Compliance Analyst - Boston

We are looking for a Compliance Analyst in our Boston office to support our compliance program and work on a variety of time-sensitive and confidential investment-related matters. · Perform ongoing investment guideline review and reporting for a variety of equity accounts. · Moni ...

We are looking for a Compliance Analyst This position is located in Merrimack, NH OverviewThe Investment Compliance Group is responsible for proactively reducing the risk of trade error or compliance exceptions through the daily monitoring of compliance with prospectus, client, r ...

We are looking for a Compliance Analyst in our Boston office to support our compliance program and work on a variety of time-sensitive and confidential investment-related matters. · Responsibilities · Perform ongoing investment guideline review and reporting for a variety of equi ...

The Compliance Analyst supports Datavant's enterprise compliance program and helps ensure adherence to laws, regulations, and internal policies.This position is responsible for core compliance activities, · in particular monitoring the compliance hotline, · monitoring new hire an ...

Weiss Asset Management (WAM) is seeking a Trade Compliance Analyst to join our Compliance team. The ideal candidate is detail-orientated and analytical. · The role requires sound judgement and strong communication skills. · ...

The Compliance Analyst works closely with the Compliance Team to organize, manage, and support the firm's compliance efforts. These efforts are centered on responding to client requests for information about the firm's capabilities, · projects,policies and practices,and IT/data s ...

We're looking for adventurous and curious people who want to explore, experiment, · and innovate to come up with the best ideas. · Act as a subject matter expert across Hasbro's global operations, · Engage in cross-functional committees addressing trade compliance issues, · ...

· Weiss Asset Management (WAM), a Boston-based investment firm, is seeking a Trade Compliance Analyst to join our Compliance team. The ideal candidate is detail-orientated, analytical, and comfortable working across multiple asset classes and global regulations. They should brin ...

Join Hasbro's team as an Analyst within the Global Trade Compliance Team and take a key role in our global operations In this position, you will use your expertise in import and export compliance while collaborating to refine procedures throughout North America (NAM). · You will ...

We're collaborative, passionate, and always ready to roll up our sleeves to create solutions that help people get more out of homeownership — and out of life. Our first product, a home equity investment, gives homeowners the opportunity to quickly access the equity they've built ...

Under the direction of the Compliance Attorney, the Compliance Analyst is responsible for assisting with firm-wide activities related to Client Outside Counsel Guidelines and Vendor Management. · ...

This is a Compliance Analyst position at Brookline Bancorp's subsidiary companies. · Maintains a thorough knowledge of federal and state laws and regulations pertinent to the area of specialty; · ...

Assists in managing the compliance program for Brookline Bancorp's subsidiary companies by assisting the Chief Compliance Officer and Compliance Managers in administering the overall compliance program for Brookline Bancorp.Assists in regulatory examinations, independent audits o ...

This role will focus on the oversight and maintenance of the compliance system for monitoring client investment guidelines and restrictions. · ...

· Lead cross-functional project management of the policy review cycle ensuring collaborative input from all relevant stakeholders and timely implementation of approved changes. · ...

We are seeking candidates for an Investment Compliance Analyst position with a leading investment management firm based in Boston MA. The ideal candidate will have experience in compliance regulatory code of ethics or business controls within the financial services industry. · Re ...

We are seeking a motivated Portfolio Compliance Analyst to join a leading investment management firm in Boston · This role is part of the Portfolio Guideline Monitoring and Portfolio Integrity team supporting active oversight of client guidelines and regulatory requirements. · Th ...

+Job Summary · We seek candidates for Compliance Reporting Analyst in Boston MA. · +ResponsibilitiesCollaborate with the Compliance Reporting Team. · Perform compliance reporting activities and operational processes. · +QualificationsBachelor's degree in Finance Economics Busines ...

Compliance Reporting Analyst · We are currently seeking candidates for a Compliance Reporting Analyst opportunity with a highly successful Investment Management firm located in Boston, MA. The Compliance Reporting Analyst will work closely with the Compliance Reporting Team, and ...

We are seeking candidates for an Investment Compliance Analyst position with an elite investment management firm located in Boston. The ideal candidate will have 1-3 years of compliance experience within financial services. · Respond to employee inquiries regarding Code of Ethics ...