Investment Compliance Analyst - Boston - Daley And Associates, LLC

We are looking for a Compliance Analyst This position is located in Merrimack, NH OverviewThe Investment Compliance Group is responsible for proactively reducing the risk of trade error or compliance exceptions through the daily monitoring of compliance with prospectus, client, r ...

We are looking for a Compliance Analyst in our Boston office to support our compliance program and work on a variety of time-sensitive and confidential investment-related matters. · Responsibilities · Perform ongoing investment guideline review and reporting for a variety of equi ...

We are looking for a Compliance Analyst in our Boston office to support our compliance program and work on a variety of time-sensitive and confidential investment-related matters. · Perform ongoing investment guideline review and reporting for a variety of equity accounts. · Moni ...

The Compliance Analyst supports Datavant's enterprise compliance program and helps ensure adherence to laws, regulations, and internal policies.This position is responsible for core compliance activities, · in particular monitoring the compliance hotline, · monitoring new hire an ...

The Compliance Analyst works closely with the Compliance Team to organize, manage and support the firm's compliance efforts. · Respond to client requests for information. · Create, update and maintain database of questionnaire and RFI responses within AG's software to facilitate ...

We're collaborative, passionate, and always ready to roll up our sleeves to create solutions that help people get more out of homeownership — and out of life. Our first product, a home equity investment, gives homeowners the opportunity to quickly access the equity they've built ...

Weiss Asset Management (WAM) is seeking a Trade Compliance Analyst to join our Compliance team. The ideal candidate is detail-orientated and analytical. · The role requires sound judgement and strong communication skills. · ...

Weiss Asset Management is seeking a Trade Compliance Analyst to join our Compliance team. · Manage and resolve OMS compliance exception alerts (pre- and post-trade). · Provide compliance oversight and guidance on new and existing investments. · ...

The Compliance Analyst works closely with the Compliance Team to organize, manage, and support the firm's compliance efforts. These efforts are centered on responding to client requests for information about the firm's capabilities, · projects,policies and practices,and IT/data s ...

This is a Compliance Analyst position at Brookline Bancorp's subsidiary companies. · Maintains a thorough knowledge of federal and state laws and regulations pertinent to the area of specialty; · ...

Assists in managing the compliance program for Brookline Bancorp's subsidiary companies by assisting the Chief Compliance Officer and Compliance Managers in administering the overall compliance program for Brookline Bancorp.Assists in regulatory examinations, independent audits o ...

This role will focus on the oversight and maintenance of the compliance system for monitoring client investment guidelines and restrictions. · ...

· Lead cross-functional project management of the policy review cycle ensuring collaborative input from all relevant stakeholders and timely implementation of approved changes. · ...

Job Summary · The Compliance Analyst role requires strong policy management skills and experience in compliance. The ideal candidate will have excellent writing and communication skills, as well as the ability to develop actionable plans. · ...

+Job Summary · We seek candidates for Compliance Reporting Analyst in Boston MA. · +ResponsibilitiesCollaborate with the Compliance Reporting Team. · Perform compliance reporting activities and operational processes. · +QualificationsBachelor's degree in Finance Economics Busines ...

+We are currently seeking candidates for a Compliance Reporting Analyst opportunity with a highly successful Investment Management firm located in Boston MA. · +Collaborate with the Compliance Reporting Team assisting in daily compliance reporting activities and operational proce ...

We are currently seeking candidates for a Compliance Reporting Analyst position with an elite Investment Management firm located in Boston, MA. · The ideal candidate will have 2-4+ years of compliance reporting, client reporting, and/or regulatory reporting experience ideally wit ...

We are currently seeking candidates for a Compliance Reporting Analyst opportunity with a highly successful Investment Management firm located in Boston. The Compliance Reporting Analyst will work closely with the Compliance Reporting Team, · Collaborate with the Compliance Repor ...

We are currently seeking candidates for a Compliance Reporting Analyst opportunity with a highly successful investment management firm based in Boston. · Collaborate with the Compliance Reporting Team. · Perform compliance reporting. · ...

We are seeking candidates for an Investment Compliance Analyst position with an elite investment management firm located in Boston. The ideal candidate will have 1-3 years of compliance experience within financial services. · Respond to employee inquiries regarding Code of Ethics ...