Head of Compliance - New York

Head of Compliance · About the Company · Reputable property & casualty insurance company · Industry · Insurance · Type · Privately Held · About the Role · The Company is in search of a Head of Compliance with a strong background in the P&C insurance industry. The successful candi ...

We are hiring a Head of Compliance to join Unit's growing team in New York City. Reporting to the Chief Legal Officer, the Head of Compliance will be responsible for managing Unit's compliance function and leading Unit's dynamic compliance team. · Lead and manage the Compliance t ...

Job summaryWe are looking for a Head of Compliance to join our team. ...

We are hiring a Head of Compliance to join Unit's growing team in New York City. · 10+ years of experience as a compliance builder and leader in banking or fintech, · ...

The head of compliance will be the architect and guardian of our compliance framework. This individual will own the development, implementation, and oversight of our entire compliance program... · ...

***Head of Compliance***** · New York, NY (Wall Street) | Full-Time · Reports Directly to the COO · A well-established broker-dealer headquartered in NYC is seeking a Head of Compliance to lead and execute the firm's regulatory program. This is an opportunity for a strong complia ...

A Fin-Tech Company in Manhattan is seeking a Head of Compliance who creates, manages and oversees compliance programs to ensure the bank's adherence to all relevant laws and regulations. · ...

United Risk is a global property and casualty insurance underwriting and distribution platform with deep worldwide technical resources, · large underwriting capacity, · and an entrepreneurial spirit. · A performance outlier for over three decades, · United Risk is a magnet for to ...

ABOUT UNIT · Unit is a market leader in embedded finance. We offer ready-to-launch financial services - like banking and capital - and serve millions of end-users across ~100 customers, including Wix, Honeybook, Relay, and more. · We're repeat founders with technical backgrounds, ...

+Job summary · We are seeking a Head of Compliance to lead our compliance and risk framework aligned with U.S. federal and state regulatory requirements governing digital asset platforms.+Regulatory Oversight : Lead compliance with evolving digital asset regulations and NYDFS req ...

We are building the operating layer that turns regulatory obligations into shippable workflows. · The role is customer-facing and requires helping design defensible compliance programs and convert pilots into paid deployments by telling a clear, credible risk/ROI story.You'll sit ...

A rapidly growing global investment and trading platform empowering retail investors with cutting-edge tools data and education By combining advanced technology with a seamless user experience theyve democratized access to global markets and helps investors make smarter more info ...

A leading trading platform empowering retail investors with cutting-edge tools, committed to building a trusted, · compliant and accessible financial ecosystem for the retail users. · ...

The U.S. Chief Compliance Officer is a senior leadership position responsible for developing, · implementing and overseeing the firm's U.S. · compliance framework to ensure adherence to applicable regulatory requirements, · particularly those governed by the Commodity Futures Tra ...

Head of Central Compliance · About the Company · Expanding financial services firm · Industry · Financial Services · Type · Privately Held · About the Role · The Company is in search of a Head of Central Compliance to spearhead the modernization of core compliance functions and e ...

QCP is Asia's leading digital asset partner, empowering clients to seamlessly integrate digital assets into their portfolios. · We offer a comprehensive range of solutions - from spot on/off ramping and fixed income strategies to vanilla options and bespoke exotics. · Driven by t ...

A leading Broker Dealer firm is looking to hire a Head of Central Compliance for its New York City office. · This leadership role offers broad ownership of the firm's Compliance framework and day-to-day operations across the Americas. · The position is based in New York metro and ...

Head of Regulatory Compliance · About the Company · Well-regarded insurance company · Industry · Insurance · Type · Privately Held · About the Role · The Company is in search of a Head of Regulatory Compliance to spearhead the establishment of a robust compliance function. The su ...

A leading Broker Dealer firm is looking to hire a Head of Central Compliance for its New York City office. · ...

Our client is looking for a Head of Safety and Compliance to join their team in NYC. · Lead and manage all product safety and compliance initiatives across kids' apparel. · ...