Head of Central Compliance, Americas - New York, NY, United States

The Head of Compliance, Americas will lead the overall compliance program and effort in the Americas region for FalconX. · Oversee AML/CFT internal controls. · Evaluate existing products for Compliance risk. · Maintain registrations and licenses. · ...

· Who are we? · FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and · cutting-edge technology, FalconX addresses the industry's forem ...

We are seeking a professional to join the Americas Financial Crime Team as a senior member. The individual will provide Anti-Money Laundering (AML) compliance support across the Americas business.,Work closely with the Americas Head of Financial Crime to design, implement, and en ...

· In essence,your role involves leading product compliance activities across the Americas. · ...

This role involves leading product compliance activities across the Americas ensuring renewable fuels gases and energy products meet all applicable regulatory and sustainability certification requirements. · ...

We are seeking a highly organized proactive and versatile professional to serve as Executive Assistant to Chief Compliance Officer for Credit Agricole CIB Americas (CCO). · ...

We are seeking a highly organized and proactive professional to serve as Executive Assistant to Chief Compliance Officer for Credit Agricole CIB Americas (CCO). · ...

+As a Director in the Global Markets Regulatory Compliance ("GMRC") Advisory team at CACIB, you will play a critical role in advising internal stakeholders on the implementation and development of compliance requirements set forth by the SEC for security-based swap dealer and CFT ...

+ Lead regulatory oversight and supporting strategic business initiatives for Barclays' Americas operations. · + Provide expert challenge on financial crime compliance matters · + Work closely with senior stakeholders across the branch and Barclays to drive AML advisory, regulato ...

Join us as a VP for Barclays Americas operations where you'll lead regulatory oversight and support strategic business initiatives. You'll provide expert challenge on financial crime compliance matters ensuring alignment with legal regulatory and ethical standards. · ...

As a Director in the Global Markets Regulatory Compliance ( ...

As a Director in the Global Markets Regulatory Compliance ("GMRC") Advisory team at CACIB, you will play a critical role in advising internal stakeholders on the implementation and development of compliance requirements set forth by the SEC for security-based swap dealer and CFTC ...

We are seeking a Vice President to join BlackRock's Global Financial Crime Compliance team based in New York City NY or Wilmington DE This role is responsible for implementing strategic priorities related to financial crime risk across separately managed accounts SMA cash managem ...

We are seeking a Vice President to join BlackRock's Global Financial Crime Compliance team. · ...

As a Director in the Global Markets Regulatory Compliance ( ...

A Director in the Global Markets Regulatory Compliance (“GMRC”) Advisory team will advise on securities and investment banking activities with a focus on FINRA and SEC broker dealer requirements.Enhance the compliance program. · Advise on new product and activity for securities a ...

Our Summer Analyst Program is a nine to ten week summer internship for students pursuing a bachelors / graduate degree. You will be fully immersed in our day-to-day activities. · ...

The Head of CIB Testing is responsible for identifying compliance themes with moderate to high levels of inherent risk and leading a team that performs independent tests of the control environment. · Develop and maintain an effective testing program. · Construct an annual testing ...

The Head of Corporate & Investment Banking Testing – Executive Director is responsible for managing compliance risk by establishing policies, overseeing controls execution advising business functions providing training managing regulatory examinations relations. · - Competitive t ...

The Director of Compliance will lead the development, implementation, · and oversight of Grameen America's comprehensive compliance program. · Develop, implement, · and maintain a comprehensive risk-based compliance program that addresses all federal, · state,and local regulation ...