Head of Compliance, US - New York

A Fin-Tech Company in Manhattan is seeking a Head of Compliance who creates, manages and oversees compliance programs to ensure the bank's adherence to all relevant laws and regulations. · ...

***Head of Compliance***** · New York, NY (Wall Street) | Full-Time · Reports Directly to the COO · A well-established broker-dealer headquartered in NYC is seeking a Head of Compliance to lead and execute the firm's regulatory program. This is an opportunity for a strong complia ...

We are hiring a Head of Compliance to join Unit's growing team in New York City. Reporting to the Chief Legal Officer, the Head of Compliance will be responsible for managing Unit's compliance function and leading Unit's dynamic compliance team. · Lead and manage the Compliance t ...

Job summaryWe are looking for a Head of Compliance to join our team. ...

We are hiring a Head of Compliance to join Unit's growing team in New York City. · 10+ years of experience as a compliance builder and leader in banking or fintech, · ...

United Risk is a global property and casualty insurance underwriting and distribution platform with deep worldwide technical resources, · large underwriting capacity, · and an entrepreneurial spirit. · A performance outlier for over three decades, · United Risk is a magnet for to ...

ABOUT UNIT · Unit is a market leader in embedded finance. We offer ready-to-launch financial services - like banking and capital - and serve millions of end-users across ~100 customers, including Wix, Honeybook, Relay, and more. · We're repeat founders with technical backgrounds, ...

United Risk is a global property and casualty insurance underwriting and distribution platform with deep worldwide technical resources, large underwriting capacity, and an entrepreneurial spirit. A performance outlier for over three decades, United Risk is a magnet for top-tier t ...

The Head of Compliance leads United Risk's effort to ensure all insurance programs meet applicable regulations and oversees carrier audit activities for a worldwide MGA.Several years of proven subject-matter expertise in multinational insurance compliance. · Led carrier audits. · ...

+Job summary · We are seeking a Head of Compliance to lead our compliance and risk framework aligned with U.S. federal and state regulatory requirements governing digital asset platforms.+Regulatory Oversight : Lead compliance with evolving digital asset regulations and NYDFS req ...

About Whop · Whop is a financial technology company on a mission to provide the world with sustainable income. Our vision is to create the world's largest internet market, where people can create, connect, and transact all from a single platform. Whop enables individuals and busi ...

We are building the operating layer that turns regulatory obligations into shippable workflows. · The role is customer-facing and requires helping design defensible compliance programs and convert pilots into paid deployments by telling a clear, credible risk/ROI story.You'll sit ...

A rapidly growing global investment and trading platform empowering retail investors with cutting-edge tools data and education By combining advanced technology with a seamless user experience theyve democratized access to global markets and helps investors make smarter more info ...

The U.S. Chief Compliance Officer is a senior leadership position responsible for developing, · implementing and overseeing the firm's U.S. · compliance framework to ensure adherence to applicable regulatory requirements, · particularly those governed by the Commodity Futures Tra ...

A leading trading platform empowering retail investors with cutting-edge tools, committed to building a trusted, · compliant and accessible financial ecosystem for the retail users. · ...

Now Hiring: Head of Employee Compliance – Americas · A leading global financial institution is seeking a senior leader to head its Employee Compliance Program across the Americas Division. Reporting to the Head of the Ethics Office, this individual will serve as the program owner ...

Back to all jobs · Head of Compliance Strategy · Full-time · New York, NY · Remote friendly · Are you an accomplished leader with a strong background in Governance, Risk Management, and Compliance? At Themis, we are bringing to life our vision of making Governance accessible and ...

+Job summary · The firm is seeking a Head of Central Compliance to join our Americas Compliance team in New York City.++Manage the anti-money laundering program (including policies, procedures, third-party KYC/onboarding screening, and annual independent reviews) and Sanctions co ...

Now Hiring: Head of Employee Compliance – Americas · A leading global financial institution is seeking a senior leader to head its Employee Compliance Program across the Americas Division. Reporting to the Head of the Ethics Office, this individual will serve as the program owner ...

QCP is Asia's leading digital asset partner, empowering clients to seamlessly integrate digital assets into their portfolios. · We offer a comprehensive range of solutions - from spot on/off ramping and fixed income strategies to vanilla options and bespoke exotics. · Driven by t ...

A senior leadership opportunity with a growing event-based trading marketplace that operates under CFTC and NFA oversight. · Oversight the design and execution of the central compliance program, including policies and procedures governance employee conduct training and regulatory ...