Head of Compliance - New York

A Fin-Tech Company in Manhattan is seeking a Head of Compliance who creates, manages and oversees compliance programs to ensure the bank's adherence to all relevant laws and regulations. · ...

The head of compliance will be the architect and guardian of our compliance framework. This individual will own the development, implementation, and oversight of our entire compliance program... · ...

Job summaryWe are looking for a Head of Compliance to join our team. ...

We are hiring a Head of Compliance to join Unit's growing team in New York City. · 10+ years of experience as a compliance builder and leader in banking or fintech, · ...

United Risk is a global property and casualty insurance underwriting and distribution platform with deep worldwide technical resources, · large underwriting capacity, · and an entrepreneurial spirit. · A performance outlier for over three decades, · United Risk is a magnet for to ...

+Current is a leading consumer fintech platform transforming financial access for everyday Americans with over five million members. · + · Responsibilities · Work with stakeholders to ensure compliance efforts are implemented, maintained, and governed effectively/li> ...

We are hiring a Head of Compliance to join Unit's growing team in New York City. Reporting to the Chief Legal Officer, the Head of Compliance will be responsible for managing Unit's compliance function and leading Unit's dynamic compliance team. · Lead and manage the Compliance t ...

The Head of Compliance leads United Risk's effort to ensure all insurance programs meet applicable regulations and oversees carrier audit activities for a worldwide MGA.Several years of proven subject-matter expertise in multinational insurance compliance. · Led carrier audits. · ...

We are hiring a Head of Compliance to join Unit's growing team in New York City. Reporting to the Chief Legal Officer, the Head of Compliance will be responsible for managing Unit's compliance function and leading Unit's dynamic compliance team. · ...

We are building the operating layer that turns regulatory obligations into shippable workflows. · The role is customer-facing and requires helping design defensible compliance programs and convert pilots into paid deployments by telling a clear, credible risk/ROI story.You'll sit ...

A leading trading platform empowering retail investors with cutting-edge tools, committed to building a trusted, · compliant and accessible financial ecosystem for the retail users. · ...

A rapidly growing global investment and trading platform empowering retail investors with cutting-edge tools data and education By combining advanced technology with a seamless user experience theyve democratized access to global markets and helps investors make smarter more info ...

The U.S. Chief Compliance Officer is a senior leadership position responsible for developing, · implementing and overseeing the firm's U.S. · compliance framework to ensure adherence to applicable regulatory requirements, · particularly those governed by the Commodity Futures Tra ...

+Job summary · The firm is seeking a Head of Central Compliance to join our Americas Compliance team in New York City.++Manage the anti-money laundering program (including policies, procedures, third-party KYC/onboarding screening, and annual independent reviews) and Sanctions co ...

This role is responsible for overseeing compliance across asset management and advisory activities outside the firm's home market including private funds hedge fund strategies managed accounts and global trading activity. · The Global Head of Compliance will own global trading co ...

The Head of Compliance, Americas will lead the overall compliance program and effort in the Americas region for FalconX. · Oversee AML/CFT internal controls. · Evaluate existing products for Compliance risk. · Maintain registrations and licenses. · ...

A senior leadership opportunity with a growing event-based trading marketplace that operates under CFTC and NFA oversight. · Oversight the design and execution of the central compliance program, including policies and procedures governance employee conduct training and regulatory ...

Our client is looking for a Head of Safety and Compliance to join their team in NYC. · Lead and manage all product safety and compliance initiatives across kids' apparel. · ...

KBRA is seeking a Global Head of Compliance to lead its compliance department. · ...

The firm is seeking a Head of Central Compliance to join our Americas Compliance team in New York City. Reporting directly to the Americas Chief Compliance Officer, · You will lead the team responsible for the foundational and operational aspects of the firm's Compliance program ...