Compliance Analyst - Boston, MA

We are looking for a Compliance Analyst in our Boston office to support our compliance program and work on a variety of time-sensitive and confidential investment-related matters. · Perform ongoing investment guideline review and reporting for a variety of equity accounts. · Moni ...

We're collaborative, passionate, and always ready to roll up our sleeves to create solutions that help people get more out of homeownership — and out of life. Our first product, a home equity investment, gives homeowners the opportunity to quickly access the equity they've built ...

We are looking for a Compliance Analyst This position is located in Merrimack, NH OverviewThe Investment Compliance Group is responsible for proactively reducing the risk of trade error or compliance exceptions through the daily monitoring of compliance with prospectus, client, r ...

The Compliance Analyst supports Datavant's enterprise compliance program and helps ensure adherence to laws, regulations, and internal policies.This position is responsible for core compliance activities, · in particular monitoring the compliance hotline, · monitoring new hire an ...

Weiss Asset Management is seeking a Trade Compliance Analyst to join our Compliance team. · Manage and resolve OMS compliance exception alerts (pre- and post-trade). · Provide compliance oversight and guidance on new and existing investments. · ...

The Compliance Analyst works closely with the Compliance Team to organize, manage, and support the firm's compliance efforts. These efforts are centered on responding to client requests for information about the firm's capabilities, · projects,policies and practices,and IT/data s ...

Weiss Asset Management (WAM) is seeking a Trade Compliance Analyst to join our Compliance team. The ideal candidate is detail-orientated and analytical. · The role requires sound judgement and strong communication skills. · ...

The Compliance Analyst works closely with the Compliance Team to organize, manage and support the firm's compliance efforts. · Respond to client requests for information. · Create, update and maintain database of questionnaire and RFI responses within AG's software to facilitate ...

Assists in managing the compliance program for Brookline Bancorp's subsidiary companies by assisting the Chief Compliance Officer and Compliance Managers in administering the overall compliance program for Brookline Bancorp.Assists in regulatory examinations, independent audits o ...

This is a Compliance Analyst position at Brookline Bancorp's subsidiary companies. · Maintains a thorough knowledge of federal and state laws and regulations pertinent to the area of specialty; · ...

This role will focus on the oversight and maintenance of the compliance system for monitoring client investment guidelines and restrictions. · ...

Job Summary · The Compliance Analyst role requires strong policy management skills and experience in compliance. The ideal candidate will have excellent writing and communication skills, as well as the ability to develop actionable plans. · ...

· Lead cross-functional project management of the policy review cycle ensuring collaborative input from all relevant stakeholders and timely implementation of approved changes. · ...

+We are currently seeking candidates for a Compliance Reporting Analyst opportunity with a highly successful Investment Management firm located in Boston MA. · +Collaborate with the Compliance Reporting Team assisting in daily compliance reporting activities and operational proce ...

We are seeking candidates for an Investment Compliance Analyst position with an elite investment management firm located in Boston, MA. · Respond to employee inquiries regarding Code of Ethics policies and requirements. · Support operational, system, and data-driven components of ...

We are currently seeking candidates for a Compliance Reporting Analyst opportunity with a highly successful Investment Management firm located in Boston, MA. · ...

We are currently seeking candidates for a Compliance Reporting Analyst opportunity with a highly successful investment management firm based in Boston. · Collaborate with the Compliance Reporting Team. · Perform compliance reporting. · ...

We are currently seeking candidates for a Compliance Reporting Analyst position with an elite Investment Management firm located in Boston, MA. · The ideal candidate will have 2-4+ years of compliance reporting, client reporting, and/or regulatory reporting experience ideally wit ...

We are seeking candidates for an Investment Compliance Analyst position with an elite investment management firm located in Boston. The ideal candidate will have 1-3 years of compliance experience within financial services. · Respond to employee inquiries regarding Code of Ethics ...

We are currently looking for a Senior Compliance Analyst to join our CLEAR Compliance Consulting practice who has experience using one of the market-leading OMS (Aladdin, CRD, Allvue, Bloomberg CMGR, etc.) or a custom system for a large asset manager. · ...