Director – Central Compliance - New York

A senior leadership opportunity with a growing event-based trading marketplace that operates under CFTC and NFA oversight. · Oversight the design and execution of the central compliance program, including policies and procedures governance employee conduct training and regulatory ...

A leading Broker Dealer firm is looking to hire a Head of Central Compliance for its New York City office. · This leadership role offers broad ownership of the firm's Compliance framework and day-to-day operations across the Americas. · The position is based in New York metro and ...

+Job summary · The firm is seeking a Head of Central Compliance to join our Americas Compliance team in New York City.++Manage the anti-money laundering program (including policies, procedures, third-party KYC/onboarding screening, and annual independent reviews) and Sanctions co ...

A rapidly expanding financial services firm is seeking a dynamic Head of Central Compliance to join its New York City office. · ...

If you are considering sending an application, make sure to hit the apply button below after reading through the entire description. · Head of Central Compliance · About the Company · Expanding financial services firm · Industry · Financial Services · Type · Privately Held · Abou ...

A leading Broker Dealer firm is looking to hire a Head of Central Compliance for its New York City office. · ...

The firm is seeking a Head of Central Compliance to join our Americas Compliance team in New York City. Reporting directly to the Americas Chief Compliance Officer, · You will lead the team responsible for the foundational and operational aspects of the firm's Compliance program ...

Marex is seeking a Head of Central Compliance to join the organization at either the Chicago or New York office. · ...

Marex is seeking a Head of Central Compliance to join the organization at either the Chicago or New York office. The role will primarily focus on Registrations (e.g. FINRA, NFA) and Regulatory Affairs. · Responsibilities:Support the Head of Compliance, Americas and the overall ob ...

Diversified. Resilient. Dynamic. · Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. · The Group provides comprehensive breadth and depth of coverage ...

Marex is seeking a Head of Central Compliance to join the organization at either the Chicago or New York office. · ...

Hudson River Trading is seeking a Head of Central Compliance to join our Americas Compliance team in New York City. · Manage HRT's anti-money laundering program. · Oversee the design and implementation of HRT's personal account dealing platform and processes. · ...

The Office of Mental Health (OMH) is recruiting to fill an Assisted Outpatient Treatment (AOT) Compliance Specialist 1 position in the New York City Field Office. · The incumbent will work independently reviewing each proposed treatment plan and investigating to see that all cour ...

The Office of Mental Health (OMH) is recruiting to fill an Assisted Outpatient Treatment (AOT) Compliance Specialist 1 position in the New York City Field Office. · In this role, you will oversee Kendra's Law within New York City's large and complex behavioral health system, · Th ...

We're seeking high-potential professionals to deliver exceptional client service and enable the continued growth of our practice. · Manage and provide timely and high-quality services. · Demonstrate professionalism through a positive attitude. · Serve as the point of contact for ...

We are seeking an experienced Amazon Vendor Central Manager to oversee day-to-day marketplace operations and drive performance across our Amazon 1P business. · Own daily management of Amazon Vendor Central (1P) operations · Oversee inventory forecasting, replenishment planning, a ...

The Construction Quality Control Manager ensures compliance with company standards across Capital Infrastructure Delivery and Central Operations. · ...

Job summary: · Reporting to the Director of Engineering,Senior Engineer will conduct project management & engineering,including large central utility projects;management of the design and construction process;management of consulting engineers and contractors;Ongoing project revi ...

The Senior Engineer will be responsible for project management and engineering including large central utility projects; management of consulting engineers and contractors; ongoing project review for compliance with University criteria for design performance constructability main ...

A large health system in New York is seeking an experienced Director of Patient Financial Services to lead the centralization and optimization of revenue cycle operations across multiple entities. · Provide strategic oversight of billing, accounts receivable, denials management, ...