- Preparing, reviewing, formatting, and filing reports with the SEC. In particular, experience with reports required under Section 13(d), 13(f), 13(g), 13(h) and/or Section 16 of the Securities Exchange Act of 1934 preferred.
- Generating SEC filing codes for individuals and entities
- Preparing Rule 16b-3 Board / Comp Committee resolutions for public companies
- Identifying, analyzing and calculating potential short-swing profit liability under Section 16(b) and preparing responses to Section 16(b) demand letters
- Researching and analyzing novel legal questions pertaining to SEC beneficial ownership filing requirements and preparing memoranda concerning such advice
- Ability to prioritize and manage multiple assignments under tight deadlines
- Excellent written and oral communication skills
- Strong research skills
- Experience with proofreading
- Edit and format written submissions using Word styles
- Manage electronic and hard copy documents through litigation technology
- Legal and factual cite checking including the ability to shepardize and Blue Book a brief
- Thorough understanding of court rules and filing requirements
- Knowledge of Lexis-Nexis, Westlaw and internet search engines for research purposes
- Knowledge of SEC, FINRA, CFTC and NYSE
- Experience with Relativity is a plus as this is the database the team uses to submit documents.
- Bachelor's degree
- Proficient at Microsoft Office applications
- Three to ten years of paralegal experience at a medium or large law firm
- Experience working in securities/regulatory practice
- Well-developed analytical and problem-solving skills
- Works harmoniously and effectively with others as part of a team
- Exercises confidentiality and discretion
- Strong PowerPoint skills
- Big law experience is a plus - billable hour requirement 1650 hours
- Opportunity to work with lead lawyers at the firm and become a valued asset to the practice group's success
- Experienced practice group with great people
- Opportunity to grow into a leadership role
- WFH: Up to 2 days remote / 3 days in office after 90-day onboarding period
- Generous salary and benefits – salary based on experience $100k-130k
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Regulatory Paralegal - Washington, United States - Hire Counsel
Description
Hire Counsel has an immediate opportunity for a Regulatory Paralegal in the DC office of our client, an AMLaw 100 law firm. This position will assist lawyers on all aspects of regulatory work, including assisting with research, drafting documents, preparing filings, and other tasks within the Securities Enforcement and Regulatory group. This Regulatory Paralegal will be filing with regulatory agencies regularly, playing a large role in submitting and preparing these filing documents.
What you will be doing:
What you bring to the firm:
Why you should apply:
