- 10-15 years of Strong Regulatory Compliance Experience; Strong knowledge of the 1940 Act and other Federal Securities Laws
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Atlantic Group Stamford, United States$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel · *Reporting to the CCO · *Oversee Investment Company/Mutual Fund Compliance · *Manage the Regulatory Compliance Function for the Registered Investment Vehicles including the Business Dev ...
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Starwood Capital Group Greenwich, United StatesStarwood Capital Overview · Starwood Capital Group is a private investment firm with a primary focus on global real estate. Since its inception in 1991, the Firm has raised over $70 billion of capital and currently has approximately $115 billion of assets under management. Over ...
Compliance Officer/Regulatory Counsel- $12 Billion Stamford Alternative Asset Manager- - Atlantic Group
![atlantic group background](https://contents.bebee.com/companies/us/atlantic-group/background-s32xb.png)
Description
$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel*Reporting to the CCO
*Oversee Investment Company/Mutual Fund Compliance
*Manage the Regulatory Compliance Function for the Registered Investment Vehicles including the Business Development Companies
*Investment Company Act of 1940
*Securities Exchange Act of 1934
*Securities Act of 1933
*Investment Advisers Act of 1940
*Implement and Manage Policies & Procedures to Comply with Regulatory Requirements
*Manage Regulatory & SEC Filings
*Prepare and Review Materials for Board of Directors/Trustees
*Compliance Marketing
Qualifications:
*JD a Big Plus
Base Salary ~300k + Bonus ~$400K-$425k All In. Excellent Benefits & Culture & Opportunity for Growth at this $12 Billion Stamford Alternative Asset Manager
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