Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition. · For our teams, we creat ...
-
Head of AML and Compliance
1 week ago
ACE Money Transfer New York, United StatesJob Description · As the Head of AML and Compliance, you will be responsible for ensuring that our company complies with all relevant regulatory requirements and internal policies related to money laundering, terrorist financing, and other financial crimes. You will handle all r ...
-
Head of AML and Compliance
1 week ago
ACE Money Transfer New York, United StatesJob Description · Job DescriptionJob Description · As the Head of AML and Compliance, you will be responsible for ensuring that our company complies with all relevant regulatory requirements and internal policies related to money laundering, terrorist financing, and other financi ...
-
AML Compliance Analyst
3 weeks ago
Whitridge Associates New York, United StatesMinimum of 1 years of business or compliance experience · Working knowledge of Actimize · The person who secures this role will: · Reviews monthly and daily transaction alerts, sanctions alerts, client file review, conducs due diligence searches and metric · Actively participate ...
-
Director, Aml Compliance for Us Personal Bank
2 weeks ago
Citi Jersey City, United StatesThe Compliance Anti-Money Laundering (AML) Risk Management Director is a senior management level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. ...
-
AML Compliance Investigator
6 days ago
Adyen New York, United StatesAdyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition. · For our teams, we create an environment w ...
-
AML Compliance Analyst
3 weeks ago
BCforward New York, United StatesAML Compliance Analyst · BCforward is currently seeking a highly motivated AML Compliance Analyst for an opportunity in Brooklyn, NY · Position Title: AML Compliance Analyst · Location: Brooklyn, NY 11201 · Anticipated Start Date: Immediately · Please note this is the target ...
-
Vp, Aml Fiu Compliance Intel Officer
2 weeks ago
Citi Jersey City, United States**Responsibilities**: · - Analyze and proactively identify risks and new AML concerns. Review recent news, court documents, and public/private sector white papers. · - Identify, analyze, and interpret trends or patterns in complex data sets; review computer reports, printouts, an ...
-
AML Compliance Analyst
1 week ago
Whitridge Associates New York, United StatesMinimum of 1 years of business or compliance experienceWorking knowledge of ActimizeThe person who secures this role will:Reviews monthly and daily transaction alerts, sanctions alerts, client file review, conducs due diligence searches and metricActively participate in the annua ...
-
Operations Consultant- Aml/compliance
3 weeks ago
Financial Industry Technical Services Inc. Denville, United States**Responsibilities**: · - Develop and implement AML policies and procedures in accordance with regulatory requirements and industry standards. · - Conduct risk assessments and ongoing monitoring of client transactions to detect and prevent money laundering activities. · - Collabo ...
-
Senior Compliance Analyst, AML
1 week ago
Current New York, United StatesSENIOR COMPLIANCE ANALYST, AML · At Current, we're on a mission to enable our members to create better financial outcomes for themselves. Headquartered in NYC, we're a leading U.S. fintech and one of the fastest growing companies with nearly 4 million members. No matter your titl ...
-
AML / OFAC Compliance officer
1 week ago
Credit Agricole New York, United StatesSummary: · Â · Reporting to the Head of Financial Security NY Advisory team in charge of advising · Â · This position is to lead and manage the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: managing the Advisory ...
-
AML Compliance Senior Associate
2 weeks ago
BBVA in the USA New York, United StatesAML Compliance Senior Associate · General Summary: · The BSA Compliance Associate will be responsible for supporting the bank's BSA / AML · Program. They will assist in performing day-to-day functional tasks related to ensuring · Compliance with all applicable BSA/AML and OFAC ru ...
-
Junior AML Compliance Analyst
1 week ago
Pelham Berkeley Search New York, United StatesWe are hiring for a long term consulting role for a Junior AML Compliance Analyst who is bi-lingual English/Mandarin. · This is an immediate hire long term consultancy for 1+ year so please contact ASAP if you are interested in learning more. · You will work as part of a small Co ...
Head of AML and Compliance - New York, United States - ACE Money Transfer
Description
Job DescriptionAs the Head of AML and Compliance, you will be responsible for ensuring that our company complies with all relevant regulatory requirements and internal policies related to money laundering, terrorist financing, and other financial crimes. You will handle all regulatory matters, front correspondence with Regulator and ensure compliance with Industry regulations.
Your primary responsibilities will include:
At least 10 years of experience in AML and compliance role in the financial services industry, preferably with a focus on AML and BSA compliance.
Skills and Expertise
Bachelor's Degree in Law or relevant field
A qualification such as CAMS or CFCS is preferable