- The company is seeking a head of central compliance to spearhead modernization core compliance functions and enhance firm-wide controls.
- This pivotal role involves managing anti-money laundering program, overseeing sanctions compliance, and leading design implementation personal account dealing processes. Responsibilities include developing implementing regulatory registration processes designing information barrier controls ensuring books records requirements coordinate execute compliance training program lead risk assessments identify testing priorities. The ideal candidate will possess strong leadership capabilities strategic vision ability partner senior leadership foster culture integrity regulatory excellence.'}
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A senior leadership opportunity with a growing event-based trading marketplace that operates under CFTC and NFA oversight. · Oversight the design and execution of the central compliance program, including policies and procedures governance employee conduct training and regulatory ...
New York1 month ago
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A leading Broker Dealer firm is looking to hire a Head of Central Compliance for its New York City office. · ...
New York City Metropolitan Area3 weeks ago
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+Job summary · The firm is seeking a Head of Central Compliance to join our Americas Compliance team in New York City.++Manage the anti-money laundering program (including policies, procedures, third-party KYC/onboarding screening, and annual independent reviews) and Sanctions co ...
New York3 weeks ago
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The firm is seeking a Head of Central Compliance to join our Americas Compliance team in New York City. Reporting directly to the Americas Chief Compliance Officer, · You will lead the team responsible for the foundational and operational aspects of the firm's Compliance program ...
New York, NY3 weeks ago
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A leading Broker Dealer firm is looking to hire a Head of Central Compliance for its New York City office. · This leadership role offers broad ownership of the firm's Compliance framework and day-to-day operations across the Americas. · The position is based in New York metro and ...
New York1 month ago
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A rapidly expanding financial services firm is seeking a dynamic Head of Central Compliance to join its New York City office. · ...
Manhattan, NY1 month ago
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+Job summary · A global investment bank is seeking a Director to join its Central Compliance team. · +ResponsibilitiesPolic & Procedure Governance Own the Compliance Policy & Procedure program. · Regulatory Change Manage regulatory management framework. · ...
New York3 weeks ago
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Marex is seeking a Head of Central Compliance to join the organization at either the Chicago or New York office. · ...
New York, NY1 week ago
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Marex is seeking a Head of Central Compliance to join the organization at either the Chicago or New York office. · ...
New York $200,000 - $250,000 (USD) Full time1 week ago
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Diversified. Resilient. Dynamic. · Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. · The Group provides comprehensive breadth and depth of coverage ...
New York, NY1 week ago
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Hudson River Trading is seeking a Head of Central Compliance to join our Americas Compliance team in New York City. · Manage HRT's anti-money laundering program. · Oversee the design and implementation of HRT's personal account dealing platform and processes. · ...
New York, NY, United States2 weeks ago
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Marex is seeking a Head of Central Compliance to join the organization at either the Chicago or New York office. The role will primarily focus on Registrations (e.g. FINRA, NFA) and Regulatory Affairs. · Responsibilities:Support the Head of Compliance, Americas and the overall ob ...
New York $200,000 - $250,000 (USD)1 week ago
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· Hudson River Trading (HRT) is seeking a Head of Central Compliance to join our Americas Compliance team in New York City. Reporting directly to HRT's Americas Chief Compliance Officer, you will lead the team responsible for the foundational and operational aspects of the firm ...
New York, NY, United States5 days ago
- Work in company
Manager - Accounting Compliance & Reporting (ACR) - Central and East locations:
Only for registered members
Lensa is a career site that helps job seekers find great jobs in the US. We are not a staffing firm or agency. Lensa does not hire directly for these jobs, but promotes jobs on LinkedIn on behalf of its direct clients, recruitment ad agencies, and marketing partners. Lensa partne ...
New York, NY14 hours ago
- Work in company
Tax Manager - Accounting Compliance & Reporting (ACR) - Central and East locations: 1499
Only for registered members
We're seeking high-potential professionals to deliver exceptional client service and enable the continued growth of our practice. · Manage and provide timely and high-quality services. · Demonstrate professionalism through a positive attitude. · Serve as the point of contact for ...
Hoboken $90,300 - $165,400 (USD)3 weeks ago
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We are seeking an experienced Amazon Vendor Central Manager to oversee day-to-day marketplace operations and drive performance across our Amazon 1P business. · Own daily management of Amazon Vendor Central (1P) operations · Oversee inventory forecasting, replenishment planning, a ...
New York $80,000 - $95,000 (USD)1 week ago
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Job summary: · Reporting to the Director of Engineering,Senior Engineer will conduct project management & engineering,including large central utility projects;management of the design and construction process;management of consulting engineers and contractors;Ongoing project revi ...
New York $150,000 - $155,000 (USD)1 month ago
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The Construction Quality Control Manager ensures compliance with company standards across Capital Infrastructure Delivery and Central Operations. · ...
New York Full time1 month ago
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The Senior Engineer will be responsible for project management and engineering including large central utility projects; management of consulting engineers and contractors; ongoing project review for compliance with University criteria for design performance constructability main ...
New York $150,000 - $159,000 (USD)1 month ago
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A large health system in New York is seeking an experienced Director of Patient Financial Services to lead the centralization and optimization of revenue cycle operations across multiple entities. · Provide strategic oversight of billing, accounts receivable, denials management, ...
New York1 week ago
Head of Central Compliance - Manhattan - confidential
Description
Head of Central Compliance
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Head of Central Compliance
Only for registered members New York
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Head of Central; Compliance
Only for registered members New York City Metropolitan Area
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Head of Central Compliance
Only for registered members New York
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Head of Central Compliance
Only for registered members New York, NY
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Head of Central; Compliance
Only for registered members New York
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Head Of Central Compliance
Only for registered members Manhattan, NY
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Director – Central Compliance
Only for registered members New York
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Head of Central Compliance - VN2574
Only for registered members New York, NY
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Head of Central Compliance - VN2574
Full time Only for registered members New York
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Head of Central Compliance - VN2574
Only for registered members New York, NY
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Head of Central Compliance, Americas
Only for registered members New York, NY, United States
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Head of Central Compliance - VN2574
Only for registered members New York
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Head of Central Compliance, Americas
Only for registered members New York, NY, United States
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Manager - Accounting Compliance & Reporting (ACR) - Central and East locations:
Only for registered members New York, NY
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Tax Manager - Accounting Compliance & Reporting (ACR) - Central and East locations: 1499
Only for registered members Hoboken
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Amazon Vendor Central Manager
Only for registered members New York
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Senior Engineer
Only for registered members New York
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Construction Quality Control Manager
Full time Only for registered members New York
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Senior Engineer
Only for registered members New York
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Director of Patient Financial Services- 249235
Only for registered members New York